DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler White | Morgan Stanley wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2025 | Feb 25, 2025 |
| Alfredo Kenneth Ellzey | UBS Financial Services Inc. wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 10, 2025 | Mar 5, 2025 |
| Joshua Kennedy | W&S Brokerage Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Feb 18, 2025 |
| Melanie Sepanian | Thrivent Investment Management Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2025 | Feb 24, 2025 |
| Ivan Rose | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Feb 6, 2025 |
| Austin Michael Sammons | Ameritas Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Feb 26, 2025 (36 d) |
| Sara C Hendrix | Seia BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2025 | Feb 10, 2025 |
| Eric Goplin | J.P. Morgan Securities LLC wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 | Feb 27, 2025 (41 d) |
| Tommy Ngo | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2025 | Feb 13, 2025 (40 d) |
| Kelly Kepka | J.P. Morgan Securities LLC wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 3, 2025 | Jan 21, 2025 |
| Timothy Wilson | LPL Enterprise, LLC no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Dec 26, 2024 | Jan 15, 2025 |
| William Izykowski | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2024 | Jan 7, 2025 |
| Kristopher Cotton | J. W. Cole Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Jan 9, 2025 |
| Jonjacques Fajardo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2024 | Feb 3, 2025 (46 d) |
| Lauren Flynn | LPL Financial LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2024 | Jan 29, 2025 (41 d) |
| Angelo De Leon | J.P. Morgan Securities LLC wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2024 | Feb 10, 2025 (55 d) |
| Christian Thomas Vanhoose | Advice And Planning Services BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2024 | Jan 18, 2025 (32 d) |
| Andrew Kelley | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Jan 6, 2025 |
| Neville Kapoor | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2024 | Jan 23, 2025 (39 d) |
| Yusei William Shigeta | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2024 | Mar 10, 2025 (90 d) |
| Chris Heavin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Jan 22, 2025 (44 d) |
| Christopher E Wong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Jan 2, 2025 |
| Kim Anne Bradford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2024 | Jan 15, 2025 (37 d) |
| Linda Ly | Edward Jones national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Mar 4, 2025 (85 d) |
| Ryan Phillip Henry | Equitable Advisors, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jan 8, 2025 |
| Courtney Cain | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2024 | Mar 4, 2025 (89 d) |
| John Craner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2024 | Jan 23, 2025 (51 d) |
| Manus Duffy | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2024 | Feb 11, 2025 (71 d) |
| Syed Ali Shan | Wells Fargo Advisors wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 29, 2024 | Dec 13, 2024 |
| Nathanael Allen Schmidt | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Jan 6, 2025 (40 d) |
| Salvador Cordero | J.P. Morgan Securities LLC wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2024 | Jan 15, 2025 (50 d) |
| Andrew Paz | Kestra Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Jan 6, 2025 (42 d) |
| Christopher Autry | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2024 | Dec 26, 2024 (34 d) |
| Jeffrey J. Abrams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2024 | Jan 23, 2025 (65 d) |
| Grant Shatzer | Cetera Investment Advisers LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Jan 8, 2025 (51 d) |
| Katelyn Galante | MML Investors Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 18, 2024 | Mar 4, 2025 (106 d) |
| Michele Pasqualina | Hightower Advisors, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2024 | Dec 18, 2024 (34 d) |
| Marc Cavalier | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 26, 2024 |
| Kenneth Juan Ray | Raymond James Financial Services Advisors, Inc BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Mar 3, 2025 (110 d) |
| Bertrand Brisbane | Empower Advisory Group, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Dec 6, 2024 |
| Joshua Thomas Denton | Wells Fargo Advisors wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2024 | Jan 7, 2025 (56 d) |
| Vikhar Samad | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2024 | Dec 13, 2024 (35 d) |
| Shahreyar Ahmad Chauhan | LPL Financial LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Feb 4, 2025 (89 d) |
| Luke A Williams | Ameriprise Financial Services, LLC national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Dec 12, 2024 (35 d) |
| Nichole Leland | LPL Financial LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 13, 2024 |
| Brittany Bache Rosenberger | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Dec 4, 2024 |
| Connor Freeman Spiro | John Hancock Personal Financial Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Jan 13, 2025 (73 d) |
| Michael Philip Kalter | Morgan Stanley wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2024 | Nov 11, 2024 |
| David John Decorrevont | Robert W. Baird & Co. Incorporated mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 29, 2024 | Nov 28, 2024 |
| Tyler James Kaufman | Edward Jones national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Jan 7, 2025 (70 d) |
| Lauren N. Ruperto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2024 | Dec 17, 2024 (53 d) |
| Erich H. Cassidy | Vanguard Advisers, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Jan 15, 2025 (83 d) |
| Adam Eisig Rittersporn | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Nov 4, 2024 |
| Samuel J Whalen | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Feb 24, 2025 (126 d) |
| Daniel C Fox | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 29, 2024 |
| Vladislav Savenkov | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Fidelity Personal And Workplace Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2024 | Oct 25, 2024 |
| Matthew Ross Rivera | Vance Wealth independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2024 | Mar 7, 2025 (140 d) |
| Dana Welty | Blackrock Investment Management, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Oct 17, 2024 | Dec 2, 2024 (46 d) |
| Zachary Tyler Smith | Mwa Financial Services, Inc. independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2024 | Oct 18, 2024 |
| Neil Schraffenberger | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Nov 22, 2024 (38 d) |
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4,892 moves match.