DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,473 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Scott Good | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jan 11, 2021 | Aug 27, 2021 (228 d) |
| Loren Jon Piotrowski | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jan 11, 2021 | Jun 21, 2021 (161 d) |
| Jacob Winstanley Schmitt | Td Ameritrade Investment Management, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2021 | Jan 6, 2021 |
| Cheryl Lynn Bates Rhoades | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | Jun 14, 2022 (526 d) |
| Nicole Ann Burroughs | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2020 | Mar 9, 2021 (77 d) |
| Donald James Sundt | Osaic Institutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2020 | Feb 16, 2021 (69 d) |
| Luke Melvin Kroeplin | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2020 | Jan 14, 2022 (408 d) |
| Brent Carl Frisbee | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2020 | Nov 18, 2020 |
| Gregory Stephen Secaur | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | Jun 30, 2021 (219 d) |
| Zachary Alan Karason | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2020 | Nov 17, 2020 |
| Michelle Arnst Slawny | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 30, 2020 |
| Zachary L Newberg | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Oct 13, 2021 (334 d) |
| Ashley Marie Krueger-Rook | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | May 10, 2022 (543 d) |
| Matthew Joseph Folsom | Gradient Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2020 | Oct 25, 2021 (349 d) |
| Deana Hyde | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2020 | Jul 16, 2021 (255 d) |
| Joseph Lawton Mustain | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2020 | Feb 17, 2023 (855 d) |
| John Terry Chipian | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Sep 14, 2020 |
| Marcia Marie Secor | Associated Investment Services, Inc. independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2020 | Nov 12, 2020 (42 d) |
| Donald Rex Calvert | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2020 | Sep 24, 2020 |
| Jeremy Davin Hume | Bny Mellon Securities Corporation BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2020 | Mar 16, 2022 (597 d) |
| Ross Blount | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 13, 2020 |
| Algernon Tu | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2020 | Jul 13, 2020 |
| Gabriel Barajas | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2020 | Aug 24, 2021 (438 d) |
| Tina Marie Preyer | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2020 | Jun 10, 2020 |
| Amit Poddar | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | Mar 14, 2022 (676 d) |
| Eva Jurate Comaduran | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 4, 2020 |
| Justin Joseph Robertson | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 29, 2020 | Apr 22, 2020 |
| Rachel Lynne Hume | Td Ameritrade, Inc. no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Apr 28, 2020 | May 12, 2020 |
| Jason Allen Vaughn | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2020 | Apr 20, 2020 |
| Franklin Cruz Santos | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2020 | Apr 13, 2020 |
| Anthony Viducic | M&T Securities, Inc. unclassified | U.S. Bancorp Investments, Inc. BD affiliated | Other | Apr 8, 2020 | Mar 1, 2021 (327 d) |
| Fred Chun Lee | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 7, 2020 | Mar 31, 2020 |
| Anastasia Thermos | Cuna Brokerage Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2020 | Mar 30, 2020 |
| Roksana Powell | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2020 | Aug 11, 2020 (132 d) |
| Alicia Brooke Lantz | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Mar 30, 2020 | Apr 6, 2020 |
| Dione Tyra Pulsoni Hrasch | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2020 | Mar 23, 2020 |
| Richard Wallace Blacharski | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2020 | Apr 21, 2020 |
| Jessica Rae Poehler | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2020 | Apr 21, 2020 |
| Jennifer Lee Harman | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2020 | Mar 23, 2020 |
| Edward Rodman Titcomb | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 17, 2020 | Mar 27, 2020 |
| Margaret Mary Sewart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 16, 2020 | May 4, 2020 (49 d) |
| Carlana Gillespie Brown | RBC Securities, Inc. independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2020 | Mar 30, 2020 |
| Russell Stanton Bold | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2020 | Mar 9, 2020 |
| Warren Mroczek | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2020 | Mar 16, 2020 |
| Timothy Thomas Bonk | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2020 | Apr 6, 2020 (32 d) |
| Anthony Charles Haider | MML Investors Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2020 | Jul 24, 2020 (143 d) |
| Ryan Martin | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2020 | Jan 27, 2020 |
| Ruben Richard Rivas | Robert W. Baird & Co. Incorporated mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2020 | Jan 28, 2020 |
| Nicole Marie England | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 16, 2020 | Jan 10, 2020 |
| Ronny Inniger | Pfg Advisors independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 3, 2020 | May 11, 2020 (129 d) |
| Keith Eugene Dershem | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2019 | Feb 21, 2020 (63 d) |
| Michael John Hamilton | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2019 | Dec 9, 2019 |
| Melissa Ann Harrington Leonard | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2019 | Feb 19, 2020 (70 d) |
| David M Woldman | Osaic Institutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2019 | Dec 2, 2019 |
| Richard Lee Chambers | Cuna Brokerage Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2019 | Nov 20, 2019 |
| Stephanie Lee Vandenburg | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2019 | Jan 27, 2020 (68 d) |
| Adam John Gallant | First Command Advisory Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2019 | Nov 25, 2019 |
| Christopher Grant Clauson | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2019 | Nov 20, 2019 |
| Salim Augustyn | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 13, 2019 | Jan 3, 2020 (51 d) |
| Pamela Pena | Cwm, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2019 | Nov 4, 2019 |