DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Alexandra Jackson | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Mar 9, 2026 |
| Larissa Rose Martinez | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 26, 2026 |
| Edwin Javier Velasquez | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 27, 2026 |
| Blake Gregory Barnes | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 12, 2026 |
| Chase Drake | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2026 | Dec 16, 2025 |
| Jennifer Lyn Groholski | Osaic Wealth, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 12, 2026 |
| Sharina Maria Merid | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Jan 14, 2026 |
| Aaron Isaac Hunter | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2025 | Nov 17, 2025 |
| Evans Joseph Frimpong | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 23, 2025 | Nov 24, 2025 |
| Matthew Craig Hanson | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 20, 2025 | Nov 19, 2025 |
| Justin Ajay Singh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2025 | Nov 4, 2025 |
| Tara Lynn O'Connor | Nicolet Wealth Management independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 3, 2025 | Nov 17, 2025 |
| Monica Douglas | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2025 | Dec 16, 2025 (46 d) |
| Timothy Brian Mckenney | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 21, 2025 |
| Sara Marie Ruby | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 22, 2025 | Oct 17, 2025 |
| Clifford Louis Carpenter | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 22, 2025 |
| Rennie Dustin Tucker-Meuse | Osaic Institutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Nov 4, 2025 |
| Rada G Hayes | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 | Dec 9, 2025 (64 d) |
| Carolyn Desiree Jackson | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 | Oct 2, 2025 |
| Mia Mckinnon Lappen | Cetera Investment Advisers LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 8, 2025 (69 d) |
| Shirin Rastegar | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Dec 5, 2025 (80 d) |
| Jacob Scot Lamb | Park Avenue Securities LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Sep 30, 2025 |
| Austin Ryan Mckenzie | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 9, 2025 |
| William Joshua Lee | LPL Enterprise, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 8, 2025 |
| Tysen Jeffrey Gray | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2025 | Sep 10, 2025 |
| Juan Carlos Villegas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2025 | Sep 17, 2025 |
| Jeremy C Weemhoff | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2025 | Aug 27, 2025 |
| Jeffrey Maurice Range | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2025 | Nov 24, 2025 (87 d) |
| Andrew Louis Buschle | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2025 | Oct 6, 2025 (41 d) |
| Daniel Keith Wrigley | Huntington Financial Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2025 | Nov 3, 2025 (75 d) |
| Connor Joseph Farley | Cfg Retirement independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2025 | Oct 22, 2025 (72 d) |
| Matthew Brian Danaher | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Sep 11, 2025 (35 d) |
| Jonathan Andrew Gruber | MML Investors Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2025 | Aug 1, 2025 |
| Julie Anne Leppo | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 27, 2025 | Sep 8, 2025 (43 d) |
| Patrick James Frederick | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2025 | Jul 29, 2025 |
| Traci Allysan Carrion | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 23, 2025 |
| Maria Idolina Uribe | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Sep 30, 2025 (85 d) |
| Jacob Scott Allen | Huntington Financial Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jun 30, 2025 |
| Adam Keith Slaughter | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2025 | Jun 27, 2025 |
| Samantha Rasmussen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2025 | Jul 10, 2025 |
| Drew Anthony Shafer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 20, 2025 | Oct 21, 2025 (123 d) |
| Donny Wayne Walberg | Northwestern Mutual Investment Services,LLC no RAUM | U.S. Bancorp Investments, Inc. BD affiliated | Other | Jun 11, 2025 | Jul 1, 2025 |
| Robert Domonicke Williams | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2025 | Jul 1, 2025 (39 d) |
| Sergio Gerardo Gracia | Vanguard Advisers, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2025 | Aug 6, 2025 (76 d) |
| Kimberley Michaud Jendrick | Strategic Advisers LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2025 | Dec 1, 2025 (195 d) |
| Sukhmoney Kaur Sran | UBS Financial Services Inc. wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 13, 2025 | Jul 7, 2025 (55 d) |
| Euching Lin-Yang | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2025 | Oct 1, 2025 (145 d) |
| Gregory Scott Griffith | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | May 6, 2025 |
| Michael Cameron Mclean | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2025 | Jun 9, 2025 (38 d) |
| Marcia Virginia Nehall | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2025 | Apr 30, 2025 |
| Lashon Nicole Mathis | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2025 | Apr 2, 2025 |
| Eduardo Gonzalez Perez | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 12, 2025 | Apr 18, 2025 |
| Douglas Wesley Heward | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 8, 2025 |
| Jason Marcus Garcia | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 3, 2025 | Apr 1, 2025 |
| David Daniel Paulino | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Mar 25, 2025 |
| Zachary Loren Zigmond | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Aug 29, 2025 (158 d) |
| Dennis Michael Silva | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Feb 11, 2025 |
| Richard James Harkless | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2025 | Jan 28, 2025 |
| Owen Keith Farnsworth | Pfg Advisors independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 3, 2025 | Feb 18, 2025 |
| Todd Edward Dunlap | LPL Financial LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Apr 1, 2025 (78 d) |
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1,473 moves match.