DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Valley Wealth Managers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Moro | MML Investors Services, LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2026 | Aug 19, 2026 |
| Carlos Miguel Batista Gutierrez | Neuberger Berman Bd LLC no RAUM | Valley Wealth Managers, Inc. independent RIA | Other | May 26, 2026 | Jun 11, 2026 |
| Jacqueline Alberte Gilbert | Principal Securities, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Oct 7, 2025 |
| Samantha Macmullen | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Jun 5, 2024 |
| Brianna Rose Vanacore | LPL Enterprise, LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 25, 2025 |
| Eric Sprung | Leucadia Asset Management LLC asset manager | Valley Wealth Managers, Inc. independent RIA | Other | Jul 7, 2025 | Aug 26, 2025 (50 d) |
| Mark D Bubien | J.P. Morgan Securities LLC wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Jan 15, 2025 | Aug 8, 2025 (205 d) |
| David M Marks | Osaic Institutions, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Sep 5, 2024 |
| Charles K Miller | Synovus Securities, Inc. independent RIA | Valley Wealth Managers, Inc. independent RIA | RIA to RIA | Feb 5, 2024 | Mar 10, 2025 (399 d) |
| Micah Jarett Charyn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Jul 31, 2023 | Aug 8, 2023 |
| Brian Mark Stigliano | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 27, 2023 |
| Elliot Ross Poretzky | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 27, 2023 |
| Dov Katz | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2023 | Jul 20, 2023 |
| Shannon Littlejohn | LPL Financial LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2023 | Aug 3, 2023 |
| Camille Robin Madison | Goldman Sachs Wealth Services, L.P. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2023 | Jul 13, 2023 |
| Jason Robert Calderwood | Pruco Securities, LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Aug 9, 2023 (121 d) |
| Shira S. Ketayi | J.P. Morgan Securities LLC wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Mar 1, 2023 | Jul 27, 2023 (148 d) |
| Christopher Stephen Callaway | Citizens Securities, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2022 | Mar 24, 2022 |
| Sharon Dvir | Raymond James Financial Services Advisors, Inc BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2021 | Sep 24, 2025 (1500 d) |
| Daniel Charles Hauschild | J.P. Morgan Securities LLC wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | May 14, 2019 | Jun 14, 2019 (31 d) |
| Eliyahu Yosef Engelman | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2019 | Sep 26, 2023 (1602 d) |
| Stephen Paul Pedicini | Td Ameritrade Investment Management, LLC independent RIA | Valley Wealth Managers, Inc. independent RIA | RIA to RIA | Nov 6, 2018 | Nov 16, 2018 |
| Oscar Omar Moraga | Morgan Stanley wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Apr 24, 2017 | Aug 7, 2023 (2296 d) |
| James C Cantela | Hennion & Walsh Asset Management, Inc. other | Valley Wealth Managers, Inc. independent RIA | Other | Nov 7, 2016 | Mar 14, 2019 (857 d) |
| Kathleen Mary Buske | New Century Asset Management, Inc. other | Valley Wealth Managers, Inc. independent RIA | Other | Apr 7, 2016 | Aug 29, 2023 (2700 d) |
| Leanne Marie Polizzano | New Century Asset Management, Inc. other | Valley Wealth Managers, Inc. independent RIA | Other | Apr 7, 2016 | Aug 29, 2023 (2700 d) |
| Carla R Matrisciano | New Century Asset Management, Inc. other | Valley Wealth Managers, Inc. other | Other | Apr 7, 2016 | Apr 9, 2016 |
| Gregory Matthew Pizzano | New Century Asset Management, Inc. other | Valley Wealth Managers, Inc. other | Other | Feb 2, 2016 | Feb 5, 2016 |
| Felipe Restrepo | Hsbc Securities (USA) Inc. other | Valley Wealth Managers, Inc. other | Other | Dec 9, 2015 | Jan 20, 2016 (42 d) |
| Steven Brian Resler | Strategic Advisers LLC national BD | Valley Wealth Managers, Inc. other | Other | Nov 9, 2015 | Feb 11, 2016 (94 d) |
| Christopher Michael Wilson | Morgan Stanley wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Sep 14, 2015 | Jul 27, 2023 (2873 d) |
| Martin L Gale | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valley Wealth Managers, Inc. independent RIA | Wirehouse to independent RIA | Aug 31, 2015 | Sep 27, 2023 (2949 d) |
| Marlon Cruz | Valley Financial Management, Inc. BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2015 | Aug 7, 2023 (3099 d) |
| Marc Hadley Pershan | Kingsbury Capital Investment Advisors LLC independent RIA | Valley Wealth Managers, Inc. independent RIA | RIA to RIA | Sep 3, 2008 | Jul 17, 2023 (5430 d) |
| Alejandro Feldman | Hsbc Securities (USA) Inc. other | Valley Wealth Managers, Inc. independent RIA | Other | Aug 16, 2007 | Aug 8, 2023 (5836 d) |
| Loriann Barone | Td Ameritrade Investment Management, LLC other | Valley Wealth Managers, Inc. other | Other | Feb 14, 2007 | Jul 30, 2007 (166 d) |
| Matthew Edward Pohl | Morgan Stanley Dw Inc. unclassified | Valley Wealth Managers, Inc. independent RIA | Other | Sep 1, 2006 | Aug 7, 2023 (6184 d) |
| Ayelet Osnat Kindler | Invest Financial Corporation other | Valley Wealth Managers, Inc. independent RIA | Other | Nov 4, 2005 | Jul 27, 2023 (6474 d) |
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38 moves match.