DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Trek Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brad Tyson FullerIndependent Financial Partners BD affiliatedTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2026Aug 10, 2026
Collin Clark WalkerEmpower Advisory Group, LLC BD affiliatedTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 22, 2026Sep 3, 2026 (73 d)
Jordan Daniel FloydStrategic Advisers LLC national BDTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAJun 4, 2026Jun 11, 2026
Tyler Mark WhittakerFirst Citizens Investor Services, Inc. BD affiliatedTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAJul 8, 2025Jul 1, 2025
David Elgin MaxeyHeritage Family Offices, Llp independent RIATrek Financial independent RIARIA to RIAJun 10, 2025Oct 10, 2025 (122 d)
Sara Dicamillo FerrellConcurrent Investment Advisors, LLC independent RIATrek Financial independent RIARIA to RIAApr 29, 2025Apr 24, 2025
Corina KempeCetera Investment Advisers LLC BD affiliatedTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2025Feb 12, 2025 (41 d)
Romney Beal HarkerKingdom Financial Group, LLC independent RIATrek Financial independent RIARIA to RIAOct 10, 2024Oct 21, 2024
David Tyler HeymannHeritage Wealth Management, LLC independent RIATrek Financial independent RIARIA to RIAApr 7, 2023Mar 2, 2023
Cameron Leon BlakeWells Fargo Advisors wirehouseTrek Financial independent RIAWirehouse to independent RIAJan 13, 2023Jan 6, 2023
Jared Duane WilliamsHeritage Wealth Management, LLC independent RIATrek Financial independent RIARIA to RIANov 17, 2022Dec 7, 2022
Craig Dewain PoulsonAcquire Consult LLC unclassifiedTrek Financial independent RIAOtherMar 14, 2022May 23, 2022 (70 d)
Zachary Kye AbrahamClear Creek Financial Management, LLC independent RIATrek Financial independent RIARIA to RIAFeb 2, 2022Jan 11, 2022
Chad James JohnsonClear Creek Financial Management, LLC independent RIATrek Financial independent RIARIA to RIAJan 4, 2022Jan 5, 2022
H Justin AdolphsonClear Creek Financial Management, LLC independent RIATrek Financial independent RIARIA to RIAJan 4, 2022Jan 5, 2022
Joshua ManwaringTrajan Wealth, L.L.C. independent RIATrek Financial independent RIARIA to RIAJan 21, 2021Feb 3, 2021
Nicholas Jay TomanEmpowered Financial Investments, LLC unclassifiedTrek Financial independent RIAOtherDec 31, 2020Mar 2, 2020
Peter Michael CymbalakEmpowered Financial Investments, LLC unclassifiedTrek Financial independent RIAOtherDec 31, 2020Feb 24, 2020
Keturah Kay CoxEmpowered Financial Investments, LLC unclassifiedTrek Financial independent RIAOtherDec 31, 2020Jul 8, 2021 (189 d)
Keiko LambertCross State Financial Group LLC independent RIATrek Financial independent RIARIA to RIANov 9, 2020Nov 10, 2020
Kaitlin M DesnoyerCross State Financial Group LLC independent RIATrek Financial independent RIARIA to RIANov 9, 2020Nov 2, 2020
Mark David WhittakerEide Bailly Advisors, LLC independent RIATrek Financial independent RIARIA to RIAJun 17, 2020Jun 22, 2020
Rusty Lee MillerHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAMay 19, 2020Jun 15, 2020
Jace Michael BeckEquitable Advisors, LLC national BDTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2020Jan 7, 2026 (2189 d)
Kristi BartholomewArs Investment Advisors, Inc. independent RIATrek Financial independent RIARIA to RIAOct 22, 2019Jun 8, 2020 (230 d)
Deborah Jean DetrayHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAAug 13, 2019Dec 12, 2019 (121 d)
Jordan Michael LindsayWells Fargo Advisors wirehouseTrek Financial independent RIAWirehouse to independent RIAJun 3, 2019Jun 11, 2019
Chesley Hicken EricksonWorld Equity Group, Inc. BD affiliatedTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2019May 13, 2019
Eric Gary BurstockHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIADec 10, 2018Dec 12, 2018
James Moore McclennyHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAAug 21, 2018Jan 12, 2026 (2701 d)
Dino John LoprestiHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAAug 3, 2018Aug 3, 2018
Peter Michael CymbalakHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAJul 26, 2018Jul 25, 2018
Michael Shannon TrentHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAJul 25, 2018Jul 25, 2018
Richard T KinneyHorter Investment Management, LLC independent RIATrek Financial independent RIARIA to RIAJul 25, 2018Jul 25, 2018
John WalkerWorld Equity Group, Inc. otherTrek Financial otherOtherAug 18, 2017Aug 25, 2017
Darcel Dee StuckiWorld Equity Group, Inc. otherTrek Financial otherOtherMay 8, 2017Aug 17, 2017 (101 d)
Ann SpeerEquitable Advisors, LLC national BDTrek Financial otherOtherApr 21, 2017May 18, 2017
Simon Richard Charles WheatleyInnovative Retirement Advisors, LLC unclassifiedTrek Financial otherOtherDec 31, 2016Mar 31, 2016
Rick Harold JonesWorld Equity Group, Inc. otherTrek Financial otherOtherDec 16, 2016Aug 28, 2017 (255 d)
Brandon Rex JohnsEquitable Advisors, LLC national BDTrek Financial otherOtherOct 31, 2016Oct 28, 2016
Denis Richard WheatleyThe Retirement Group, LLC otherTrek Financial otherOtherAug 23, 2016Mar 31, 2016
Jeremy Orson DoppRegal Investment Advisors LLC otherTrek Financial otherOtherJun 3, 2016Jun 2, 2016
Evan G MathewWorld Equity Group, Inc. otherTrek Financial otherOtherMar 31, 2016Jul 27, 2017 (483 d)
Graham Barton McdougalWorld Equity Group, Inc. otherTrek Financial otherOtherMar 31, 2016Jul 28, 2017 (484 d)
Deborah Lynne SopherEquitable Advisors, LLC national BDTrek Financial otherOtherMar 18, 2016Oct 4, 2010
David Orson HarrisMML Investors Services, LLC otherTrek Financial otherOtherMar 10, 2016Mar 4, 2016
Anthony James ChristensenMML Investors Services, LLC otherTrek Financial otherOtherMar 9, 2016Mar 10, 2016
David Paul AndersenEquitable Advisors, LLC national BDTrek Financial otherOtherFeb 10, 2016Nov 27, 2012
Marti Lynne BryantVora Wealth Management, Pllc independent RIATrek Financial otherOtherJan 4, 2016Jan 11, 2016
Delmer P HydeEquitable Advisors, LLC national BDTrek Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2015Apr 24, 2019 (1322 d)
Brian Scott UrieEquitable Advisors, LLC national BDTrek Financial otherOtherAug 5, 2015Mar 11, 2009
Jared Nathan JohnsenEquitable Advisors, LLC national BDTrek Financial otherOtherMay 20, 2015Jan 12, 2009
Mark David WhittakerEquitable Advisors, LLC national BDTrek Financial otherOtherMay 15, 2015Aug 16, 2012
Benjamin Ryan BimsonEquitable Advisors, LLC national BDTrek Financial otherOtherMay 7, 2015Nov 10, 2008
Vincent Glenn BicicchiEquitable Advisors, LLC national BDTrek Financial otherOtherOct 17, 2014Aug 17, 2012
Lahn Bart SimmonsMML Investors Services, LLC otherTrek Financial otherOtherApr 22, 2014Sep 23, 2014 (154 d)
Jared Duane WilliamsEquitable Advisors, LLC national BDTrek Financial otherOtherApr 10, 2014Dec 19, 2005
John David LevinEquitable Advisors, LLC national BDTrek Financial otherOtherMar 20, 2014Sep 14, 2011
Richard Joshua HardmanEquitable Advisors, LLC national BDTrek Financial otherOtherDec 19, 2013Dec 10, 2013
Joseph Michael PiscioneEquitable Advisors, LLC national BDTrek Financial otherOtherOct 9, 2013Dec 19, 2005
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65 moves match.