DFX Intelligence
Advisor moves
Arrivals at Cwm, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
706 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashley Buchanan | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jul 12, 2022 |
| Andrew Thomas Penke | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jul 1, 2022 |
| Christina Alexis Ward | Diamond Wealth Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2022 | Apr 19, 2022 |
| James A Degaetano | Diamond Wealth Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2022 | Apr 19, 2022 |
| Daniel John Kearney | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 9, 2022 |
| Jeffrey Paul Couzens | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 10, 2022 |
| Alexis Ruth Karn | Karn, Couzens & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 12, 2022 | May 9, 2022 |
| Robert Alan Karn | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2022 | May 9, 2022 |
| George Burton White | Fortigent, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 2, 2022 | May 2, 2022 |
| Michael Justin Salemy | Northwestern Mutual Investment Services,LLC no RAUM | Cwm, LLC BD affiliated | Other | Apr 20, 2022 | Jan 1, 2025 (987 d) |
| James Joseph Cuorato | Stonecrop Wealth Advisors, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Jun 16, 2025 (1154 d) |
| Steven Edward Rose | Legacy Wealth Planning, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 18, 2022 | Mar 1, 2022 |
| Stephanie Marie Knapp | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | May 18, 2022 (37 d) |
| Alexis N Bush | Plan2retire state registered | Cwm, LLC BD affiliated | Other | Apr 1, 2022 | Apr 13, 2022 |
| Brian T Scott | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 23, 2022 |
| Spencer Kirk Johnston | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | May 20, 2022 (59 d) |
| Stephen Mark Swensen | Olympus Wealth Management, LLC mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2022 | Aug 2, 2022 (137 d) |
| Joshua Richard Volgarino | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2022 | Mar 3, 2022 |
| Aaron Lee Short | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2022 | Feb 23, 2022 |
| Cherry Gayle Laska | Morgan Stanley wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2022 | Feb 16, 2022 |
| Ryan Harrington Grove | Hornor, Townsend & Kent, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 22, 2022 |
| Scott Karl Wetherbee | Independent Financial Group, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Feb 9, 2022 |
| Grant Michael Trimble | V Wealth Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2022 | Jan 5, 2022 |
| William Eric Marney | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2022 | Feb 14, 2022 |
| Brent Stanley Pine | Integrated Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2022 | Oct 4, 2021 |
| Mark Andrew Jones | Integrated Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 26, 2022 | Oct 4, 2021 |
| Teresa Rae Sanders | Gps Wealth Strategies Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2022 | Jan 3, 2022 |
| James Joseph Roman | Main Street Financial Life Advisors, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Feb 1, 2021 |
| Matthew Joseph Kulpa | Main Street Financial Life Advisors, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Feb 1, 2021 |
| Joel Matthew Davis | Main Street Financial Life Advisors, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Feb 1, 2021 |
| Steven Micheal Wilfred Cassell | Park Avenue Securities LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 15, 2021 |
| Thomas Frank Commander | United Planners' Financial Services Of America A Limited Partner independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Dec 8, 2021 |
| Jeremy Curtis Day | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Dec 22, 2021 |
| Stuart Allan Schiffman | Compound Wealth Advisors state registered | Cwm, LLC BD affiliated | Other | Dec 1, 2021 | Dec 1, 2021 |
| Matthew Edward Mai | Price Financial Group Wealth Management unclassified | Cwm, LLC BD affiliated | Other | Dec 1, 2021 | Feb 11, 2021 |
| Mateusz Wojciech Sudol | Price Financial Group Wealth Management unclassified | Cwm, LLC BD affiliated | Other | Dec 1, 2021 | Feb 11, 2021 |
| Robert Joseph Caldwell | Price Financial Group Wealth Management unclassified | Cwm, LLC BD affiliated | Other | Dec 1, 2021 | Feb 11, 2021 |
| Douglas Dix Boring | The Wealth Consulting Group independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2021 | Jan 1, 2025 (1141 d) |
| Nolan D Schultz | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2021 | Nov 29, 2021 |
| Stephanie Leigh Forinash | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2021 | Oct 30, 2023 (724 d) |
| Ty Bongiovanni | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2021 | Nov 1, 2021 |
| Gregg Howard Johnson | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Nov 5, 2021 (31 d) |
| Jason Christopher White | Genuine Wealth Management unclassified | Cwm, LLC BD affiliated | Other | Sep 30, 2021 | Jul 6, 2021 |
| Paul Alfred Schmidt | Primary Care Financial Planning unclassified | Cwm, LLC BD affiliated | Other | Sep 22, 2021 | Oct 8, 2021 |
| Jessica P Cripps | UBS Financial Services Inc. wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2021 | Sep 23, 2021 |
| Michael David Rautiola | Spc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Adam James Finch | Spc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Matthew Thomas Bowden | Spc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 23, 2021 |
| Diarra Koro Williams | Texas Capital Bank Private Wealth Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2021 | Aug 24, 2021 |
| Andrea Michelle Bongiovanni | Usi Advisors institutional | Cwm, LLC BD affiliated | Other | Aug 18, 2021 | Aug 24, 2021 |
| Eric Arndt | Blue Water Wealth independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2021 | Apr 6, 2022 (238 d) |
| David Alan Tews | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2021 | Dec 12, 2022 (507 d) |
| Timothy Ryan Hall | Wealthcare Advisory Partners LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2021 | Jul 12, 2021 |
| Thomas Avery Skelley | Wealthcare Advisory Partners LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 13, 2021 | Jul 9, 2021 |
| Thomas Roney Chaney | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2021 | May 18, 2021 |
| Joshua James Klooz | UBS Financial Services Inc. wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2021 | Apr 14, 2021 |
| Michelle Nicole Ogden | Wakeful state registered | Cwm, LLC independent RIA | Other | Apr 8, 2021 | Sep 28, 2018 |
| Daniel Brian Edwards | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2021 | Apr 5, 2021 |
| Daniel Armas | Gitterman Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2021 | Mar 1, 2021 |
| Brandon P Buhay | Gitterman Wealth Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2021 | Mar 5, 2021 |