DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at United Capital Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

415 moves
AdvisorFromToTypeLeftRegistered
Brian R WeatherlyWfg Advisors, LP otherUnited Capital Financial Advisors independent RIAOtherFeb 26, 2014Jul 30, 2018 (1615 d)
Seth David GoldbergSagepoint Financial, Inc. otherUnited Capital Financial Advisors otherOtherDec 31, 2013Jan 2, 2014
Mark Edward WeberC5 Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherDec 31, 2013Jan 2, 2014
Kassi Ann HydeThomas Burdg Consulting, Inc. unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2013Mar 13, 2014 (72 d)
Andrea Giulio ItemQuorum Investment Counsel, LLC otherUnited Capital Financial Advisors otherOtherDec 31, 2013Jan 27, 2014
Brady Andrew MorrisonEdelman Financial Services, LLC otherUnited Capital Financial Advisors otherOtherDec 11, 2013Feb 24, 2014 (75 d)
Adam Anthony VegaSignator Investors, Inc. otherUnited Capital Financial Advisors otherOtherDec 5, 2013Feb 17, 2014 (74 d)
Charles Joseph CostaProfessional Planning Advisors,LLC otherUnited Capital Financial Advisors otherOtherNov 15, 2013Jun 17, 2013
Ralph Corley WatsonProfessional Planning Advisors,LLC otherUnited Capital Financial Advisors otherOtherNov 15, 2013Jun 18, 2013
Bradford William HessVoya Financial Advisors, Inc. otherUnited Capital Financial Advisors otherOtherNov 5, 2013Jul 29, 2016 (997 d)
Ryan Mendel GarrisonBrotherton Investment Consultants LLC otherUnited Capital Financial Advisors otherOtherOct 16, 2013Oct 16, 2013
Nathaniel Gjermund GehringKeatsconnelly otherUnited Capital Financial Advisors otherOtherSep 24, 2013Aug 19, 2013
Quinn Matthew McelweeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors otherOtherAug 19, 2013Aug 4, 2015 (715 d)
Rory Jacob Dale HartPence Wealth Management, Inc. unclassifiedUnited Capital Financial Advisors otherOtherJul 10, 2013Feb 15, 2013
David Grant MetzgerLegacy Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherJul 3, 2013Nov 14, 2013 (134 d)
Paul Craven BennettC5 Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherJul 1, 2013Jul 1, 2013
Joseph Adam MorganC5 Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherJul 1, 2013Jul 1, 2013
Elizabeth Anne WindischWedbush Securities Inc. otherUnited Capital Financial Advisors otherOtherJun 13, 2013Sep 12, 2013 (91 d)
Lindsay Michelle AllenGirard Securities, Inc. otherUnited Capital Financial Advisors otherOtherMay 22, 2013Aug 1, 2013 (71 d)
Stacy Hanlon MchughWaldron Private Wealth otherUnited Capital Financial Advisors otherOtherMay 8, 2013Jan 31, 2014 (268 d)
Jeffrey HawkinsSchultz Collins otherUnited Capital Financial Advisors otherOtherApr 5, 2013Oct 19, 2012
Gary MitchellParagon Investment Management Inc otherUnited Capital Financial Advisors otherOtherApr 1, 2013Dec 19, 2012
Sandra Lee Fey-SuttonParagon Investment Management Inc otherUnited Capital Financial Advisors otherOtherApr 1, 2013Dec 19, 2012
Catherine Elizabeth Burns HumbertParagon Investment Management Inc otherUnited Capital Financial Advisors otherOtherApr 1, 2013Dec 19, 2012
Daniel Leverett RutterParagon Investment Management Inc otherUnited Capital Financial Advisors otherOtherApr 1, 2013Dec 19, 2012
Jason Paul BremerParagon Investment Management Inc otherUnited Capital Financial Advisors otherOtherApr 1, 2013Dec 19, 2012
Samuel Peter VaranoMercer Global Advisors Inc. otherUnited Capital Financial Advisors otherOtherMar 18, 2013Sep 30, 2013 (196 d)
Cassandra C FulliloveDeutsche Bank Securities Inc. otherUnited Capital Financial Advisors BD affiliatedOtherFeb 6, 2013Oct 19, 2021 (3177 d)
Mark UlicnyNew England Securities Corporation otherUnited Capital Financial Advisors otherOtherJan 3, 2013Feb 1, 2013
Kathleen Anne GraceExcelsior Capital Advisors, LLC otherUnited Capital Financial Advisors otherOtherDec 19, 2012Nov 7, 2012
Tabitha Terese Letourneau MeyererExcelsior Capital Advisors, LLC otherUnited Capital Financial Advisors otherOtherDec 19, 2012Nov 19, 2012
Ryan Walter RogalskiNorthwestern Mutual Investment Services,LLC otherUnited Capital Financial Advisors independent RIAOtherDec 17, 2012Jan 13, 2025 (4410 d)
Owen Hayes MalcolmSanders Financial Management, Inc. otherUnited Capital Financial Advisors otherOtherDec 14, 2012Sep 5, 2012
Melissa Cummings HallmarkSanders Financial Management, Inc. otherUnited Capital Financial Advisors otherOtherDec 14, 2012Aug 14, 2012
Penny Gae FrankCharles Schwab & Co., Inc. national BDUnited Capital Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2012Jun 6, 2018 (2045 d)
Daphne C HuMercer Global Advisors Inc. otherUnited Capital Financial Advisors otherOtherOct 13, 2012May 31, 2013 (230 d)
Thad BorowiakEquitable Advisors, LLC national BDUnited Capital Financial Advisors otherOtherOct 11, 2012Nov 6, 2012
Laurence Jay EpsteinOsaic Fa, Inc. otherUnited Capital Financial Advisors otherOtherAug 16, 2012Sep 5, 2012
Gustavo ArceGoldman Sachs Wealth Services, L.P. otherUnited Capital Financial Advisors otherOtherJun 14, 2012Sep 19, 2012 (97 d)
Gregory Harrison ReifSage Financial Group Inc. otherUnited Capital Financial Advisors otherOtherMay 31, 2012Jun 5, 2012
David Alan KingMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseUnited Capital Financial Advisors otherOtherMay 22, 2012Jun 1, 2012
Amber Caroline AndreggLPL Financial LLC otherUnited Capital Financial Advisors otherOtherMay 10, 2012Jun 4, 2013 (390 d)
Cary CarbonaroStonegate Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherApr 27, 2012May 9, 2012
Richard Thomas WesthelleStonegate Wealth Management, LLC otherUnited Capital Financial Advisors otherOtherApr 27, 2012May 3, 2012
Julie Diane FliederOppenheimer & Co. Inc. otherUnited Capital Financial Advisors otherOtherApr 17, 2012May 17, 2012
Nicholas Joseph HicklyChase Investment Services Corp. otherUnited Capital Financial Advisors otherOtherApr 17, 2012Apr 24, 2012
Theodore Jason BakerLeading Line, LLC unclassifiedUnited Capital Financial Advisors independent RIAOtherMar 1, 2012Mar 29, 2019 (2584 d)
Karen Beth McintyreVantage Point Advisors Inc. unclassifiedUnited Capital Financial Advisors otherOtherDec 31, 2011Feb 4, 2011
Michael Anthony PtaszenskiSei Investments Management Corp otherUnited Capital Financial Advisors otherOtherDec 1, 2011Jan 24, 2012 (54 d)
Timothy Russell HarderLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Oct 21, 2011
Larry Dale JacksonLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Oct 21, 2011
Joshua Blake SmithLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Oct 21, 2011
Bruce Francis FitzsimmonsLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Oct 24, 2011
Rance Lee SwinfordLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Oct 21, 2011
Stewart Embry FieldsLPL Financial LLC otherUnited Capital Financial Advisors otherOtherNov 7, 2011Feb 7, 2013 (458 d)
Mark Billings RulemanRaymond James Financial Services Advisors, Inc otherUnited Capital Financial Advisors otherOtherOct 3, 2011Oct 3, 2011
Stephen Philip ErfleLegacy Advisors, LLC otherUnited Capital Financial Advisors otherOtherSep 22, 2011Dec 16, 2011 (85 d)
Joanne H NguyenMsi Financial Services, Inc. otherUnited Capital Financial Advisors otherOtherAug 11, 2011Oct 31, 2017 (2273 d)
Janet KohrmannPremier Financial Planning, Inc. otherUnited Capital Financial Advisors otherOtherJun 10, 2011Jan 17, 2014 (952 d)
David Berend Van RoijenCredit Suisse Securities (USA) LLC otherUnited Capital Financial Advisors otherOtherJun 10, 2011Oct 4, 2013 (847 d)
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