DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at L.M. Kohn & Company

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phillip A SchwegmannMorgan Stanley wirehouseL.M. Kohn & Company independent RIAWirehouse to independent RIADec 14, 2023Jan 3, 2024
Sharon Kaye AdamsCrown Capital Securities, L.P. BD affiliatedL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIANov 29, 2023Nov 20, 2023
Savannah Kay ForleoPnc Wealth Management BD affiliatedL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2023Aug 14, 2023
Mark Matthew MeldaKey Investment Services LLC BD affiliatedL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAOct 17, 2022Nov 29, 2022 (43 d)
Timothy ChonEdward Jones national BDL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAFeb 28, 2022Mar 4, 2022
Shelley Elizabeth NorrisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseL.M. Kohn & Company independent RIAWirehouse to independent RIANov 23, 2021Nov 24, 2021
Robert Hubert ChessFifth Third Securities, Inc. BD affiliatedL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2021Oct 4, 2021
Chase HallEdward Jones national BDL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2018Oct 11, 2018
Mike Martin BellFifth Third Securities, Inc. BD affiliatedL.M. Kohn & Company independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2018Mar 29, 2019 (248 d)
Scott B. WirtzLPL Financial LLC otherL.M. Kohn & Company otherOtherOct 3, 2017Sep 15, 2017
John Winship DurantAmeriprise Financial Services, LLC national BDL.M. Kohn & Company otherOtherSep 19, 2017Sep 26, 2017
Charles Robert FarnsleyCommonwealth Financial Advisors, LLC unclassifiedL.M. Kohn & Company otherOtherAug 31, 2017Jun 2, 2016
Larry AndreanoRoyal Advisors, LLC otherL.M. Kohn & Company otherOtherDec 31, 2016Apr 21, 2017 (111 d)
Thomas CarpenterFifth Third Securities, Inc. otherL.M. Kohn & Company otherOtherMay 16, 2016Jun 10, 2016
David Kenneth RubensteinWells Fargo Advisors wirehouseL.M. Kohn & Company otherOtherMay 9, 2016Jun 27, 2016 (49 d)
William Charles TurnerWells Fargo Advisors wirehouseL.M. Kohn & Company otherOtherMar 8, 2016Mar 10, 2016
Richard Wesley BoschertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseL.M. Kohn & Company otherOtherMar 2, 2016May 23, 2016 (82 d)
Charles Anthony SaengerAmeritas Advisory Services otherL.M. Kohn & Company otherOtherDec 31, 2015Dec 22, 2015
Robert Edwin FergusonAmeritas Advisory Services otherL.M. Kohn & Company otherOtherDec 31, 2015Dec 22, 2015
Michael James DonnellanPrimesolutions Securities, Inc. unclassifiedL.M. Kohn & Company otherOtherNov 5, 2015Nov 5, 2015
Mark Phillip PinzonePrimesolutions Securities, Inc. unclassifiedL.M. Kohn & Company otherOtherNov 5, 2015Oct 16, 2015
Martin Steven HealyPrimesolutions Securities, Inc. unclassifiedL.M. Kohn & Company otherOtherNov 5, 2015Oct 19, 2015
James Darvell MaendelLPL Financial LLC otherL.M. Kohn & Company otherOtherFeb 6, 2015Sep 15, 2015 (221 d)
Matthew Todd FlynnFifth Third Securities, Inc. otherL.M. Kohn & Company otherOtherOct 9, 2014Oct 24, 2014
Bradley Thomas LottWells Fargo Advisors wirehouseL.M. Kohn & Company otherOtherJun 18, 2014Jun 13, 2014
Christopher Fredrick RuegerInternational Assets Investment Management, LLC otherL.M. Kohn & Company otherOtherJan 28, 2014Feb 11, 2014
Erin Mccullough NordlohWells Fargo Advisors wirehouseL.M. Kohn & Company otherOtherJan 16, 2014Jun 17, 2014 (152 d)
Mark Brennan KellyRoyal Advisors, LLC otherL.M. Kohn & Company otherOtherJun 17, 2013Jul 1, 2013
Brian K Meeks IIConcourse Financial Group Advisors otherL.M. Kohn & Company otherOtherDec 31, 2012May 9, 2014 (494 d)
Paul E BestehornOsaic Wealth, Inc. otherL.M. Kohn & Company otherOtherSep 24, 2012Jan 25, 2013 (123 d)
Nicholas Anthony HawkLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Jul 26, 2012
Bradley Scott MontgomeryLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Aug 14, 2012
Douglas Covington OsbornLeonard And Company otherL.M. Kohn & Company otherOtherJul 23, 2012Aug 3, 2012
Anthony David AgbayLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Jul 26, 2012
Sherrie Lynn InghamLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Jul 26, 2012
William Charles TurnerLeonard And Company otherL.M. Kohn & Company otherOtherJul 19, 2012Aug 2, 2012
Fred Howard SultanLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Jul 26, 2012
Roberto Ricardo RizzaLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Jul 30, 2012
Suellen Carol EstesLeonard And Company otherL.M. Kohn & Company otherOtherJul 18, 2012Aug 16, 2012
Wendy Jeanne ShannonMorgan Stanley wirehouseL.M. Kohn & Company independent RIAWirehouse to independent RIAJul 3, 2012Jun 26, 2023 (4010 d)
Adam Joseph CabibiMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 25, 2012Jan 25, 2012
Brian William RagenMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 25, 2012Feb 3, 2012
Richard Daniel HoughtonRaymond James & Associates, Inc. national BDL.M. Kohn & Company otherOtherJan 19, 2012Jan 17, 2012
Sandra Ann MurrayMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
Michelle Y MangumMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
Ronald George GarneyMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
Thomas Patrick CaffreyMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
George Parker SwiftMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
Arthur Edward RosserMidsouth Capital, Inc. unclassifiedL.M. Kohn & Company otherOtherJan 17, 2012Jan 17, 2012
Gregory J. SzelungWaddell & Reed otherL.M. Kohn & Company independent RIAOtherOct 14, 2011Jul 15, 2021 (3562 d)
Vincent Paul DipietroPrivate Wealth & Retirement Services unclassifiedL.M. Kohn & Company otherOtherOct 7, 2011Jan 3, 2012 (88 d)
John Joseph McglynnFirst Kentucky Securities Corp otherL.M. Kohn & Company otherOtherMar 7, 2011Mar 4, 2011
Jeffrey Lee Ed AdkinsFirst Kentucky Securities Corp otherL.M. Kohn & Company otherOtherMar 7, 2011Mar 4, 2011
William Curtis LoomisRBC Capital Markets, LLC national BDL.M. Kohn & Company otherOtherJul 28, 2010Jul 9, 2010
William Curtis LoomisRBC Capital Markets, LLC national BDL.M. Kohn & Company otherOtherJul 28, 2010Jul 9, 2010
Benjamin Rueff WilliamsEquitable Advisors, LLC national BDL.M. Kohn & Company otherOtherJul 13, 2009Jul 21, 2009
Alan Marquette TurnerRBC Capital Markets, LLC national BDL.M. Kohn & Company otherOtherMay 22, 2009May 8, 2009
Janet C BoothEdward Jones national BDL.M. Kohn & Company otherOtherApr 3, 2008Jul 7, 2010 (825 d)
Heather Lynn MeyersRetirement Plan Services Company unclassifiedL.M. Kohn & Company independent RIAOtherApr 17, 2007Jan 22, 2019 (4298 d)
Mark Garner SrofeEquity Analysts Inc. unclassifiedL.M. Kohn & Company otherOtherMar 31, 2006Apr 13, 2006
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64 moves match.