DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Advisors Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan M RiggRigg Wealth Management, LLC otherInvestment Advisors Corp otherOtherJun 3, 2022Oct 10, 2012
Daniel Christopher ZebrowskiFamily Financial Planners, Inc. unclassifiedInvestment Advisors Corp otherOtherMay 20, 2019Feb 10, 2017
John Matthew DunlapQuestar Asset Management, Inc. BD affiliatedInvestment Advisors Corp BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2018May 31, 2018 (71 d)
Christopher Warren WesselsSummit Financial Group Inc otherInvestment Advisors Corp otherOtherJan 5, 2018Jan 2, 2018
Robert Lane StephensonVoya Financial Partners, LLC otherInvestment Advisors Corp otherOtherFeb 21, 2017Feb 16, 2017
Craig Steven SullivanSullivan Financial Partners unclassifiedInvestment Advisors Corp otherOtherDec 8, 2016Nov 8, 2016
William Ralph FlemingWintrust Investments otherInvestment Advisors Corp otherOtherAug 31, 2016Sep 2, 2016
Gregory Wayne PiehlEdward Jones national BDInvestment Advisors Corp otherOtherAug 16, 2016Aug 23, 2016
John Walter MartinVsr Advisory Services otherInvestment Advisors Corp otherOtherAug 10, 2016Aug 9, 2016
Jordan Michael SathoffCambridge Investment Research Advisors, Inc. otherInvestment Advisors Corp otherOtherJun 28, 2016Jul 22, 2016
Alec L NielsenArete Wealth Advisors, LLC otherInvestment Advisors Corp otherOtherMar 10, 2016Apr 4, 2016
Brian William PacenSagepoint Financial, Inc. otherInvestment Advisors Corp otherOtherJan 9, 2016Jan 20, 2016
Kristi Lynn MignanoWoodbury Financial Services, Inc. otherInvestment Advisors Corp otherOtherDec 18, 2015Jan 25, 2016 (38 d)
James Michael PoindexterCentaurus Financial, Inc. otherInvestment Advisors Corp otherOtherDec 4, 2015Dec 17, 2015
Robert Joseph JacobsenLPL Financial LLC otherInvestment Advisors Corp otherOtherJun 4, 2015Jun 9, 2015
Enrique HernandezCentaurus Financial, Inc. otherInvestment Advisors Corp otherOtherDec 31, 2014Jan 6, 2015
Prashant Ramesh SabapathiMsi Financial Services, Inc. otherInvestment Advisors Corp otherOtherNov 13, 2014Jul 1, 2015 (230 d)
Ryan William FosterUnited Planners' Financial Services Of America A Limited Partner otherInvestment Advisors Corp otherOtherJul 30, 2014Jul 30, 2014
Ryan Lavern BrooksMML Investors Services, LLC otherInvestment Advisors Corp otherOtherJul 24, 2014Jul 22, 2014
Greg Joseph KylesRaymond James & Associates, Inc. national BDInvestment Advisors Corp otherOtherJul 21, 2014Jan 28, 2015 (191 d)
Michelle Lorraine NabiliwaPrincipal Securities, Inc. otherInvestment Advisors Corp otherOtherJun 18, 2014Jun 20, 2014
Christopher John VealArpp state registeredInvestment Advisors Corp otherOtherJan 14, 2014Jan 3, 2014
Travis Christopher BabbOn Investment Management Co otherInvestment Advisors Corp otherOtherJan 7, 2014Jan 2, 2014
David Leo DugganIntegrity Alliance, LLC otherInvestment Advisors Corp otherOtherDec 31, 2013Jan 9, 2014
Nathaniel Larue ReederFirst Heartland Consultants, Inc. otherInvestment Advisors Corp otherOtherNov 20, 2013Nov 22, 2013
Jeffrey Lawrence ZupancicCentaurus Financial, Inc. otherInvestment Advisors Corp otherOtherNov 5, 2013Nov 15, 2013
Ross Charles BonifieldCentaurus Financial, Inc. otherInvestment Advisors Corp otherOtherNov 5, 2013Oct 31, 2013
Daniel Joe NielsenEdward Jones national BDInvestment Advisors Corp otherOtherNov 1, 2013Nov 4, 2013
Troy FrazierUSA Financial Securities LLC otherInvestment Advisors Corp otherOtherOct 16, 2013Oct 16, 2013
Annette Jeanblanc UtterbackU.S. Bancorp Investments, Inc. otherInvestment Advisors Corp otherOtherAug 8, 2013Mar 10, 2014 (214 d)
Robert Joseph BlazejewskiCuso Financial Services, L.P. otherInvestment Advisors Corp otherOtherApr 18, 2013Apr 18, 2013
Samuel VandeweerdMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Advisors Corp otherOtherApr 17, 2013Apr 16, 2013
Dawn Jean KleisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Advisors Corp otherOtherApr 17, 2013Apr 16, 2013
Andrew Allen KnoxAusdal Financial Partners, Inc. otherInvestment Advisors Corp otherOtherNov 30, 2012Feb 19, 2013 (81 d)
Marc Willett BanksCambridge Investment Research Advisors, Inc. otherInvestment Advisors Corp otherOtherNov 30, 2012Nov 13, 2012
Mark Bromm HolmquistEdward Jones national BDInvestment Advisors Corp otherOtherOct 23, 2012Oct 29, 2012
Ronald B DoweidtAusdal Financial Partners, Inc. otherInvestment Advisors Corp otherOtherAug 24, 2012Sep 19, 2012
Michael J BallestriniNaok Advisors unclassifiedInvestment Advisors Corp otherOtherJul 18, 2012Jul 16, 2012
Kristi Lynn MignanoWells Fargo Advisors wirehouseInvestment Advisors Corp otherOtherFeb 9, 2012Feb 10, 2012
Shane Patrick O'MalleyWells Fargo Advisors wirehouseInvestment Advisors Corp otherOtherDec 20, 2011Jan 3, 2012
Jennifer Lynn MainSignator Investors, Inc. otherInvestment Advisors Corp otherOtherNov 21, 2011Nov 21, 2011
Kathryn Leeper HooperWells Fargo Advisors wirehouseInvestment Advisors Corp otherOtherOct 5, 2011Nov 10, 2011 (36 d)
Cody Daniel PhelpsEdward Jones national BDInvestment Advisors Corp otherOtherAug 30, 2011Sep 16, 2011
Paul Alan SwankCoordinated Capital Securities, Inc. otherInvestment Advisors Corp otherOtherMay 2, 2011May 11, 2011
Jayme William BresnahanBancwest Investment Services, Inc. (Bwis) otherInvestment Advisors Corp otherOtherMar 1, 2011Mar 9, 2011
Joshua Rittenhouse FretzCapital One Financial Advisors LLC unclassifiedInvestment Advisors Corp otherOtherSep 9, 2010Sep 7, 2010
Peter John RothamelWells Fargo Investments, LLC unclassifiedInvestment Advisors Corp otherOtherJul 19, 2010Jul 19, 2010
Scott T EtzelWells Fargo Advisors wirehouseInvestment Advisors Corp otherOtherJul 14, 2010Jul 21, 2010
Marcel Richard MorinMsi Financial Services, Inc. otherInvestment Advisors Corp otherOtherJul 7, 2010Jun 21, 2010
Arthur Lawrence DinkinAmeritas Advisory Services otherInvestment Advisors Corp otherOtherJun 24, 2010Jun 16, 2010
William Andrew GriffinMorgan Stanley wirehouseInvestment Advisors Corp otherOtherMay 24, 2010Apr 28, 2010
Brian T MurphyYukon Wealth Management, Inc. otherInvestment Advisors Corp otherOtherMay 24, 2010May 19, 2010
Thomas John CamaVoya Financial Partners, LLC otherInvestment Advisors Corp otherOtherMay 14, 2010May 5, 2010
Scott Dale CarmonyHardwick Capital Management, LLC state registeredInvestment Advisors Corp otherOtherApr 6, 2010Mar 26, 2010
Matthew Edward PowellPnc Wealth Management otherInvestment Advisors Corp otherOtherMar 15, 2010Mar 12, 2010
Shawn Scott LorionWells Fargo Investments, LLC unclassifiedInvestment Advisors Corp otherOtherMar 9, 2010Jan 11, 2012 (673 d)
Nicholas Daniel InnerbichlerMsi Financial Services, Inc. otherInvestment Advisors Corp otherOtherJan 26, 2010Mar 9, 2010 (42 d)
Raymond Lee HobsonSagepoint Financial, Inc. otherInvestment Advisors Corp otherOtherNov 27, 2009Nov 25, 2009
Kenneth C CarricoSagepoint Financial, Inc. otherInvestment Advisors Corp otherOtherNov 23, 2009Nov 20, 2009
Barbara Yvonne KleinWells Fargo Advisors wirehouseInvestment Advisors Corp otherOtherOct 21, 2009Oct 21, 2009
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94 moves match.