Arrivals at Osaic Fa, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kevin Spafford	Legacy By Design unclassified	Osaic Fa, Inc. other	Other	May 2, 2015	Sep 18, 2014
Kurt (Nmi) Oswald	Wfg Advisors, LP other	Osaic Fa, Inc. other	Other	May 1, 2015	Jun 10, 2015 (40 d)
Donald Joseph Magdon	Principal Securities, Inc. other	Osaic Fa, Inc. other	Other	Apr 7, 2015	Apr 14, 2015
Robert Brett Hewitt	Osaic Fs, Inc. other	Osaic Fa, Inc. other	Other	Mar 31, 2015	Apr 13, 2015
Corey N King	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Mar 24, 2015	May 4, 2015 (41 d)
Michael Jason Young	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	Feb 26, 2015	Aug 6, 2015 (161 d)
Robert Stanley Miloszewski	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Feb 9, 2015	Feb 2, 2015
Timothy Adam Thielen	Sea Change Capital Advisors, LLC other	Osaic Fa, Inc. other	Other	Feb 6, 2015	Mar 8, 2016 (396 d)
Jamie Paul Patten	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Feb 5, 2015	Feb 2, 2015
Thomas Joseph Singleton	Pruco Securities, LLC other	Osaic Fa, Inc. other	Other	Jan 30, 2015	Apr 29, 2015 (89 d)
Timothy Jon Veazey	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Jan 22, 2015	Jan 14, 2015
Nathan Marek Plumb	Sva Wealth Management, LLC other	Osaic Fa, Inc. other	Other	Dec 31, 2014	Feb 1, 2017 (763 d)
Lorie Ann Scheibel	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Dec 16, 2014	Dec 9, 2014
Henry Ralph Jongerling	Citigroup Global Markets Inc. other	Osaic Fa, Inc. other	Other	Dec 4, 2014	Mar 18, 2015 (104 d)
Brett G Ketvertis	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Nov 21, 2014	Nov 14, 2014
Stephen John Haney	Raymond James Financial Services Advisors, Inc other	Osaic Fa, Inc. other	Other	Nov 18, 2014	Nov 18, 2014
Stefanie Cecile Boykin	Morgan Stanley wirehouse	Osaic Fa, Inc. other	Other	Nov 14, 2014	Oct 3, 2014
Andrew D Tuell	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Nov 14, 2014	Nov 11, 2014
Patrick Michael Dunn	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Nov 13, 2014	Nov 3, 2014
Michael Kautz	Northwestern Mutual Investment Services,LLC other	Osaic Fa, Inc. other	Other	Nov 13, 2014	Nov 19, 2014
Thomas Gerard Snow	Northwestern Mutual Investment Services,LLC other	Osaic Fa, Inc. other	Other	Nov 12, 2014	Nov 19, 2014
Judith Felicia Chimenti	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Nov 12, 2014	Jul 2, 2015 (232 d)
Keith Leon Beverly	New Paradigm Advisory Group unclassified	Osaic Fa, Inc. other	Other	Nov 10, 2014	Jan 8, 2015 (59 d)
C Laura Crean	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Oct 23, 2014	Oct 20, 2014
Lindsey Andrea Vardi	Wells Fargo Advisors wirehouse	Osaic Fa, Inc. other	Other	Oct 22, 2014	Oct 23, 2014
Bryan R Cogliano	Newsquare Capital, LLC other	Osaic Fa, Inc. other	Other	Sep 16, 2014	Jun 13, 2014
Martin G Byrne	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	Sep 12, 2014	Sep 12, 2014
Gabriela Sanchez Heffernan	Putnam Investment Management, LLC other	Osaic Fa, Inc. other	Other	Sep 8, 2014	Aug 31, 2016 (723 d)
Steven J Reina	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Sep 4, 2014	Sep 2, 2014
Renee Lynn Berreth	Commonwealth Financial Network national BD	Osaic Fa, Inc. other	Other	Sep 2, 2014	Sep 19, 2014
Teresa Ann Magaw	Investment Professionals, Inc. other	Osaic Fa, Inc. other	Other	Sep 2, 2014	Aug 18, 2014
Jason S Fitz	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	Jul 23, 2014	Jul 15, 2014
Nathaniel J Hintz	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Osaic Fa, Inc. other	Other	Jul 11, 2014	May 28, 2014
Frank B Hanna	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Jun 18, 2014	Jun 12, 2014
Gary William Paul	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	May 30, 2014	May 21, 2014
Brandon Keith Cumba	Trent Capital Management, Inc. other	Osaic Fa, Inc. other	Other	May 21, 2014	Sep 17, 2014 (119 d)
Gregory Daniel Brumagin	Waddell & Reed other	Osaic Fa, Inc. other	Other	May 20, 2014	May 12, 2014
Kathryn Virginia Broy	Empowered Retirement, Inc. state registered	Osaic Fa, Inc. other	Other	May 12, 2014	Jul 16, 2015 (430 d)
Aaron Cosmo Montez	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	May 9, 2014	May 1, 2014
Ryan Christopher Rayburn	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	May 9, 2014	May 8, 2014
Ryan Scott Kidd	Equitable Advisors, LLC national BD	Osaic Fa, Inc. other	Other	May 9, 2014	May 2, 2014
Adam Charles Debord	New England Securities Corporation other	Osaic Fa, Inc. other	Other	May 8, 2014	May 2, 2014
Ehab Aly Selim	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Apr 25, 2014	Apr 21, 2014
David Kline	Strategic Advisers LLC national BD	Osaic Fa, Inc. other	Other	Apr 22, 2014	Jul 1, 2014 (70 d)
Kimberly Wornom Hicks	Morgan Stanley wirehouse	Osaic Fa, Inc. other	Other	Apr 2, 2014	Apr 3, 2014
Dawn Eisele Parks	Stratos Wealth Partners, Ltd other	Osaic Fa, Inc. other	Other	Mar 26, 2014	May 27, 2014 (62 d)
Philip Sabio	Pruco Securities, LLC other	Osaic Fa, Inc. BD affiliated	Other	Mar 12, 2014	Jun 15, 2020 (2287 d)
James Nuzzi	Hornor, Townsend & Kent, LLC other	Osaic Fa, Inc. other	Other	Mar 6, 2014	Mar 11, 2014
Jeremy Kemp Bateman	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Feb 27, 2014	Jan 22, 2016 (694 d)
Glenn David Bujnoch	Raymond James Financial Services Advisors, Inc other	Osaic Fa, Inc. other	Other	Feb 19, 2014	Mar 4, 2014
Erik A Lillibridge	Ameriprise Financial Services, LLC national BD	Osaic Fa, Inc. other	Other	Feb 7, 2014	Feb 3, 2014
Andrew J Ross	Davinci Capital Management Inc. state registered	Osaic Fa, Inc. other	Other	Feb 4, 2014	Mar 10, 2014 (34 d)
Chelsea Ann Seibel	Strategic Advisers LLC national BD	Osaic Fa, Inc. other	Other	Jan 29, 2014	Feb 3, 2014
Ronald James Goodman	Cetera Investment Advisers LLC other	Osaic Fa, Inc. other	Other	Jan 28, 2014	Feb 10, 2014
Vernon Randall Hall	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Jan 21, 2014	Aug 1, 2014 (192 d)
Rhonda Ann Carr	LPL Financial LLC other	Osaic Fa, Inc. other	Other	Jan 9, 2014	Jan 2, 2014
Aiyisha Adams	Northwestern Mutual Investment Services,LLC other	Osaic Fa, Inc. other	Other	Jan 4, 2014	Oct 29, 2014 (298 d)
Kimberly Lindsay Bleck	Northwestern Mutual Investment Services,LLC other	Osaic Fa, Inc. other	Other	Dec 31, 2013	Jan 8, 2014
Stephen James Cribley	Financial Management Strategies, Inc. other	Osaic Fa, Inc. other	Other	Dec 23, 2013	Apr 24, 2014 (122 d)
Roger Lee Strunk	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Dec 23, 2013	Jan 22, 2014

Page 8 of 17Previous Next

972 moves match.