DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Apollon Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Avallone | Commonwealth Financial Network national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 9, 2026 |
| John David Orem | Commonwealth Financial Network national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2026 | Sep 9, 2026 |
| Patrick George Tang | W&S Brokerage Services, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 20, 2026 |
| Matthew J Baltuch | Steward Partners Investment Advisory, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 17, 2026 |
| Jeffrey William Senglaub | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| Sean Fredrick Gates | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Sabrina Rosh | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| James Mccourt | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| Craig Donald Rusch | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 22, 2026 |
| Megan Leslie Brinsfield | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Isaac White | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Christine Marie Senglaub | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 20, 2026 |
| Brett Nowatske | Independent Financial Group, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2026 | Apr 23, 2026 |
| Lyndsi Grace Stender | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Brandie Danielle Blackwell | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Karisha Elizabeth Reel | Motley Fool Wealth Management, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Apr 20, 2026 | Apr 1, 2026 |
| Raymond Michael Surenkamp | Sage Advisors LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Jan 9, 2026 |
| Andrew Phillip Birge | Sage Advisors LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Jan 6, 2026 |
| John Surenkamp | Sage Advisors LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Jan 5, 2026 |
| Garrett Daniel Baker | Sage Advisors LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 9, 2026 | Jan 6, 2026 |
| Michael George Battaglia | Retirement Planning Solutions, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 3, 2026 | Dec 4, 2025 |
| Bryce Howard Lanham | Retirement Planning Solutions, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jan 6, 2026 | Nov 20, 2025 |
| Jordan Kanter | Strategic Advisers LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2025 | Jan 20, 2026 (47 d) |
| Gavin Ross Pucciarello | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| Robert Allan Mauk | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 20, 2025 |
| Susan M Bickel | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jun 20, 2025 |
| Austin Robert Mauk | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 2, 2025 |
| Caitlin C Minneci | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2025 | Jul 7, 2025 |
| Joseph Andrew Chornyak | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jun 20, 2025 |
| Joseph Andrew Chornyak | Janney Montgomery Scott LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jun 20, 2025 |
| James W. Hill | Boardwalk Financial Strategies LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jun 17, 2025 | Jul 11, 2025 |
| David Joseph Mandell | Maryland Financial Group, Inc. independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jun 16, 2025 | Mar 12, 2025 |
| Brayden John Campbell | Rkl Private Wealth independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jun 3, 2025 | Jun 3, 2025 |
| James Justin Palys | Rkl Private Wealth independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jun 3, 2025 | Jun 3, 2025 |
| William Yex | Lion Street Advisors, LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | Sep 17, 2025 (117 d) |
| Brandon Baker | Choreo, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Mar 4, 2025 | Apr 9, 2025 (36 d) |
| Ryan Bruce Wibberley | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Frank Chris Cappadora | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Brian M Davis | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Michael Brett Fein | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Daniel James Pessagno | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Richard Stuart Sebastian | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Dawn Priscilla Wright | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 10, 2024 |
| Austin Lewis Pearl | Cic Wealth, LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 31, 2024 | Oct 7, 2024 |
| Winter Andrew Troxel | Bridgemark Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2024 | Dec 1, 2024 |
| Connor Nicholas Stanley | Bridgemark Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2024 | Nov 1, 2024 |
| Rebeka Lynn King | Bridgemark Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 10, 2024 | Dec 5, 2024 |
| Bradley Jason Goodman | Savant Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 6, 2024 | Feb 4, 2026 (425 d) |
| Gavin Geiger Dooley | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2024 | Nov 26, 2024 |
| Robert Joseph Ruelle | Northwestern Mutual Investment Services,LLC no RAUM | Apollon Wealth Management, LLC independent RIA | Other | Dec 3, 2024 | Dec 20, 2024 |
| Nicholas Charles Pavia | Cetera Investment Advisers LLC BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2024 | Nov 26, 2024 |
| Kevin James Caputo | RBC Capital Markets, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2024 | Nov 4, 2024 |
| Michael Ildo Chung | RBC Capital Markets, LLC national BD | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2024 | Nov 4, 2024 |
| Robert David Haggard | Ucap Americas independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Oct 3, 2024 | Sep 18, 2024 |
| Daniel Paul Mccarthy | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2024 | Feb 23, 2024 |
| Daniel Albert Marnik | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 6, 2024 |
| James Robert Almquist | Osaic Wealth, Inc. BD affiliated | Apollon Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2024 | Mar 6, 2024 |
| Nahal Sabbagh Kermani | United Capital Financial Advisors independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Feb 21, 2024 | May 14, 2024 (83 d) |
| David Joseph Ricchini | Wealthplan Investment Management LLC independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Jan 3, 2024 | Oct 28, 2025 (664 d) |
| Jack Matthew Cayce | Catalyst Wealth Management independent RIA | Apollon Wealth Management, LLC independent RIA | RIA to RIA | Dec 13, 2023 | May 12, 2023 |
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147 moves match.