Arrivals at Esi Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Sang Pham Walker	J.P. Morgan Securities LLC wirehouse	Esi Financial Advisors other	Other	Nov 24, 2014	Nov 25, 2014
Stephen E Hasso	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Nov 10, 2014	Nov 20, 2014
James Gayle Oppenlander	Ameritas Advisory Services other	Esi Financial Advisors other	Other	Sep 29, 2014	Sep 18, 2014
David Armand Ventura	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Jul 9, 2014	Apr 6, 2015 (271 d)
Paul William Adamo	American Portfolios Advisors, Inc other	Esi Financial Advisors other	Other	Jul 3, 2014	Jul 3, 2014
Ronald Hunt Purdy	New England Securities Corporation other	Esi Financial Advisors other	Other	Jun 13, 2014	Jun 12, 2014
Conor F.P. Boyd	Northwestern Mutual Investment Services,LLC other	Esi Financial Advisors other	Other	Jun 11, 2014	May 6, 2015 (329 d)
Darrell Wayne Amsden	MML Investors Services, LLC other	Esi Financial Advisors other	Other	May 15, 2014	Jul 17, 2014 (63 d)
Christopher A Saras	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	May 12, 2014	Jul 17, 2014 (66 d)
Fernando Efrain Recalde	Eagle Strategies LLC other	Esi Financial Advisors other	Other	May 9, 2014	May 6, 2014
William Francis Bianculli	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Mar 31, 2014	Mar 19, 2014
Yanhong Li	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Mar 19, 2014	Aug 11, 2014 (145 d)
Denny Joel Mendez	Hornor, Townsend & Kent, LLC other	Esi Financial Advisors other	Other	Mar 17, 2014	Mar 6, 2014
Daniel Robert House	Northwestern Mutual Investment Services,LLC other	Esi Financial Advisors BD affiliated	Other	Mar 3, 2014	Oct 26, 2021 (2794 d)
Eric D. Goldstein	Pruco Securities, LLC other	Esi Financial Advisors other	Other	Jan 30, 2014	Apr 16, 2014 (76 d)
John Paul Fountain	Pruco Securities, LLC other	Esi Financial Advisors other	Other	Jan 10, 2014	Apr 23, 2014 (103 d)
David Joseph Chiusano	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Jan 2, 2014	Jan 9, 2014
James Christopher Muro	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Dec 19, 2013	Dec 17, 2013
John Paxton Dement	Nestwise LLC other	Esi Financial Advisors other	Other	Sep 27, 2013	Jun 19, 2014 (265 d)
Nicholas Robert Pontilena	LPL Financial LLC other	Esi Financial Advisors other	Other	Jun 24, 2013	Jun 7, 2013
James Paul Cooney	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	May 14, 2013	May 23, 2013
Eric Dow Etshman	Vsr Advisory Services other	Esi Financial Advisors other	Other	Dec 31, 2012	Jul 29, 2013 (210 d)
Mark Edward Henderson	Ameritas Advisory Services other	Esi Financial Advisors other	Other	Dec 21, 2012	Aug 8, 2014 (595 d)
Christine Lee Embling	LPL Financial LLC other	Esi Financial Advisors BD affiliated	Other	Nov 8, 2012	Feb 18, 2022 (3389 d)
John C Rogers	UBS Financial Services Inc. wirehouse	Esi Financial Advisors BD affiliated	Wirehouse to affiliated broker-dealer or bank	Oct 26, 2012	Aug 27, 2019 (2496 d)
Edward Patrick Barrett	New England Securities Corporation other	Esi Financial Advisors other	Other	Oct 25, 2012	Jan 22, 2013 (89 d)
George Leavell Coxhead	Msi Financial Services, Inc. other	Esi Financial Advisors other	Other	Oct 25, 2012	Nov 9, 2012
Roy Anthony Roberson	Principal Securities, Inc. other	Esi Financial Advisors other	Other	Sep 18, 2012	Sep 7, 2012
Miri Y Upton	Wells Fargo Advisors wirehouse	Esi Financial Advisors other	Other	Aug 8, 2012	Mar 10, 2014 (579 d)
James Michael Ortenzio	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Jul 25, 2012	Jul 10, 2012
Harvey Eschol Varnadoe	Resource Horizons Investment Advisory, Inc. other	Esi Financial Advisors other	Other	Jun 29, 2012	Jun 25, 2012
Woodward Town Odiorne	Cms Wealth Management other	Esi Financial Advisors other	Other	Apr 3, 2012	Apr 4, 2002
Bryan Scott Marvin	Oneamerica Securities, Inc. other	Esi Financial Advisors other	Other	Feb 23, 2012	Feb 24, 2012
Sage Tomlin Bahre	Essex National Securities, Inc. other	Esi Financial Advisors other	Other	Feb 13, 2012	Feb 17, 2012
Ramon Luis Martinez	Cuna Brokerage Services, Inc. other	Esi Financial Advisors other	Other	Feb 1, 2012	Jan 31, 2012
Charles Andrew Musil	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Jan 6, 2012	Feb 8, 2012 (33 d)
Jeffrey Wright	Voya Financial Advisors, Inc. other	Esi Financial Advisors other	Other	Dec 16, 2011	Apr 24, 2012 (130 d)
Jonathan Garson Cameron	Morgan Keegan & Company, LLC other	Esi Financial Advisors other	Other	Oct 24, 2011	Apr 16, 2012 (175 d)
Stephen Howard Goldstein	Quantum Technalysis Asset Management unclassified	Esi Financial Advisors BD affiliated	Other	Aug 11, 2011	May 15, 2018 (2469 d)
Jacob Joshua Marley	Citizens Securities, Inc. other	Esi Financial Advisors BD affiliated	Other	Jun 14, 2011	Mar 15, 2019 (2831 d)
Buffy Mangus	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Feb 24, 2011	Feb 12, 2013 (719 d)
Richard Scott Linden	Equitable Advisors, LLC national BD	Esi Financial Advisors BD affiliated	Affiliated broker-dealer or bank to another	Dec 20, 2010	Jun 22, 2021 (3837 d)
Christopher Mark Bryan	Creative Planning Institutional Advisors, LLC other	Esi Financial Advisors other	Other	Nov 22, 2010	Sep 10, 2010
Brian S Cussimanio	Quest Capital Strategies, Inc. other	Esi Financial Advisors other	Other	Nov 11, 2010	Mar 10, 2015 (1580 d)
David Stuart Jones	Packerland Brokerage Services, Inc. other	Esi Financial Advisors other	Other	Sep 24, 2010	Nov 8, 2010 (45 d)
Andrew Gentiluomo	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Sep 3, 2010	Sep 2, 2010
Edward Latta Campbell	Cetera Advisor Networks LLC other	Esi Financial Advisors other	Other	Sep 3, 2010	Sep 10, 2010
Shaun David O'Connor	Cetera Advisor Networks LLC other	Esi Financial Advisors other	Other	Aug 31, 2010	Sep 7, 2010
Stephen Robert Carmody	Signator Investors, Inc. other	Esi Financial Advisors other	Other	Aug 20, 2010	Sep 8, 2010
Elizabeth I-Li Na	Cambridge Investment Research Advisors, Inc. other	Esi Financial Advisors other	Other	Aug 12, 2010	Jul 30, 2010
Dominick Joseph Citera	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Aug 9, 2010	Aug 5, 2010
David Clay Rouse	Cross Financial Services Corporation other	Esi Financial Advisors other	Other	Aug 2, 2010	Jul 30, 2010
Kevin Patrick Smith	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Jul 29, 2010	Aug 12, 2010
Everette Meade Seay	Lba Wealth Management, LLC other	Esi Financial Advisors other	Other	Apr 23, 2010	Mar 5, 2012 (682 d)
Ronald Jay Blau	Financial West Group other	Esi Financial Advisors other	Other	Mar 15, 2010	Mar 25, 2010
Darrin Bollenbacher	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Mar 3, 2010	Mar 25, 2010
Nicola S Nichol	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Esi Financial Advisors other	Other	Jan 19, 2010	Jan 22, 2010
June Alison Chow	Ameritas Advisory Services other	Esi Financial Advisors other	Other	Nov 9, 2009	Nov 11, 2009
Adelle Ramos Tan	Ameritas Advisory Services other	Esi Financial Advisors other	Other	Oct 19, 2009	Dec 8, 2009 (50 d)
Charles William Grant	Equitable Advisors, LLC national BD	Esi Financial Advisors other	Other	Oct 15, 2009	Oct 28, 2009

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