DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Westminster Financial Advisory Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Horacio John WoolcottAlliancebernstein L.P. otherWestminster Financial Advisory Corp independent RIAOtherAug 7, 2026Jul 27, 2026
Sarah Ann TerrellLuken Investment Analytics, LLC independent RIAWestminster Financial Advisory Corp independent RIARIA to RIAJul 8, 2025Sep 17, 2025 (71 d)
William Warren CrozierOsaic Fa, Inc. BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2024Aug 27, 2024
Hans Thomas GappyStifel Independent Advisors, LLC BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2024Jan 10, 2024
Ryan Elliot ShoopStifel Independent Advisors, LLC BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2024Jan 10, 2024
Moustapha MounahJames Investment Research Inc mixed wealthWestminster Financial Advisory Corp independent RIARIA to RIAJan 12, 2024Mar 1, 2024 (49 d)
Mitchell Thomas BodenmillerTudor Financial, Inc. independent RIAWestminster Financial Advisory Corp independent RIARIA to RIAFeb 17, 2021Jan 23, 2020
Sophie HelenekMorgan Stanley wirehouseWestminster Financial Advisory Corp independent RIAWirehouse to independent RIAAug 24, 2020Aug 21, 2020
Brenda Lynne LarkinOsaic Fa, Inc. BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAMar 6, 2019Feb 22, 2019
Keith L WoodVoya Financial Advisors, Inc. BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2019Feb 26, 2019
Paul Alan BrazieKey Investment Services LLC BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2018Aug 13, 2018
Thomas Francis LabrieOsaic Fa, Inc. BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Jul 17, 2018
John Lane ObrienOsaic Fa, Inc. BD affiliatedWestminster Financial Advisory Corp independent RIAAffiliated broker-dealer or bank to independent RIAJul 18, 2018Sep 17, 2018 (61 d)
Edward Reed LaughlinB Riley Wealth Management otherWestminster Financial Advisory Corp otherOtherMay 15, 2017May 15, 2017
Bradley Ray SmithHorter Investment Management, LLC otherWestminster Financial Advisory Corp otherOtherSep 22, 2016Sep 7, 2017 (350 d)
Paul Philip StongeGw & Wade, LLC otherWestminster Financial Advisory Corp otherOtherMay 4, 2016May 5, 2016
Stuart Charles BrazieKms Financial Services, Inc otherWestminster Financial Advisory Corp otherOtherDec 31, 2014Jan 3, 2017 (734 d)
Steven Jeffrey SipniewskiThrivent Investment Management Inc. otherWestminster Financial Advisory Corp otherOtherNov 14, 2013Nov 26, 2013
Katelyn Drake DepewWells Fargo Advisors wirehouseWestminster Financial Advisory Corp otherOtherMay 16, 2012May 14, 2012
Lewis Gene WentzWells Fargo Advisors wirehouseWestminster Financial Advisory Corp otherOtherMay 15, 2012May 14, 2012
Peter Charles BittermannRBC Capital Markets, LLC national BDWestminster Financial Advisory Corp otherOtherFeb 25, 2011Jan 23, 2014 (1063 d)
Donald David BoucherLPL Financial LLC otherWestminster Financial Advisory Corp otherOtherOct 6, 2010Sep 29, 2010
Paul Alan BrazieGreat American Advisors, Inc. otherWestminster Financial Advisory Corp otherOtherMay 21, 2010May 21, 2010
John Anthony NoleGunnallen Financial, Inc unclassifiedWestminster Financial Advisory Corp otherOtherMar 31, 2010May 18, 2010 (48 d)
Robert James D'AndriaGunnallen Financial, Inc unclassifiedWestminster Financial Advisory Corp otherOtherMar 30, 2010Apr 29, 2010
Michael William SuhayGunnallen Financial, Inc unclassifiedWestminster Financial Advisory Corp otherOtherMar 2, 2010Feb 17, 2010
Robert Joseph CaronTd Wealth Management Services Inc. unclassifiedWestminster Financial Advisory Corp otherOtherFeb 18, 2010Mar 1, 2010
Roger Elliott HareJanney Montgomery Scott LLC otherWestminster Financial Advisory Corp otherOtherSep 11, 2009Sep 8, 2009
James Patrick PanosMoors & Cabot, Inc otherWestminster Financial Advisory Corp otherOtherJun 16, 2009Jun 30, 2009
Jonathan Jed MeyersUBS Financial Services Inc. wirehouseWestminster Financial Advisory Corp otherOtherMay 13, 2009Jun 18, 2009 (36 d)
Louis James ZoneLPL Financial LLC otherWestminster Financial Advisory Corp otherOtherMay 8, 2009Aug 20, 2010 (469 d)
Johann NanayakkaraCapitol Securities Management, Inc. otherWestminster Financial Advisory Corp otherOtherMar 31, 2009Apr 1, 2009
Mark BurkhardtCapitol Securities Management, Inc. otherWestminster Financial Advisory Corp otherOtherFeb 23, 2009Feb 20, 2009
Kathye A LanningUBS Financial Services Inc. wirehouseWestminster Financial Advisory Corp otherOtherDec 31, 2008Sep 28, 2010 (636 d)
Nabih George NabtiCapitol Securities Management, Inc. otherWestminster Financial Advisory Corp otherOtherNov 19, 2007Nov 28, 2007
Patrick Daniel RothUBS Financial Services Inc. wirehouseWestminster Financial Advisory Corp otherOtherSep 19, 2007Dec 1, 2008 (439 d)
Gregory Scott NorrisOsaic Fs, Inc. otherWestminster Financial Advisory Corp otherOtherMar 28, 2006Apr 3, 2006
Keith D. LewandoskiMorgan Stanley Dw Inc. unclassifiedWestminster Financial Advisory Corp otherOtherOct 6, 2004Apr 25, 2006 (566 d)
Paul Richard HimmelsteinVoya Financial Advisors, Inc. otherWestminster Financial Advisory Corp otherOtherApr 30, 2003Jun 20, 2003 (51 d)
Patrick George ArmstrongLPL Financial LLC otherWestminster Financial Advisory Corp otherOtherNov 4, 2002May 1, 2015 (4561 d)
Page 1 of 1
40 moves match.