DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Esi Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Jose Valdez | Thrivent Investment Management Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2026 | Aug 27, 2026 |
| Garth David Gherardini | Integrity Alliance, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2026 | Aug 3, 2026 |
| Brian Lazusky | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jul 22, 2026 | Aug 7, 2026 |
| Gabriel Joseph Jewula | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 10, 2026 | Jul 17, 2026 |
| Joseph Charles Tuzzolo | Nasdaq Dorsey Wright mixed wealth | Esi Financial Advisors independent RIA | RIA to RIA | Jul 9, 2026 | Jun 23, 2026 |
| James Winokur | Creativeone Wealth, LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jun 25, 2026 | Jul 6, 2026 |
| Victoria K Terrazzino | Belpointe Asset Management LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jun 2, 2026 | Jul 1, 2026 |
| Brian Mccarthy | Valic Financial Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | Apr 30, 2026 |
| John Louis Lombardo | Brookstone Wealth Advisors, LLC no RAUM | Esi Financial Advisors independent RIA | Other | Apr 22, 2026 | May 15, 2026 |
| Ka Dedrick Richardson | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Jun 22, 2026 (68 d) |
| Orlando Orengo | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Mar 27, 2026 |
| Jesse Harley Parks | Raymond James & Associates, Inc. national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 16, 2026 |
| Albert Binman | Ameritas Advisory Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2026 | May 8, 2026 (60 d) |
| Jared Vachon | Commonwealth Financial Network national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 3, 2026 | Mar 11, 2026 |
| Elizabeth Ann Hoffman | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Mar 4, 2026 |
| Howard Anthony Mascoe | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2026 | Mar 27, 2026 (50 d) |
| Nicholas Hood | Cambridge Investment Research Advisors, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2026 | Mar 4, 2026 |
| Allen Daniel Kilburn | W&S Brokerage Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 20, 2026 | Jan 27, 2026 |
| Nino Finnigan | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 16, 2026 | Jan 9, 2026 |
| Michael Dennis Ives | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jan 12, 2026 | Jan 9, 2026 |
| Kevin Lee Maxwell | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jan 6, 2026 | Feb 27, 2026 (52 d) |
| Christopher John Lindsley | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2026 | Apr 8, 2026 (93 d) |
| Steven Howell Eisner | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 23, 2026 |
| Barry Joseph Phillips | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Jan 2, 2026 | Jan 15, 2026 |
| Alfredo Atencio | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2026 | Jan 12, 2026 |
| Jeffrey Klatzko | Northwestern Mutual Investment Services,LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 31, 2025 | Jan 26, 2026 |
| Courtney Allison Coombs | Edward Jones national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2025 | Jan 9, 2026 |
| Marcelino Servidad Villaflor | LPL Financial LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2025 | Dec 23, 2025 |
| Britton Alexander Hammock | Northwestern Mutual Investment Services,LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 18, 2025 | Jan 9, 2026 |
| Joseph Brent Morley | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 18, 2025 | May 18, 2026 (151 d) |
| Alex Marcus David | Raymond James Financial Services Advisors, Inc BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 15, 2025 | Dec 12, 2025 |
| Benjamin Aloysius Turner | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Dec 10, 2025 | Dec 17, 2025 |
| Michael Frederic Kresl | Packerland Brokerage Services, Inc. independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Dec 8, 2025 | Dec 18, 2025 |
| Seth Hamilton | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Dec 4, 2025 |
| Jeffrey Patrick Wolfe | Eagle Strategies LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2025 | Dec 1, 2025 |
| Homer Houston Garrison | Wells Fargo Advisors wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Nov 25, 2025 | Jan 26, 2026 (62 d) |
| Eric Stephen Speer | W&S Brokerage Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 12, 2025 |
| Valerie Sabrina Giannotti | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 24, 2025 |
| Grant Courtney Shaffer | Wells Fargo Advisors wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Nov 3, 2025 | Dec 11, 2025 (38 d) |
| Patrick De Tolla | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Jan 16, 2026 (74 d) |
| Kyle A Duffer | Thrivent Investment Management Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Dec 16, 2025 (53 d) |
| David Lawrence Hull | Cetera Investment Advisers LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 | Oct 9, 2025 |
| Peter Hieu Truong | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 17, 2025 |
| William Alexander Solan | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2025 | Sep 9, 2025 |
| Zachary Fuld | Park Avenue Securities LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 11, 2025 |
| James M Glass | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 26, 2025 | Sep 3, 2025 |
| Nicholas A Audet | Morgan Stanley wirehouse | Esi Financial Advisors independent RIA | Wirehouse to independent RIA | Aug 25, 2025 | Sep 4, 2025 |
| Timothy Scott Bradford | Knights Of Columbus Asset Advisors LLC institutional | Esi Financial Advisors independent RIA | Other | Aug 19, 2025 | Aug 27, 2025 |
| Matthew David Parks | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 20, 2025 |
| Frank Dascenzo | Ameriprise Financial Services, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Sep 3, 2025 |
| Kyle Marceau | Osaic Wealth, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2025 | Jul 24, 2025 |
| Emanuel Thomason | Edward Jones national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Apr 10, 2026 (252 d) |
| Marc Allen Wegrzynowski | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2025 | Aug 8, 2025 |
| Ryan Appelhans | Equitable Advisors, LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Aug 8, 2025 |
| Caroline Suzanne Boudreau | Strategic Advisers LLC national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2025 | Aug 14, 2025 |
| Vincent Anthony Colatriano | Ameritas Advisory Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Aug 12, 2025 |
| Matthew James Mccabe | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 16, 2026 (360 d) |
| Carl Edward Johnson | Mwa Financial Services, Inc. BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2025 | Jul 21, 2025 |
| Timothy Matthew Keller | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Jul 31, 2025 |
| Paul W Harvey | Zero Day Capital Enterprises LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | Jul 14, 2025 | Aug 8, 2025 |
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500 moves match.