DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Edelman Financial Engines

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Paul JergensJ.P. Morgan Securities LLC wirehouseEdelman Financial Engines mixed wealthWirehouse to independent RIAJun 22, 2015Nov 10, 2022 (2698 d)
Steven Michael MurrayWaddell & Reed otherEdelman Financial Engines otherOtherFeb 24, 2015Mar 16, 2015
Gerald CiciarelliThe Mutual Fund Store otherEdelman Financial Engines otherOtherFeb 13, 2015Nov 30, 2016 (656 d)
Jared Christopher DuranEdward Jones national BDEdelman Financial Engines otherOtherFeb 4, 2015Jan 3, 2018 (1064 d)
Nicholas FerbertBallentine Partners otherEdelman Financial Engines otherOtherNov 7, 2014Jan 16, 2015 (70 d)
Philip Alan WilsonLPL Financial LLC otherEdelman Financial Engines otherOtherAug 19, 2014Feb 27, 2017 (923 d)
Noel G GoodrichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherApr 15, 2014May 1, 2014
Robert Scott BowmanSanders Morris LLC otherEdelman Financial Engines independent RIAOtherFeb 24, 2014Nov 1, 2018 (1711 d)
David John KetterEdward Jones national BDEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2014Mar 23, 2020 (2222 d)
Howard Scott KrutoyUsaa Financial Planning Services no RAUMEdelman Financial Engines otherOtherDec 12, 2013Feb 18, 2014 (68 d)
Curtis W HagnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherOct 7, 2013Oct 24, 2013
Dimas H LizardoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherSep 17, 2013Apr 14, 2016 (940 d)
Justine E GidaroCharles Schwab & Co., Inc. national BDEdelman Financial Engines otherOtherJul 5, 2013Aug 23, 2013 (49 d)
Khashayar AhouraeiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherJun 7, 2013Oct 16, 2013 (131 d)
Gerald William PenegorM21 Consulting unclassifiedEdelman Financial Engines otherOtherMar 20, 2013Apr 19, 2013
Howard I MortensonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherFeb 20, 2013Feb 25, 2013
Edward Joe DinanThornburg Investment Management Inc otherEdelman Financial Engines otherOtherJan 11, 2013Oct 29, 2013 (291 d)
Justin HayesStrategic Advisers LLC national BDEdelman Financial Engines otherOtherOct 16, 2012Oct 24, 2013 (373 d)
Ken Seiryu SakamotoBancwest Investment Services, Inc. (Bwis) otherEdelman Financial Engines otherOtherSep 26, 2012Apr 4, 2013 (190 d)
Jessica Dawn WertzStrategic Advisers LLC national BDEdelman Financial Engines independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2012Jul 11, 2018 (2147 d)
Alexandros P TerzisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherMar 30, 2012Apr 17, 2012
Kimberly Dawn MelloMmc Securities LLC no RAUMEdelman Financial Engines otherOtherMar 15, 2012Apr 16, 2012 (32 d)
Bradley Eugene SingerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherOct 26, 2011Jul 25, 2012 (273 d)
James Matthew RafeldVoya Retirement Advisors, LLC otherEdelman Financial Engines otherOtherAug 17, 2011Apr 16, 2012 (243 d)
Lindsay Graham WhettonAdvice And Planning Services otherEdelman Financial Engines independent RIAOtherJul 6, 2011May 20, 2026 (5432 d)
Linda Jean CooperNew York Life Investment Management LLC otherEdelman Financial Engines mixed wealthOtherDec 17, 2010May 19, 2022 (4171 d)
James Jarvis EllisScout Investments, Inc. otherEdelman Financial Engines independent RIAOtherNov 24, 2010Apr 1, 2025 (5242 d)
Seth Alan GusmanT. Rowe Price Advisory Services, Inc. no RAUMEdelman Financial Engines mixed wealthOtherMay 21, 2010Jun 6, 2020 (3669 d)
Robert Vincient NicolosiMorgan Stanley wirehouseEdelman Financial Engines otherOtherDec 10, 2009Jan 12, 2010 (33 d)
Kyle Palmer BinghamInvestment Advisors Of America, L.L.C. unclassifiedEdelman Financial Engines otherOtherNov 16, 2009Apr 21, 2010 (156 d)
Octavio Saenz TorresU.S. Bancorp Advisors, LLC otherEdelman Financial Engines otherOtherSep 24, 2009Jul 26, 2011 (670 d)
Virgil Shane WimberlyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEdelman Financial Engines otherOtherSep 3, 2009Sep 15, 2009
Michael John HamiltonAdviser Investments unclassifiedEdelman Financial Engines otherOtherJan 15, 2009May 23, 2011 (858 d)
Michael EnriquezPrincipal Securities, Inc. otherEdelman Financial Engines otherOtherMay 30, 2007Aug 22, 2007 (84 d)
Harley EisnerIntegrated Wealth Management, LLC otherEdelman Financial Engines mixed wealthOtherMar 2, 2007Dec 7, 2023 (6124 d)
Joseph A ParlavecchioStrategic Advisers LLC national BDEdelman Financial Engines otherOtherSep 25, 2006Oct 1, 2008 (737 d)
William Brian PuckettCambridge Investment Research Advisors, Inc. otherEdelman Financial Engines mixed wealthOtherAug 16, 2006Sep 8, 2023 (6232 d)
Robert Scott MagnaccaStrategic Advisers LLC national BDEdelman Financial Engines otherOtherJun 17, 2004May 15, 2009 (1793 d)
Page 8 of 8Previous
458 moves match.