DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arbor Point Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander James Brinkman | Fidelity Personal And Workplace Advisors BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 30, 2024 |
| Matthew Joseph Black | Ae Wealth Management, LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 16, 2024 |
| Wesley Daniel Patrick Scoggin | Securities America Advisors, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 31, 2022 |
| Daniel L Bonder | Beacon Financial Advisory LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2023 | Nov 14, 2023 |
| Marissa H Hammerstrom | D.A. Davidson & Co. independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 12, 2023 | Nov 15, 2023 (34 d) |
| Jeremy Scott Clark | Beacon Financial Advisory LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2023 | Oct 4, 2023 |
| Robert Clay Groce | LPL Financial LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Mar 27, 2023 |
| James Donald Boss | U.S. Bancorp Investments, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 5, 2023 |
| Mark Thomas Vihstadt | U.S. Bancorp Investments, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 5, 2023 |
| Michael Layne Wilkerson | LPL Financial LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 24, 2023 |
| Steven Thomas Morgan | Polaris Financial Partners, LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2023 | Oct 12, 2022 |
| Dean Dirk Weemhoff | Beacon Financial Advisory LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 27, 2022 | Oct 26, 2022 |
| Bradley Dean Weemhoff | Lincoln Investment independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 24, 2022 | Nov 2, 2022 |
| Austin Blake Scott | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2022 | Sep 29, 2022 |
| Richard Dale Almond | Cetera Advisors LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 8, 2022 |
| Bernard Vincent Mcmanus | J.P. Morgan Securities LLC wirehouse | Arbor Point Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 31, 2022 | Aug 5, 2022 |
| Stephanie C Slappendel-Modean | Usi Advisors institutional | Arbor Point Advisors BD affiliated | Other | May 19, 2022 | Jan 17, 2023 (243 d) |
| James Austin Duke | Edward Jones national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2022 | Apr 18, 2022 |
| Blake Thomas Bailey | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Mar 24, 2022 |
| Chad Allen Abel | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Mar 24, 2022 |
| Peter Joseph Smegielski | Pfg Advisors independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2022 | Feb 17, 2022 |
| Alexander Clark | Edward Jones national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2022 | Mar 4, 2022 |
| Tyler Szafran | T. Rowe Price Advisory Services, Inc. independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2021 | Sep 23, 2021 |
| Ralph John Schroeder | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 29, 2021 |
| Stanley Raphael Pena | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 29, 2021 |
| Ryan Schroeder Mathes | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 29, 2021 |
| Clayton Cade Mckenzie | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Jul 29, 2021 |
| Neal Elliott Watson | Fleming Watson Financial Advisors, LLC unclassified | Arbor Point Advisors BD affiliated | Other | Jul 2, 2021 | Jul 6, 2021 |
| Thomas J Curtin | Hammond Iles Wealth Advisors independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 28, 2021 | Jun 8, 2021 |
| Andre C Selfa | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2021 | Apr 29, 2021 |
| Theodore Stewart Lorenzen | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 1, 2021 |
| David Alan Leavitt | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 7, 2021 |
| Lee Bryan Friedman | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 7, 2021 |
| Mark J Tichar | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 1, 2021 |
| Anthony R. Podojil | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 21, 2021 | Apr 1, 2021 |
| Barry Smith | Wells Fargo Advisors wirehouse | Arbor Point Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2021 | Mar 30, 2021 |
| Kelly Zitting | Allstate Financial Advisors, LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2021 | Mar 23, 2021 |
| Richard Lee Anderson | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Mark David Heisey | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Michael J Primerano | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Shannon C Barry | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Mar 1, 2021 |
| Elizabeth Rose Langley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Arbor Point Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2021 | Jan 4, 2021 |
| Blake Gaulden | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 20, 2020 |
| John David Todd | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2020 | Nov 20, 2020 |
| Gary Gaulden | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2020 | Nov 20, 2020 |
| Bradley Jay Schlang | Cedar Brook Group independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2020 | Oct 23, 2020 |
| Tracy Douglas Forsythe | Kms Financial Services, Inc BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2020 | Nov 6, 2020 |
| David D Stewart | Kms Financial Services, Inc BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2020 | Nov 6, 2020 |
| Raymond K Bramer | Verus Capital Partners, LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2020 | Nov 13, 2020 |
| Robert Ivar Sandberg | Verus Capital Partners, LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2020 | Oct 16, 2020 |
| Travis Aaron Morrow | Verus Capital Partners, LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2020 | Oct 23, 2020 |
| Marie Seabury | Verus Capital Partners, LLC independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2020 | Oct 16, 2020 |
| Katherine Ann Stellflue | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Oct 12, 2020 |
| John Oliva | Equitable Advisors, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2020 | Jun 16, 2020 |
| Brian Philip Konty | Triumph Capital Management independent RIA | Arbor Point Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2020 | Mar 30, 2020 |
| Jeffrey Andrew Nance | Osaic Fa, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Mar 6, 2020 |
| Paul Roger Gugger | Morgan Stanley wirehouse | Arbor Point Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2020 | Mar 2, 2020 |
| Jessica R Brown | Ameriprise Financial Services, LLC national BD | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Dec 4, 2019 |
| Lonnie Gene Simpson | Cetera Investment Advisers LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Oct 2, 2019 |
| Timothy Scott Aja | Cetera Investment Advisers LLC BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2019 | Oct 2, 2019 |
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142 moves match.