DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald CrydermanSii Investments, Inc. no RAUMInvestment Centers Of America, Inc. otherOtherApr 24, 2018Aug 4, 2014
Jesse David WagnerSii Investments, Inc. BD affiliatedInvestment Centers Of America, Inc. otherOtherFeb 20, 2018Nov 4, 2014
William Martin WitteAmeriprise Financial Services, LLC national BDInvestment Centers Of America, Inc. otherOtherNov 15, 2017Nov 13, 2017
Thomas Aubrey HodgsonHightower Advisors, LLC otherInvestment Centers Of America, Inc. otherOtherAug 9, 2017Aug 9, 2017
Robert Baucum AnglinSpc otherInvestment Centers Of America, Inc. otherOtherJul 31, 2017Aug 1, 2017
Nancy Karen NelsonSpc otherInvestment Centers Of America, Inc. otherOtherJul 31, 2017Aug 1, 2017
Christian Michael BarnettCuso Financial Services, L.P. otherInvestment Centers Of America, Inc. otherOtherJul 27, 2017Jul 31, 2017
Blake Christian WhiteCapital One Advisors, LLC otherInvestment Centers Of America, Inc. otherOtherJul 11, 2017Jul 10, 2017
Timothy Lawrence WelchPrincipal Securities, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 15, 2017Jun 12, 2017
Amanda Lyvette RobinsonOsaic Institutions, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 7, 2017Jun 5, 2017
George Addison WebbWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 1, 2017
Thomas Edward AndersonWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 8, 2017
Justin Mark HeindlWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 5, 2017Jun 8, 2017
Lori A RippergerIowa Wealth Management, LLC independent RIAInvestment Centers Of America, Inc. otherOtherMay 31, 2017Jun 20, 2017
Jason Michael BurdineInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherMay 30, 2017May 2, 2017
Robert A RootSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherApr 18, 2017Apr 21, 2017
Jeremy Richard GirardNorthwestern Mutual Investment Services,LLC no RAUMInvestment Centers Of America, Inc. otherOtherMar 31, 2017Apr 5, 2017
Anthony Richard RubinoEdward Jones national BDInvestment Centers Of America, Inc. otherOtherMar 14, 2017Mar 10, 2017
Andrew Thomas SchenkerLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherFeb 24, 2017Feb 17, 2017
Jordan Scott SerenoLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherFeb 24, 2017Feb 17, 2017
Ryan Jeffrey KeyEdward Jones national BDInvestment Centers Of America, Inc. otherOtherJan 26, 2017Feb 13, 2017
Thomas Jones WilderColliers Securities LLC otherInvestment Centers Of America, Inc. otherOtherJan 23, 2017Jan 20, 2017
Robert Anton FaustMsi Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJan 19, 2017Jan 24, 2017
Branden Charles MannFirst Command Advisory Services otherInvestment Centers Of America, Inc. otherOtherDec 31, 2016Jan 31, 2017 (31 d)
James Timothy LynchCetera Investment Advisers LLC otherInvestment Centers Of America, Inc. otherOtherNov 16, 2016Nov 2, 2016
Thomas Lynn PetersonCetera Investment Advisers LLC otherInvestment Centers Of America, Inc. otherOtherSep 30, 2016Oct 3, 2016
Jeremy Shane WillsonPark Avenue Securities LLC otherInvestment Centers Of America, Inc. otherOtherSep 30, 2016Oct 18, 2016
Gregory Wayne HardinCuna Brokerage Services, Inc. otherInvestment Centers Of America, Inc. otherOtherSep 28, 2016Oct 3, 2016
Samuel Oliver DehavenBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherSep 15, 2016Sep 7, 2016
Michael Paul BlanchardLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherSep 7, 2016Aug 31, 2016
David Carl MillsAnnex Wealth Management, LLC otherInvestment Centers Of America, Inc. otherOtherJul 13, 2016Jul 1, 2016
John Wade ElliottCreative Financial Designs, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 30, 2016Jun 29, 2016
Corey Daniel ArnoSpc otherInvestment Centers Of America, Inc. otherOtherJun 27, 2016Feb 16, 2017 (234 d)
Monica A GreenleeEdward Jones national BDInvestment Centers Of America, Inc. otherOtherJun 15, 2016Jul 27, 2016 (42 d)
Leo John SchlangenAmeriprise Financial Services, LLC national BDInvestment Centers Of America, Inc. otherOtherMay 4, 2016May 3, 2016
Brian James ColemanLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherApr 1, 2016Apr 4, 2016
Angela R ReseburgRobert W. Baird & Co. Incorporated otherInvestment Centers Of America, Inc. otherOtherFeb 23, 2016Feb 23, 2016
Michael Richard SchwartzPrincipal Securities, Inc. otherInvestment Centers Of America, Inc. otherOtherJan 4, 2016Dec 23, 2015
Doreen Lea WeberFintegra, LLC otherInvestment Centers Of America, Inc. otherOtherDec 31, 2015May 31, 2016 (152 d)
Matthew Edward BraggSagepoint Financial, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 9, 2015Nov 27, 2015
Michael Thomas BindasSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 2, 2015Dec 7, 2015
Cody Jackson FosterLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherDec 2, 2015Jan 7, 2016 (36 d)
Christopher John BirminghamSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 1, 2015Dec 2, 2015
Thomas Jon HalstensonSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 1, 2015Dec 7, 2015
Patrick Lee McintyreSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 1, 2015Nov 30, 2015
Christopher James SiversonSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherDec 1, 2015Nov 30, 2015
David Jeffrey HowardInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherNov 17, 2015Nov 2, 2015
Trevor Thomas LeidySecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherNov 3, 2015Oct 29, 2015
Melissa L KrupaWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherSep 23, 2015Aug 21, 2015
James Wesley BrandtSwbc Investment Company otherInvestment Centers Of America, Inc. otherOtherSep 1, 2015Sep 9, 2015
Audrey Lynn PoolSwbc Investment Company otherInvestment Centers Of America, Inc. otherOtherSep 1, 2015Sep 9, 2015
Lori A RippergerFintegra, LLC otherInvestment Centers Of America, Inc. otherOtherJul 15, 2015Jul 22, 2015
Mark Allen GlidewellSignator Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherApr 30, 2015Apr 30, 2015
Jacob W BalyeatSignator Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherApr 30, 2015Apr 30, 2015
Shawn William DunniganDella Parola Capital Management otherInvestment Centers Of America, Inc. otherOtherFeb 25, 2015Feb 26, 2015
Michael CullinaneRaymond James Financial Services Advisors, Inc otherInvestment Centers Of America, Inc. otherOtherJan 5, 2015May 20, 2015 (135 d)
Justin Wade GulleksonBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherDec 8, 2014Nov 26, 2014
Tracy Jo DostalBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherDec 8, 2014Nov 26, 2014
Kevin Michael FlynnEdward Jones national BDInvestment Centers Of America, Inc. otherOtherDec 4, 2014Jan 6, 2015 (33 d)
Julie Ann DillonMoney Concepts Advisory Service otherInvestment Centers Of America, Inc. otherOtherNov 26, 2014Nov 26, 2014
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187 moves match.