| Stephen L. Dobrow | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 24, 2014 | Sep 23, 2014 |
| Barton Joseph Kershner | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 24, 2014 | Sep 17, 2014 |
| Timothy Allen Herb | Transamerica Financial Advisors, LLC other | Global Retirement Partners LLC other | Other | Dec 23, 2014 | Jan 19, 2015 |
| James Henry Perry | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 10, 2014 | Sep 18, 2014 |
| Virginia Krieger Sutton | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 3, 2014 | Sep 17, 2014 |
| Robert Joseph Basil Kotler | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 3, 2014 | Sep 23, 2014 |
| Steven Patrick Maher | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 3, 2014 | Sep 23, 2014 |
| Robert Bryan Burkhart | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Dec 2, 2014 | Oct 10, 2014 |
| Ronald Julius Church | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 16, 2014 |
| Rohn Steven Trieglaff | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 17, 2014 |
| Wesley Allan Clark | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 16, 2014 |
| Vincent Edward Zinsmeyer | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 17, 2014 |
| Marc Joseph Rohr | Financial Telesis, Inc. other | Global Retirement Partners LLC other | Other | Nov 17, 2014 | Jan 16, 2015 (60 d) |
| Chris Thomas Marovich | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Scott Brandon Dooley | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Derry Earl Cook | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Kalman David Muchnick | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Kristina Pauline Keck | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 17, 2014 |
| Michael Reese Johnson | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Nicholas Andrew Kralj | Financial Telesis, Inc. other | Global Retirement Partners LLC other | Other | Nov 17, 2014 | Nov 21, 2014 |
| Paul J. Phelan | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 17, 2014 |
| Bradley Patrick Warner | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 23, 2014 |
| Luke S Barnett | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 17, 2014 | Sep 17, 2014 |
| Gary Robert Sawyer | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Nov 6, 2014 | Sep 18, 2014 |
| Richard Clayton Pogue | Scf Investment Advisors, Inc. other | Global Retirement Partners LLC other | Other | Oct 24, 2014 | Jan 19, 2015 (87 d) |
| Timothy Charles Irvin | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Oct 24, 2014 | Sep 23, 2014 |
| James Elder | Financial Telesis, Inc. other | Global Retirement Partners LLC no RAUM | Other | Sep 16, 2014 | Oct 7, 2014 |
| Austin Douglas Gwilliam | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| Kyle Robert Posvistak | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| Jason Stephen Jeskey | Wealthspire Retirement Advisory other | Global Retirement Partners LLC no RAUM | Other | Aug 8, 2014 | Jul 28, 2014 |
| William Joseph Millico | Waddell & Reed other | Global Retirement Partners LLC other | Other | Apr 4, 2014 | Nov 12, 2014 (222 d) |
| John David Gentry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC other | Other | Mar 25, 2014 | Apr 8, 2016 (745 d) |
| William E Ferguson | Commonwealth Financial Network national BD | Global Retirement Partners LLC other | Other | Mar 14, 2014 | Mar 31, 2017 (1113 d) |
| Kevin Bove | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Global Retirement Partners LLC other | Other | Mar 12, 2013 | Mar 31, 2017 (1480 d) |
| Elizabeth Hartley | Russell Investments other | Global Retirement Partners LLC institutional | Other | Mar 8, 2013 | Nov 21, 2025 (4641 d) |
| Pamela Ann Brooks | Cornerstone Asset Management Services, Inc. other | Global Retirement Partners LLC other | Other | Mar 4, 2013 | Jan 18, 2017 (1416 d) |
| Jeffrey D Hamblen | MML Investors Services, LLC other | Global Retirement Partners LLC other | Other | Dec 6, 2012 | Nov 13, 2015 (1072 d) |
| Steven Wayne Dorman | MML Investors Services, LLC other | Global Retirement Partners LLC other | Other | Dec 6, 2012 | Nov 13, 2015 (1072 d) |
| Colin Merrill Clark | MML Investors Services, LLC other | Global Retirement Partners LLC other | Other | Dec 5, 2012 | Nov 16, 2015 (1076 d) |
| Jay Richard Sanford | MML Investors Services, LLC other | Global Retirement Partners LLC other | Other | Dec 5, 2012 | Nov 13, 2015 (1073 d) |
| Mark Jensen | MML Investors Services, LLC other | Global Retirement Partners LLC other | Other | Dec 5, 2012 | Nov 13, 2015 (1073 d) |
| Teni Shahnazarian | LPL Financial LLC other | Global Retirement Partners LLC other | Other | Jul 10, 2012 | Mar 8, 2017 (1702 d) |
| Joseph Fredrick Denoyior | Washington Financial Group, Inc. unclassified | Global Retirement Partners LLC other | Other | Dec 31, 2011 | Nov 13, 2015 (1413 d) |
| Jere Wade Elbakri | Nations Financial Group, Inc. other | Global Retirement Partners LLC other | Other | Nov 21, 2011 | Nov 15, 2017 (2186 d) |
| Rick Lewis Horton | Raymond James Financial Services Advisors, Inc other | Global Retirement Partners LLC institutional | Other | Oct 17, 2011 | Jun 9, 2022 (3888 d) |
| Daniel Norman Fowler | Ogilvie Security Advisors Corp other | Global Retirement Partners LLC institutional | Other | Sep 7, 2011 | Nov 17, 2021 (3724 d) |
| Blake Alexander Thibault | Nrp Advisors, Inc. unclassified | Global Retirement Partners LLC other | Other | Nov 30, 2010 | Jan 12, 2015 (1504 d) |
| James Robert Klomparens | Chesme Capital Management other | Global Retirement Partners LLC institutional | Other | Nov 22, 2010 | Mar 16, 2020 (3402 d) |
| Christie Cheng Scott | Associated Securities Corp. unclassified | Global Retirement Partners LLC institutional | Other | Dec 31, 2008 | May 15, 2018 (3422 d) |
| Steven James Nauta | Allegiant Financial Advisors, LLC state registered | Global Retirement Partners LLC institutional | Other | May 29, 2008 | Jan 1, 2025 (6061 d) |
| Derek Huntington Coburn | Washington Financial Group, Inc. unclassified | Global Retirement Partners LLC other | Other | Apr 26, 2007 | Nov 13, 2015 (3123 d) |
| Thomas Richard Leverone | Washington Financial Group, Inc. unclassified | Global Retirement Partners LLC other | Other | Dec 11, 2006 | Nov 13, 2015 (3259 d) |
| Michael Robert Maguire | Sentinel Pension Advisors, LLC. other | Global Retirement Partners LLC institutional | Other | Jun 28, 2006 | Mar 29, 2022 (5753 d) |
| Byron Samuel Pogir | Citicorp Investment Services unclassified | Global Retirement Partners LLC institutional | Other | Feb 23, 2006 | Apr 23, 2019 (4807 d) |
| Mitchell Bradley Starr | Family Wealth Counselors, Inc. unclassified | Global Retirement Partners LLC institutional | Other | Sep 6, 2005 | Oct 30, 2023 (6628 d) |
| Howard Nevins Bienenfeld | Family Wealth Counselors, Inc. unclassified | Global Retirement Partners LLC institutional | Other | Sep 6, 2005 | Oct 30, 2023 (6628 d) |
| Brahm Jacob Rossiter | UBS Financial Services Inc. wirehouse | Global Retirement Partners LLC institutional | Other | Nov 12, 2003 | Sep 17, 2024 (7615 d) |
| Brian David Stout | RBC Capital Markets, LLC national BD | Global Retirement Partners LLC other | Other | Jan 9, 2003 | Apr 5, 2017 (5200 d) |