DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Retirement Planners Of America

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas Antonio LopezTriad Wealth Partners, LLC independent RIARetirement Planners Of America independent RIARIA to RIANov 25, 2025Dec 15, 2025
Jacqelyn BrianFisher Investments independent RIARetirement Planners Of America independent RIARIA to RIAApr 23, 2025Jul 11, 2025 (79 d)
Mark Brandon WardPrestige Wealthwide, LLC independent RIARetirement Planners Of America independent RIARIA to RIAMar 19, 2025Jan 23, 2026 (310 d)
Jeffrey ElliottFisher Investments independent RIARetirement Planners Of America independent RIARIA to RIAAug 13, 2024Aug 26, 2024
Robert Paul BernardCarlson Capital Management, LLC independent RIARetirement Planners Of America independent RIARIA to RIAJun 11, 2024Jun 12, 2024
Michael Joseph LutzWestlake Wealth Management, LLC independent RIARetirement Planners Of America independent RIARIA to RIADec 31, 2023Mar 24, 2023
Lesa Lynne CollinsMorgan Stanley wirehouseRetirement Planners Of America independent RIAWirehouse to independent RIAJun 6, 2023Jan 11, 2024 (219 d)
Nicholas Antonio LopezFisher Investments independent RIARetirement Planners Of America independent RIARIA to RIAApr 18, 2023Apr 24, 2023
Jordan Michael RoachBlack Knight Wealth Management, LLC independent RIARetirement Planners Of America independent RIARIA to RIANov 9, 2022Jul 11, 2022
Stephen Brassil LubyEagle Strategies LLC BD affiliatedRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIAMay 26, 2022May 31, 2022
Erik Alan EklofMcgowan Group Asset Management, Inc. independent RIARetirement Planners Of America independent RIARIA to RIAMar 18, 2022Jan 29, 2024 (682 d)
Benjamin Joshua DethlefsJ.P. Morgan Securities LLC wirehouseRetirement Planners Of America independent RIAWirehouse to independent RIAFeb 24, 2022May 2, 2022 (67 d)
Robert Deane LenertzCambridge Investment Research Advisors, Inc. BD affiliatedRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2021Jul 8, 2021
Peter Dominic DemartinoMorgan Stanley wirehouseRetirement Planners Of America independent RIAWirehouse to independent RIAApr 20, 2021Apr 6, 2021
Mark Brandon WardEdelman Financial Engines independent RIARetirement Planners Of America independent RIARIA to RIAJan 2, 2019Mar 9, 2020 (432 d)
John F CartyEdelman Financial Engines independent RIARetirement Planners Of America independent RIARIA to RIAAug 10, 2018Apr 24, 2019 (257 d)
Jordan Michael RoachEagle Strategies LLC BD affiliatedRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018May 10, 2018
Daniel Jad McguireQuadcap Wealth Management, LLC otherRetirement Planners Of America otherOtherJul 6, 2017Jul 28, 2017
John Anthony BroderickEdward Jones national BDRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIADec 6, 2016May 2, 2018 (512 d)
Michael Brian SchoffmanUsaa Financial Planning Services no RAUMRetirement Planners Of America otherOtherAug 4, 2016Nov 4, 2016 (92 d)
Karli Rae BradleyUsaa Financial Planning Services no RAUMRetirement Planners Of America otherOtherJul 7, 2016Jul 20, 2016
Robert Adam YoungRaymond James Financial Services Advisors, Inc otherRetirement Planners Of America otherOtherJun 16, 2016Jul 15, 2016
Douglas Randal WilliamsEdward Jones national BDRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2016Aug 27, 2024 (3008 d)
Gregory Owen MccurryEagle Strategies LLC otherRetirement Planners Of America otherOtherMay 10, 2016May 12, 2016
Thomas Henderson PaceEagle Strategies LLC otherRetirement Planners Of America otherOtherMar 8, 2016Mar 3, 2016
Joanna DossmanEdward Jones national BDRetirement Planners Of America independent RIAAffiliated broker-dealer or bank to independent RIAJan 14, 2016Jun 18, 2024 (3078 d)
Philip Joseph FloydForvis Mazars Wealth Advisors, LLC otherRetirement Planners Of America otherOtherDec 18, 2015Jan 7, 2016
Cortney Ryan GilesPivot Financial, LLC unclassifiedRetirement Planners Of America otherOtherOct 3, 2014Sep 26, 2014
Clifford Tungen KwanFinancial Strategies For Today And Tomorrow--Wealth Mgmt Group state registeredRetirement Planners Of America otherOtherSep 16, 2014Oct 8, 2014
Patric Lin PiantedosiLongboard Capital Advisors, LLC state registeredRetirement Planners Of America otherOtherSep 16, 2014Jul 15, 2016 (668 d)
Ross Daniel EmmerPublic Safety Financial/Galloway otherRetirement Planners Of America otherOtherJul 2, 2014Sep 26, 2014 (86 d)
Mark Evan CloptonMorgan Stanley wirehouseRetirement Planners Of America independent RIAWirehouse to independent RIAJan 16, 2014Dec 19, 2024 (3990 d)
Robert TunnellTd Ameritrade, Inc. no RAUMRetirement Planners Of America otherOtherNov 7, 2013Dec 3, 2013
Kushal Ashwin ShahTd Ameritrade, Inc. no RAUMRetirement Planners Of America otherOtherOct 16, 2013Aug 24, 2015 (677 d)
Melissa BergeronNational Planning Corporation ("Npc Of America" In Fl & Ny) otherRetirement Planners Of America otherOtherOct 4, 2013Aug 26, 2015 (691 d)
Patsy Ralph MandolaOrr Financial Group unclassifiedRetirement Planners Of America otherOtherJun 17, 2013Aug 2, 2013 (46 d)
Dean William HeimbachLPL Financial LLC otherRetirement Planners Of America otherOtherMay 16, 2013Apr 1, 2014 (320 d)
Aaron Michael HailAlpha Fiduciary otherRetirement Planners Of America otherOtherSep 24, 2012Jan 7, 2013 (105 d)
Aljon LovelaceMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRetirement Planners Of America otherOtherAug 10, 2012Nov 13, 2013 (460 d)
Natalie Lynn ChandlerEagle Strategies LLC otherRetirement Planners Of America otherOtherFeb 6, 2012Jan 30, 2012
Curtis Brandon ReeseTd Ameritrade, Inc. no RAUMRetirement Planners Of America otherOtherSep 20, 2011Sep 12, 2013 (723 d)
Shawn Richard StoneChase Investment Services Corp. otherRetirement Planners Of America otherOtherSep 8, 2011Jan 15, 2014 (860 d)
Terry Lee BussardCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Douglas Merrill BartolCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 11, 2011
Kenneth Alfred MoraifCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 11, 2011
Elias Robert DragonCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Bruce Louis SutherlandCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Charles Douglas DyerCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Joseph Anthony DowdallCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Zachary N ThreadgillCambridge Investment Research Advisors, Inc. otherRetirement Planners Of America otherOtherJun 20, 2011Apr 4, 2011
Max JaffeErnst & Young Investment Advisers Llp no RAUMRetirement Planners Of America otherOtherNov 29, 2010Aug 31, 2017 (2467 d)
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51 moves match.