DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lanark Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sheila Adele SteuryStifel, Nicolaus & Company, Incorporated national BDLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2026Jan 6, 2026
Blake Alston NephewU.S. Bancorp Investments, Inc. BD affiliatedLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 29, 2025Oct 28, 2025
Harold Blaine MillerM Holdings Securities, Inc. BD affiliatedLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 3, 2025Oct 6, 2025
John Joseph McglynnL.M. Kohn & Company independent RIALanark Financial, Inc. independent RIARIA to RIAAug 14, 2025Aug 14, 2025
Savannah Kay ForleoL.M. Kohn & Company independent RIALanark Financial, Inc. independent RIARIA to RIAAug 14, 2025Aug 15, 2025
Blanton Charles CrequeL.M. Kohn & Company independent RIALanark Financial, Inc. independent RIARIA to RIAAug 14, 2025Aug 15, 2025
Brian ForbushWells Fargo Advisors wirehouseLanark Financial, Inc. independent RIAWirehouse to independent RIAJun 18, 2025Jul 7, 2025
Johnathan M HormanWells Fargo Advisors wirehouseLanark Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 22, 2024Feb 6, 2024
Neil Victor BalesWells Fargo Advisors wirehouseLanark Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2023Jul 17, 2023
Kimberly Armbruster DavisConcourse Financial Group Advisors BD affiliatedLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2023Jun 10, 2025 (874 d)
Daniel Howard LusherBankers Life Advisory Services, Inc. BD affiliatedLanark Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 20, 2022Jul 17, 2024 (575 d)
Brian Christopher HaynesStonex Advisors Inc. BD affiliatedLanark Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2022Dec 12, 2022
Warren Douglas McpetersRBC Capital Markets, LLC national BDLanark Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 20, 2022Jun 30, 2022
Darren Marc HinshawMML Investors Services, LLC BD affiliatedLanark Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 23, 2021Jun 18, 2021
Chase HallL.M. Kohn & Company independent RIALanark Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2019Nov 18, 2019
Ashley Morgan SimmonsMoney Concepts Advisory Service BD affiliatedLanark Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2019Mar 16, 2021 (543 d)
Susan Mae EvansFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherAug 19, 2019Jun 6, 2019
Gregory Joseph HarderEdward Jones national BDLanark Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2019Jul 30, 2019
Cynthia Lanell MinnisFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 18, 2019
Jeffrey Allen WeberFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 6, 2019
Lisa Ann SumpterFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 6, 2019
Brian Christopher GallagherFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 7, 2019
Joseph Lee BauwensFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 7, 2019
Chasten BoenFirst State Financial Management, Inc. unclassifiedLanark Financial, Inc. BD affiliatedOtherJun 7, 2019Jun 7, 2019
Gayle Anne DillaUBS Financial Services Inc. wirehouseLanark Financial, Inc. otherOtherDec 5, 2017Dec 4, 2017
Michael Gregory FeducciaRaymond James Financial Services Advisors, Inc otherLanark Financial, Inc. otherOtherMay 8, 2017May 1, 2017
Evan Lyle HersheySteward Partners Investment Solutions, LLC otherLanark Financial, Inc. otherOtherOct 7, 2016Oct 7, 2016
David John HughesKestra Private Wealth Services, LLC otherLanark Financial, Inc. otherOtherJul 21, 2016Jul 25, 2016
Maria Benito AtkinsonTransamerica Financial Advisors, LLC otherLanark Financial, Inc. otherOtherAug 27, 2015Aug 11, 2015
Mark Donald HenningsJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherAug 7, 2015Aug 12, 2015
Sheri Lynn RhyanJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherAug 7, 2015Aug 7, 2015
Michael Bernard OtooleJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherAug 3, 2015Aug 11, 2015
Armand Anthony AtkinsonJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherAug 3, 2015Aug 3, 2015
Joseph OberschewenJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 31, 2015Jul 31, 2015
John Floyd OlsonJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 30, 2015Jul 31, 2015
Stephen Miske MillerJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 29, 2015Aug 17, 2015
Robert Glenn AlvarezJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 29, 2015Aug 11, 2015
Anthony Jerome KepplerJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 23, 2015
Carolyn Lee BennettJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 23, 2015
Voneen Camille BrightJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 24, 2015
Adam M LevyJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 24, 2015
Bradley James DijulioJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 24, 2015
John Roy HackettJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 24, 2015Jul 23, 2015
Joseph Edward DisanzaJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 23, 2015Aug 3, 2015
Edward John WellsJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 23, 2015Aug 3, 2015
Matthew Louis SenicolaJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 23, 2015Aug 3, 2015
Lee Scott SteortsJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJul 22, 2015Jul 23, 2015
Maria OrtizJhs Capital Advisors, LLC otherLanark Financial, Inc. BD affiliatedOtherJul 22, 2015Mar 2, 2020 (1685 d)
Christopher Allen FidlerJhs Capital Advisors, LLC otherLanark Financial, Inc. BD affiliatedOtherJul 16, 2015Mar 2, 2020 (1691 d)
Nicholas Michael BalesJhs Capital Advisors, LLC otherLanark Financial, Inc. otherOtherJun 15, 2015Jun 30, 2015
John Robert DoodyHighland Associates Inc otherLanark Financial, Inc. BD affiliatedOtherDec 3, 2014Apr 21, 2021 (2331 d)
Joseph A CobbPnc Wealth Management otherLanark Financial, Inc. otherOtherNov 19, 2014Dec 11, 2014
John Clarence WoodsUSA Financial Securities LLC otherLanark Financial, Inc. otherOtherNov 12, 2014Nov 24, 2014
Lawrence Clay MillerRBC Capital Markets, LLC national BDLanark Financial, Inc. otherOtherJul 10, 2014Jun 20, 2014
Frederick Dean WrightJ W Korth & Company otherLanark Financial, Inc. otherOtherMay 14, 2014Nov 3, 2014 (173 d)
Christopher David RankinCetera Investment Advisers LLC otherLanark Financial, Inc. otherOtherApr 30, 2014May 5, 2014
John Fontaine KeithWells Fargo Advisors wirehouseLanark Financial, Inc. otherOtherApr 9, 2014May 1, 2014
Jeffrey KrugFifth Third Securities, Inc. otherLanark Financial, Inc. otherOtherJan 10, 2014Jan 15, 2014
Louis Anthony CapezzaInvest Financial Corporation otherLanark Financial, Inc. otherOtherJan 3, 2014Jan 9, 2014
Daniel A OdigieMorgan Stanley wirehouseLanark Financial, Inc. otherOtherOct 23, 2013Nov 13, 2013
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103 moves match.