Arrivals at B. Riley Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Craig Waldow	Financial Telesis, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Aug 9, 2011	Jun 25, 2010
Jason Steven Hawke	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Aug 2, 2011	Dec 15, 2011 (135 d)
Merlin Earl Ames	Edward Jones national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 7, 2011	Apr 9, 2018 (2590 d)
Rose Mary Thompson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Feb 3, 2011	Feb 17, 2011
Jeffrey Salvatore Cristadoro	Asset & Financial Planning, Ltd other	B. Riley Wealth Advisors, Inc. other	Other	Jan 6, 2011	Jan 6, 2011
James C Culp	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Dec 10, 2010	Apr 13, 2011 (124 d)
Joseph Clark Koch	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 15, 2010	Aug 27, 2022 (4334 d)
Todd Alan Onda	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 15, 2010	Feb 25, 2022 (4151 d)
David Charles Levine	Summit Capital Management Group, LLC unclassified	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Oct 1, 2010	Jan 4, 2021 (3748 d)
Michael J. O'Callaghan	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Aug 20, 2010	Feb 15, 2011 (179 d)
John Kenneth Palmer	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jun 29, 2010	Jun 15, 2010
Terron Tidwell	Waddell & Reed other	B. Riley Wealth Advisors, Inc. other	Other	May 24, 2010	Nov 21, 2011 (546 d)
Robert Mortimer	UBS Financial Services Inc. wirehouse	B. Riley Wealth Advisors, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 20, 2010	Jul 26, 2022 (4450 d)
David Sean Rich	Vfinance Advisors, Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	May 11, 2010	Jan 5, 2010
Rodger Erik Thomas	Ameriprise Financial Services, LLC national BD	B. Riley Wealth Advisors, Inc. other	Other	May 11, 2010	Jan 19, 2011 (253 d)
Lance Allan Moody	Raymond James Financial Services Advisors, Inc other	B. Riley Wealth Advisors, Inc. other	Other	Apr 26, 2010	Dec 11, 2013 (1325 d)
Stephen Mark Littenberg	Voya Financial Partners, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Apr 23, 2010	Apr 15, 2010
James Allen Tolbert	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. other	Other	Feb 26, 2010	Mar 8, 2010
Dragi Paunovski	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jan 26, 2010	Mar 9, 2010 (42 d)
Kenneth Joseph Gilmore	Financial Consultant Group, LLC unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jan 21, 2010	Jan 28, 2010
Lisa More	Wilmington Trust Investment Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Jan 19, 2010	Jan 26, 2022 (4390 d)
Darren Francis Schneck	Morgan Stanley wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jan 15, 2010	Dec 17, 2009
Matthew Earl Sherbondy	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. other	Other	Dec 24, 2009	Jan 5, 2010
Dale Edward Groce	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. other	Other	Dec 24, 2009	Mar 2, 2017 (2625 d)
James Patrick Flynn	Cantella & Co., Inc. other	B. Riley Wealth Advisors, Inc. other	Other	Nov 27, 2009	Dec 2, 2011 (735 d)
Kevin John Dziubela	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Oct 2, 2009	Mar 29, 2019 (3465 d)
Christopher Todd Drawbaugh	RBC Capital Markets, LLC national BD	B. Riley Wealth Advisors, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 27, 2009	Jan 16, 2025 (5621 d)
John Joseph Kostic	J P Turner & Company Capital Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Jul 24, 2009	Jul 21, 2009
Jonathan David Straus	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Jul 20, 2009	Jul 16, 2009
Joseph Varvara	Nfsg Corporation other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	May 19, 2009	Jan 6, 2020 (3884 d)
Craig M Gougis	Sagepoint Financial, Inc. other	B. Riley Wealth Advisors, Inc. other	Other	May 12, 2009	May 21, 2009
Jeffrey T Richter	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Apr 21, 2009	Apr 17, 2009
James Robert Buiter	Wells Fargo Advisors wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Apr 17, 2009	May 15, 2009
Joshua Robert Barg	Aegis Capital Corp. other	B. Riley Wealth Advisors, Inc. other	Other	Apr 13, 2009	Apr 8, 2009
Matthew Bruce Schechner	Aegis Capital Corp. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Apr 6, 2009	Jun 23, 2021 (4461 d)
Robert Anthony Nevarez	LPL Financial LLC other	B. Riley Wealth Advisors, Inc. other	Other	Mar 31, 2009	Apr 1, 2009
William Davis Madara	Unified Wealth Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Mar 12, 2009	Dec 23, 2009 (286 d)
John Anthony Miller	Unified Wealth Management, LLC other	B. Riley Wealth Advisors, Inc. other	Other	Mar 12, 2009	Dec 23, 2009 (286 d)
Michael Gefen	Comerica Securities other	B. Riley Wealth Advisors, Inc. other	Other	Mar 2, 2009	Apr 23, 2009 (52 d)
Kenneth Raymond Schuyler	T & M Financial Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Mar 2, 2009	Mar 11, 2009
Guy Blann Britton	Citigroup Global Markets Inc. other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Feb 26, 2009	Aug 23, 2022 (4926 d)
August Charles Miele	Chase Investment Services Corp. other	B. Riley Wealth Advisors, Inc. other	Other	Jan 23, 2009	Apr 23, 2009 (90 d)
Steven Andrew Jennings	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jan 23, 2009	Feb 11, 2009
Allan Daniel Babaian	Morgan Stanley & Co. LLC unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jan 15, 2009	Nov 8, 2010 (662 d)
John Joseph Padgett	First Montauk Securities Corp. unclassified	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Nov 18, 2008	Jan 24, 2019 (3719 d)
Peter J. Maldjian	First Montauk Securities Corp. unclassified	B. Riley Wealth Advisors, Inc. other	Other	Nov 18, 2008	Dec 17, 2008
Daniel Pecoraro	Advice And Planning Services other	B. Riley Wealth Advisors, Inc. other	Other	Nov 12, 2008	Jan 4, 2010 (418 d)
Alicia Maria Guagliardo	Accessor Capital Management LP unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jul 3, 2008	Jun 19, 2008
Sandra Teresa Turner	Melhado, Flynn & Associates, Inc. unclassified	B. Riley Wealth Advisors, Inc. other	Other	May 28, 2008	Aug 15, 2008 (79 d)
John Edward Wolfsberg	J.P. Morgan Securities LLC wirehouse	B. Riley Wealth Advisors, Inc. other	Other	May 15, 2008	Aug 4, 2008 (81 d)
Matthew Frank Mohlman	Afa Advisor Services LLC unclassified	B. Riley Wealth Advisors, Inc. other	Other	May 12, 2008	Sep 20, 2013 (1957 d)
Gregory Avery Ramirez	Wells Fargo Investments, LLC unclassified	B. Riley Wealth Advisors, Inc. other	Other	Jan 7, 2008	Apr 7, 2008 (91 d)
Dino Dionne	Chase Investment Services Corp. other	B. Riley Wealth Advisors, Inc. other	Other	Dec 12, 2007	Dec 10, 2007
Leonard James Scandariato	Oppenheimer Asset Management other	B. Riley Wealth Advisors, Inc. BD affiliated	Other	Nov 12, 2007	Jul 14, 2023 (5723 d)
Michael Anthony Brcic	Oppenheimer Asset Management other	B. Riley Wealth Advisors, Inc. other	Other	Nov 12, 2007	Jan 19, 2017 (3356 d)
Matthew Scott Harris	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Aug 28, 2007	Sep 10, 2007
Adam Douglas Lorraine	Nfsg Corporation other	B. Riley Wealth Advisors, Inc. other	Other	Aug 23, 2007	Nov 14, 2007 (83 d)
Eric Mendelsohn	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	B. Riley Wealth Advisors, Inc. other	Other	Aug 21, 2007	Aug 30, 2007
Petar Alexiev Arizanov	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. other	Other	Aug 14, 2007	Oct 2, 2007 (49 d)
Carlos Amilcar Farelo	Gunnallen Financial, Inc unclassified	B. Riley Wealth Advisors, Inc. other	Other	Aug 14, 2007	Oct 2, 2007 (49 d)

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383 moves match.