DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Saxony Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kimberly Lynn SteinbrennerLasalle St. Investment Advisors, L.L.C. BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2026Jul 1, 2026
Aaron James ArmstrongLasalle St. Investment Advisors, L.L.C. BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2026Jul 1, 2026
Jonathan EwanioMbm Wealth Consultants, LLC independent RIASaxony Capital Management, LLC independent RIARIA to RIAJun 9, 2026Aug 4, 2026 (56 d)
Brian Charles BakerMcnally Financial Services Corporation state registeredSaxony Capital Management, LLC independent RIAOtherJan 16, 2026Jan 16, 2026
William Eldon TuftsCentaurus Financial, Inc. BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Jun 16, 2026 (270 d)
Kenneth T. MillarCabin Advisors, LLC independent RIASaxony Capital Management, LLC independent RIARIA to RIASep 15, 2025Oct 16, 2025 (31 d)
Jennifer Marie BruerCetera Investment Advisers LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 2, 2025Mar 20, 2025
Sean Patrick DiorioFlorida Financial Advisors, LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 6, 2025Jan 2, 2025
Korey Michael KnepperCetera Investment Advisers LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024Jan 2, 2025
Ryan Michael HousteauEsi Financial Advisors independent RIASaxony Capital Management, LLC independent RIARIA to RIAOct 18, 2024Jan 6, 2025 (80 d)
Nita Pankaj SinghalMML Investors Services, LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 22, 2024Jul 18, 2024
Victor GiustinaBison Wealth, LLC independent RIASaxony Capital Management, LLC independent RIARIA to RIAMay 17, 2024May 20, 2024
Eric HoffmanFisher Investments independent RIASaxony Capital Management, LLC independent RIARIA to RIAApr 19, 2024Aug 16, 2024 (119 d)
Marguerite Ann SansoneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSaxony Capital Management, LLC independent RIAWirehouse to independent RIAJan 12, 2024Feb 2, 2024
Timothy Brian McmullenFlorida Financial Advisors, LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2024Jan 2, 2024
Brent Wayne DerossettOn Investment Management Co BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2023Jan 2, 2024
Terrance Michael WebsterEdward Jones national BDSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2023Jul 8, 2025 (595 d)
Steven Douglas KaestnerPlan Group Financial, Inc. independent RIASaxony Capital Management, LLC independent RIARIA to RIANov 9, 2023Nov 1, 2023
Jamie Louise KaestnerPlan Group Financial, Inc. independent RIASaxony Capital Management, LLC independent RIARIA to RIANov 9, 2023Nov 1, 2023
Thomas Joseph ScorciaBrookstone Capital Management LLC independent RIASaxony Capital Management, LLC independent RIARIA to RIAFeb 16, 2023Feb 17, 2023
Thomas Edward O'Hehir-JohnsonWoodbury Financial Services, Inc. BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022Jan 3, 2023
Stephen Patrick SchmittFlorida Financial Advisors, LLC BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 26, 2022Oct 25, 2022
Nicholas TroianiEdward Jones national BDSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2022Apr 5, 2024 (611 d)
Matthew Alan LesnikowskiMorgan Stanley Investment Management Inc. asset managerSaxony Capital Management, LLC independent RIAOtherSep 7, 2021Jan 7, 2022 (122 d)
Jason Glen PueschelMoney Concepts Advisory Service BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 14, 2020May 25, 2022 (680 d)
James Patrick PritchardDonoghue Forlines LLC asset managerSaxony Capital Management, LLC independent RIAOtherApr 30, 2020Dec 8, 2020 (222 d)
Reagan Andrew ShoppRBC Capital Markets, LLC national BDSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2020Jan 6, 2021 (340 d)
Mario Joseph De RoseSeverin Investments LLC independent RIASaxony Capital Management, LLC independent RIARIA to RIAJan 22, 2020Jan 3, 2022 (712 d)
Blake A LevitInvesco Advisers, Inc. asset managerSaxony Capital Management, LLC independent RIAOtherMay 30, 2019Nov 7, 2019 (161 d)
Tim A MackowiakWells Fargo Advisors wirehouseSaxony Capital Management, LLC independent RIAWirehouse to independent RIASep 7, 2018Mar 5, 2025 (2371 d)
Regan WallSterling Capital Management LLC otherSaxony Capital Management, LLC independent RIAOtherMay 1, 2018Apr 20, 2020 (720 d)
Adam J StoneKalman Kushnir Capital Inc. unclassifiedSaxony Capital Management, LLC independent RIAOtherApr 20, 2018Apr 20, 2018
James Edward PhelpsScottrade Investment Management BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Jul 23, 2018 (136 d)
Jarad Byram MitchellScottrade Investment Management BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Jan 23, 2019 (320 d)
Jonathan EwanioScottrade Investment Management BD affiliatedSaxony Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 9, 2018Mar 12, 2018
Gene Alvin Brehm1st Global Advisors Inc otherSaxony Capital Management, LLC independent RIAOtherFeb 5, 2018Feb 21, 2018
Vincent John KleinMadison Avenue Securities, LLC otherSaxony Capital Management, LLC independent RIAOtherDec 31, 2017Jan 3, 2018
Kevin James FarrowInternational Assets Investment Management, LLC otherSaxony Capital Management, LLC independent RIAOtherOct 18, 2017Jan 17, 2018 (91 d)
Aaron Andrew BermanPreston Wealth Advisors, LLC. otherSaxony Capital Management, LLC otherOtherSep 15, 2017Nov 1, 2017 (47 d)
William Robert CunninghamUSA Financial Securities LLC otherSaxony Capital Management, LLC otherOtherJan 20, 2017Aug 17, 2017 (209 d)
Daniel Stuart SchmitzCallahan Financial no RAUMSaxony Capital Management, LLC otherOtherJun 8, 2016Jun 3, 2016
William Eugene DavisAaron Capital Incorporated unclassifiedSaxony Capital Management, LLC independent RIAOtherMay 25, 2016May 23, 2018 (728 d)
Cameron Austin ByrdWaddell & Reed otherSaxony Capital Management, LLC otherOtherJan 7, 2016Jan 5, 2016
Randi AllgoodEdward Jones national BDSaxony Capital Management, LLC otherOtherNov 24, 2015Nov 20, 2015
Virginia Frances ThompsonJ P Turner & Company Capital Management, LLC otherSaxony Capital Management, LLC otherOtherAug 20, 2015Apr 11, 2017 (600 d)
Thomas LewisEdward Jones national BDSaxony Capital Management, LLC otherOtherAug 10, 2015Aug 12, 2015
Emory Jackson1st Global Advisors Inc otherSaxony Capital Management, LLC independent RIAOtherJul 28, 2015Feb 12, 2018 (930 d)
Christina Sue HakeAlexander Labrunerie & Co., Inc. otherSaxony Capital Management, LLC otherOtherJul 27, 2015Jun 5, 2015
Curtis Andrew WhitakerSignator Investors, Inc. otherSaxony Capital Management, LLC otherOtherJan 5, 2015Jan 6, 2015
Daniel Edward TabashWells Fargo Advisors wirehouseSaxony Capital Management, LLC otherOtherAug 20, 2014Jan 22, 2015 (155 d)
Gary L ShumateMorgan Stanley wirehouseSaxony Capital Management, LLC otherOtherOct 23, 2013Nov 14, 2013
Mark David AignerWells Fargo Advisors wirehouseSaxony Capital Management, LLC otherOtherMay 13, 2013Jul 3, 2013 (51 d)
Patrick William HoganPatrick Money Management Co. unclassifiedSaxony Capital Management, LLC otherOtherMay 1, 2013Feb 11, 2013
Mark S SargonRaymond James & Associates, Inc. national BDSaxony Capital Management, LLC otherOtherMar 14, 2013Mar 24, 2015 (740 d)
Todd Jerome MuhaWells Fargo Advisors wirehouseSaxony Capital Management, LLC otherOtherFeb 21, 2013Apr 9, 2013 (47 d)
Christine Marie WedellLPL Financial LLC otherSaxony Capital Management, LLC otherOtherSep 24, 2012Sep 10, 2012
Jonathon Anthony BellRothschild Investment otherSaxony Capital Management, LLC otherOtherJul 20, 2012Jul 23, 2012
James Edward GainesRothschild Investment otherSaxony Capital Management, LLC otherOtherJul 20, 2012Jul 23, 2012
Brian Patrick SweetmanBrokersxpress LLC otherSaxony Capital Management, LLC otherOtherJul 17, 2012Jan 7, 2013 (174 d)
Janice Ann Webb LavinAbshier Webb Donnelly & Baker, Inc. unclassifiedSaxony Capital Management, LLC otherOtherJan 26, 2012Jan 6, 2012
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82 moves match.