| Jason Edward Skifstad | Edward Jones national BD | Waddell & Reed other | Other | Jul 2, 2012 | Aug 6, 2012 (35 d) |
| Elizabeth Ann Reilly | LPL Financial LLC other | Waddell & Reed other | Other | Jun 25, 2012 | May 1, 2014 (675 d) |
| Christopher Lyle Vance | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Jun 15, 2012 | Jun 19, 2012 |
| Seth Aaron Weil | Centaurus Financial, Inc. other | Waddell & Reed other | Other | Jun 12, 2012 | May 30, 2013 (352 d) |
| Jeffrey Allen Merideth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jun 12, 2012 | Jun 13, 2012 |
| Robert Walter Reynolds | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jun 4, 2012 | Jun 1, 2012 |
| Daniel Philip Werkowitch | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | May 16, 2012 | Mar 28, 2013 (316 d) |
| Joseph David Deziel | Blackrock Investment Management, LLC other | Waddell & Reed other | Other | May 16, 2012 | Aug 2, 2012 (78 d) |
| Edward John Frelly | Edward Jones national BD | Waddell & Reed other | Other | Apr 26, 2012 | May 4, 2012 |
| Diahanna Marie Vallentine | Fifth Third Securities, Inc. other | Waddell & Reed other | Other | Apr 19, 2012 | Feb 27, 2013 (314 d) |
| Kevin Michael Hawley | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Apr 12, 2012 | Jul 17, 2012 (96 d) |
| Michael S Dunavant | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Apr 5, 2012 | Oct 2, 2013 (545 d) |
| James Paul Olivero | Edward Jones national BD | Waddell & Reed other | Other | Apr 4, 2012 | Apr 11, 2012 |
| Gilles Roland Mulard | LPL Financial LLC other | Waddell & Reed other | Other | Apr 2, 2012 | Apr 5, 2012 |
| Kenneth Gene Baize | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Apr 2, 2012 | Dec 14, 2012 (256 d) |
| Gary Martin Gebhardt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Mar 26, 2012 | Mar 23, 2012 |
| Aaron Steven Herwig | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Mar 19, 2012 | Mar 14, 2012 |
| Melvin Walter Danson | First Allied Advisory Services, Inc. other | Waddell & Reed other | Other | Mar 14, 2012 | Feb 22, 2012 |
| Paul David Gregory | Osaic Fs, Inc. other | Waddell & Reed other | Other | Mar 1, 2012 | Mar 14, 2012 |
| Dominic Cruz Rebelo | Edward Jones national BD | Waddell & Reed other | Other | Mar 1, 2012 | Nov 13, 2013 (622 d) |
| Jennifer Galindo King | Equitable Advisors, LLC national BD | Waddell & Reed other | Other | Feb 28, 2012 | Aug 2, 2012 (156 d) |
| Frank Paul Janowitsch | Morgan Stanley wirehouse | Waddell & Reed other | Other | Feb 27, 2012 | Feb 14, 2012 |
| Benjamin Forrest Guizlo | Logos Wealth Advisors, Inc. unclassified | Waddell & Reed other | Other | Feb 24, 2012 | May 25, 2012 (91 d) |
| Daniel John Lowis | Edward Jones national BD | Waddell & Reed other | Other | Feb 23, 2012 | Feb 23, 2012 |
| Steven Jablonski | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 21, 2012 | Feb 21, 2012 |
| Brian Edward Hale | Morgan Stanley wirehouse | Waddell & Reed other | Other | Feb 6, 2012 | Jan 19, 2012 |
| Robert Willis Lester | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 3, 2012 | Feb 2, 2012 |
| James Penn Van Putten Vink | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Feb 3, 2012 | Feb 2, 2012 |
| David William Bush | Edward Jones national BD | Waddell & Reed other | Other | Feb 1, 2012 | Mar 6, 2012 (34 d) |
| Stephen Glenn Allen | First Allied Advisory Services, Inc. other | Waddell & Reed other | Other | Jan 26, 2012 | Jan 3, 2012 |
| Kevin William Meyer | Edward Jones national BD | Waddell & Reed other | Other | Jan 26, 2012 | Mar 20, 2012 (54 d) |
| Christina Sue Hake | Edward Jones national BD | Waddell & Reed other | Other | Jan 18, 2012 | Jan 17, 2012 |
| Daniel Hilario Barajas | Advisors Asset Management, Inc. other | Waddell & Reed other | Other | Jan 12, 2012 | Jan 9, 2012 |
| Kristin Elizabeth Ward | Morgan Keegan & Company, LLC other | Waddell & Reed other | Other | Jan 12, 2012 | Feb 15, 2012 (34 d) |
| Timothy Donald Evanson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jan 10, 2012 | Oct 23, 2014 (1017 d) |
| Abraham Rawley Otoupal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jan 7, 2012 | Oct 31, 2012 (298 d) |
| Yaming Zhou | Edward Jones national BD | Waddell & Reed other | Other | Jan 6, 2012 | Jul 11, 2012 (187 d) |
| Roseann Mary Pinciotto | Edward Jones national BD | Waddell & Reed other | Other | Jan 5, 2012 | Feb 21, 2012 (47 d) |
| Robert Corwin Martin | Morgan Stanley wirehouse | Waddell & Reed other | Other | Jan 3, 2012 | Dec 9, 2011 |
| Leah Marie Burke | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Jan 3, 2012 | Dec 22, 2011 |
| Chad John Carter Hooker | Primerica Advisors national BD | Waddell & Reed other | Other | Dec 31, 2011 | Nov 13, 2015 (1413 d) |
| Mesmin Pelerin | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Dec 23, 2011 | Jun 15, 2012 (175 d) |
| Rex Wang | Cambridge Investment Research Advisors, Inc. other | Waddell & Reed other | Other | Dec 23, 2011 | Mar 6, 2012 (74 d) |
| Jeremiah Andrew Johnson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Dec 16, 2011 | Dec 15, 2011 |
| Toby Nathaniel Theel | Edward Jones national BD | Waddell & Reed other | Other | Dec 14, 2011 | Dec 19, 2011 |
| Robert Rosenberg | Anderson & Strudwick, Incorporated other | Waddell & Reed other | Other | Dec 9, 2011 | Dec 12, 2011 |
| Edward Martin Rosenberg | Rosenberg Asset Management unclassified | Waddell & Reed other | Other | Dec 6, 2011 | Dec 12, 2011 |
| Daniela Aljawad | MML Investors Services, LLC other | Waddell & Reed other | Other | Nov 29, 2011 | Oct 24, 2013 (695 d) |
| Teri Lynn Derosa | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Nov 28, 2011 | Nov 23, 2011 |
| Dennis Patrick Lynch | UBS Financial Services Inc. wirehouse | Waddell & Reed other | Other | Nov 22, 2011 | Oct 28, 2013 (706 d) |
| John Allen Stoner | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Nov 21, 2011 | Nov 18, 2011 |
| Damian William Lockhart | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Waddell & Reed other | Other | Nov 21, 2011 | Nov 18, 2011 |
| Lee M Daniels | Principal Securities, Inc. other | Waddell & Reed other | Other | Nov 14, 2011 | Nov 22, 2011 |
| Tyler John Williams | Edward Jones national BD | Waddell & Reed other | Other | Nov 4, 2011 | Nov 16, 2011 |
| Jill A Dailey | Edward Jones national BD | Waddell & Reed other | Other | Nov 1, 2011 | Oct 8, 2012 (342 d) |
| James Henry Lewis | Wells Fargo Advisors wirehouse | Waddell & Reed other | Other | Oct 19, 2011 | Oct 19, 2011 |
| Jeffrey Wheeler | Adviser Investments unclassified | Waddell & Reed other | Other | Oct 14, 2011 | Jun 4, 2012 (234 d) |
| Russell James Whidbee | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Oct 7, 2011 | Oct 3, 2011 |
| Scott Allen Melzer | Ameriprise Financial Services, LLC national BD | Waddell & Reed other | Other | Oct 7, 2011 | Oct 3, 2011 |
| Jason Ryan Gregory | Edward Jones national BD | Waddell & Reed other | Other | Oct 5, 2011 | Feb 13, 2012 (131 d) |