| Stephen Robert Carlton | Trademark Financial Management, LLC other | Independent Financial Group, LLC other | Other | Nov 14, 2013 | Feb 9, 2015 (452 d) |
| Karalyn Jayne Carlton | Trademark Financial Management, LLC other | Independent Financial Group, LLC other | Other | Nov 14, 2013 | Feb 23, 2018 (1562 d) |
| Yasser Ahmad | Td Ameritrade Investment Management, LLC other | Independent Financial Group, LLC independent RIA | Other | Nov 1, 2013 | Sep 5, 2019 (2134 d) |
| Michael Louis Schwartz | First Allied Advisory Services, Inc. other | Independent Financial Group, LLC other | Other | Oct 4, 2013 | Sep 27, 2013 |
| Vito Antonio Francone | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Sep 23, 2013 | Aug 26, 2013 |
| Damon Marshall Zahlmann | Sagepoint Financial, Inc. other | Independent Financial Group, LLC other | Other | Aug 20, 2013 | Aug 19, 2013 |
| Theodore Hendrickus Franse | First Allied Advisory Services, Inc. other | Independent Financial Group, LLC other | Other | Jul 30, 2013 | Jul 3, 2013 |
| Franklin Romeo Lara | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Independent Financial Group, LLC other | Other | Jul 12, 2013 | Jul 10, 2013 |
| Jon Gregory Sanchez | Morgan Stanley wirehouse | Independent Financial Group, LLC other | Other | Jun 28, 2013 | Jun 11, 2013 |
| David Andrew Ebner | New England Securities Corporation other | Independent Financial Group, LLC other | Other | Jun 26, 2013 | Jun 20, 2013 |
| Jason Allen Groth | Wealth Advisors, Inc. independent RIA | Independent Financial Group, LLC other | Other | Jun 18, 2013 | Feb 9, 2009 |
| Craig R Coker | Cantella & Co., Inc. other | Independent Financial Group, LLC other | Other | Jun 18, 2013 | Jun 17, 2013 |
| Michael Anthony Tannery | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Jun 13, 2013 | Jun 12, 2013 |
| Tina Louise Tannery | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Jun 13, 2013 | Jun 18, 2013 |
| Patrick Tantoco | Integrity Alliance, LLC other | Independent Financial Group, LLC other | Other | Jun 4, 2013 | May 31, 2013 |
| John Marc Lord | Hornor, Townsend & Kent, LLC other | Independent Financial Group, LLC other | Other | May 21, 2013 | May 16, 2013 |
| Jesse Charles Cox | Financial Advisors Network, Inc. other | Independent Financial Group, LLC other | Other | May 16, 2013 | Jan 20, 2015 (614 d) |
| Tyler Jeff Peterson | A & I Wealth Management other | Independent Financial Group, LLC other | Other | May 14, 2013 | May 10, 2013 |
| William Charles Vourlas | J.P. Morgan Securities LLC wirehouse | Independent Financial Group, LLC other | Other | Apr 26, 2013 | May 23, 2013 |
| Joe David Myers | Prospera Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Apr 17, 2013 | Apr 25, 2013 |
| Amy Elizabeth Bennage | Wall Street Financial Group, Inc other | Independent Financial Group, LLC other | Other | Apr 17, 2013 | Apr 18, 2013 |
| Brian Keith Morton | Raymond James Financial Services Advisors, Inc other | Independent Financial Group, LLC other | Other | Apr 11, 2013 | Apr 22, 2013 |
| Jason Moore Alfonso | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Mar 27, 2013 | May 8, 2013 (42 d) |
| Jay Daryl Wahlin | 1st Global Advisors Inc other | Independent Financial Group, LLC BD affiliated | Other | Mar 5, 2013 | Jan 1, 2025 (4320 d) |
| Joshua Cory Koehnen | Financial Designs Ltd. unclassified | Independent Financial Group, LLC other | Other | Mar 5, 2013 | Nov 10, 2005 |
| Jason Riichi Segawa | Bfc Planning, Inc. other | Independent Financial Group, LLC other | Other | Jan 14, 2013 | Jan 14, 2013 |
| Lauren Austin Estes | Ameriprise Financial Services, LLC national BD | Independent Financial Group, LLC other | Other | Jan 8, 2013 | Feb 27, 2013 (50 d) |
| Marshall Reed Lohrenz | Centaurus Financial, Inc. other | Independent Financial Group, LLC other | Other | Dec 31, 2012 | Jan 7, 2013 |
| Robert Leo Vonderharr | Valued Wealth Advisors, LLC other | Independent Financial Group, LLC other | Other | Dec 19, 2012 | Nov 3, 2011 |
| Richard Lee Wagner | Valued Wealth Advisors, LLC other | Independent Financial Group, LLC other | Other | Dec 19, 2012 | Nov 3, 2011 |
| Stephen Harvey Geribo | Transamerica Financial Advisors, LLC other | Independent Financial Group, LLC other | Other | Dec 10, 2012 | Jan 10, 2013 (31 d) |
| Michael David Lopez | Sagepoint Financial, Inc. other | Independent Financial Group, LLC other | Other | Dec 4, 2012 | Nov 30, 2012 |
| Mark Dobrilovic | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Nov 27, 2012 | Nov 16, 2012 |
| Daniel Ruben | Transamerica Financial Advisors, LLC other | Independent Financial Group, LLC other | Other | Nov 16, 2012 | Nov 16, 2012 |
| Lee Michael Pysnik | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Nov 12, 2012 | Oct 30, 2012 |
| Jaylene Denise Pysnik | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Nov 12, 2012 | Oct 30, 2012 |
| Caren Sue Ober | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Oct 26, 2012 | Oct 10, 2012 |
| Edward Jacob Ober | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Oct 26, 2012 | Oct 10, 2012 |
| Michael Joseph Bateman | Bjo Capital Management Inc unclassified | Independent Financial Group, LLC other | Other | Aug 7, 2012 | Aug 8, 2012 |
| Constance Miller Cook | Girard Securities, Inc. other | Independent Financial Group, LLC other | Other | Aug 2, 2012 | Jan 18, 2013 (169 d) |
| Michael James Williams | Cornerstone Financial Services, Inc. other | Independent Financial Group, LLC BD affiliated | Other | Jul 30, 2012 | Jul 17, 2023 (4004 d) |
| Jennifer R Akhlaghi | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Jul 26, 2012 | Jul 20, 2012 |
| Jeffrey Randall Wiyninger | Capital Analysts other | Independent Financial Group, LLC other | Other | Jul 10, 2012 | Jul 12, 2012 |
| Jonathan Howard Friess | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | May 8, 2012 | May 25, 2012 |
| Katherine Anne Kirkpatrick | American Independent Securities Group, LLC other | Independent Financial Group, LLC other | Other | May 4, 2012 | May 4, 2012 |
| Paul Victor Grace | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | May 3, 2012 | Apr 27, 2012 |
| Clark Douglas Stevens | Waddell & Reed other | Independent Financial Group, LLC other | Other | May 1, 2012 | May 31, 2012 |
| Daniel Craig Parks | Geneos Wealth Management, Inc. other | Independent Financial Group, LLC other | Other | Apr 30, 2012 | May 7, 2012 |
| Wenjinn James Chang | Ameritas Advisory Services other | Independent Financial Group, LLC other | Other | Apr 19, 2012 | Apr 10, 2012 |
| Brian James Zimmerman | Modern Capital Advisors, LLC other | Independent Financial Group, LLC other | Other | Apr 11, 2012 | Apr 11, 2012 |
| Shannon T. Blair | UBS Financial Services Inc. wirehouse | Independent Financial Group, LLC other | Other | Mar 20, 2012 | Mar 19, 2012 |
| Brent Gaylon Burr | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Mar 16, 2012 | Mar 15, 2012 |
| Michael Patrick Killeen | Woodbury Financial Services, Inc. other | Independent Financial Group, LLC other | Other | Mar 12, 2012 | Mar 26, 2012 |
| Benjamen Rodney Rothwell | LPL Financial LLC other | Independent Financial Group, LLC other | Other | Mar 8, 2012 | Aug 27, 2013 (537 d) |
| Michael James Sackett | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Feb 29, 2012 | Feb 23, 2012 |
| Shaun James Sackett | Cetera Investment Advisers LLC other | Independent Financial Group, LLC other | Other | Feb 29, 2012 | Feb 23, 2012 |
| Thomas Kirk Riding | Pacific West Financial Consultants Inc other | Independent Financial Group, LLC other | Other | Feb 21, 2012 | Feb 21, 2012 |
| Daryl Tomobu Serizawa | Pacific West Financial Consultants Inc other | Independent Financial Group, LLC other | Other | Feb 16, 2012 | May 7, 2012 (81 d) |
| Thomas Book Jahncke | Pacific West Financial Consultants Inc other | Independent Financial Group, LLC other | Other | Feb 10, 2012 | Feb 13, 2012 |
| William M Swayne | Pacific West Financial Consultants Inc other | Independent Financial Group, LLC other | Other | Feb 10, 2012 | Feb 17, 2012 |