DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cx Institutional, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nelson Battle Arrington | V.M. Manning & Co., Inc. independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 20, 2026 | Sep 11, 2026 (53 d) |
| William Avery Mitchell | V.M. Manning & Co., Inc. independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 20, 2026 | Sep 11, 2026 (53 d) |
| Sally Byrd Jilek | Newedge Advisors BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 6, 2026 | Jul 10, 2026 |
| Albert Duncan Kaufman | Adk Wealthcare Partners unclassified | Cx Institutional, LLC independent RIA | Other | Jun 22, 2026 | Jul 6, 2026 |
| Blake Von Scheer | Osaic Wealth, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2026 | May 7, 2026 |
| Nicholas Andrew D'Andrea | Bartlett & Co. Wealth Management LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Feb 20, 2026 | Jan 21, 2026 |
| Matthew David Redmond | First State Investment Advisors Inc other | Cx Institutional, LLC independent RIA | Other | Feb 10, 2026 | Feb 11, 2026 |
| Laken Lamar Lewis | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 25, 2025 | Dec 15, 2025 |
| Joshua Benjamin Feld | W&S Brokerage Services, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 20, 2025 |
| Michele Ann Floyd | Empower Advisory Group, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Jan 21, 2026 (75 d) |
| Sarah Ann Southworth | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Nov 13, 2025 |
| Scott Mccandless | Mariner BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 25, 2025 | Oct 14, 2025 |
| Andrew Lee Mayer | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 25, 2025 |
| Joel Jeffrey Macyauski | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2025 | Sep 25, 2025 |
| Lucille Elinor Satterwhite | Kestra Advisory Services, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2025 | Sep 16, 2025 |
| Timothy Patrick Atkinson | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Aug 12, 2025 | Jul 1, 2025 |
| Terry John Hirsch | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 1, 2025 |
| Paul David Reile | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 1, 2025 |
| Rebecca Mary Kindig | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 1, 2025 |
| Thomas Patrick Williams | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 1, 2025 |
| Owen George Crabtree | Tfg Advisors independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 23, 2025 | Jul 1, 2025 |
| Marques Delmar Glaze | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jul 8, 2025 | Aug 7, 2025 |
| Elizabeth Tulloch | Kestra Advisory Services, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 23, 2025 | Jun 5, 2025 |
| Anthony Joseph Picerni | Capital Client Group, Inc. no RAUM | Cx Institutional, LLC independent RIA | Other | May 22, 2025 | Jun 13, 2025 |
| Laura Chinander | J.P. Morgan Securities LLC wirehouse | Cx Institutional, LLC independent RIA | Wirehouse to independent RIA | Jan 2, 2025 | Jan 9, 2025 |
| Adam Christian Gottschalk | Thrivent Investment Management Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2024 | Jul 20, 2026 (585 d) |
| Aubrey Hyde Ramey | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| James G Brandenburgh | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| Tanner Stepp | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| Jacob Jeffrey Walker | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| Chad Andrew Baxter | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| Adam Peter Lisowsky | Clarify Wealth Management independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 4, 2024 | Oct 14, 2024 |
| Cameron Joseph Magoon | Touchstone Advisors Inc asset manager | Cx Institutional, LLC independent RIA | Other | Oct 21, 2024 | Nov 1, 2024 |
| Christopher W Bredeson | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Aug 5, 2024 | Aug 19, 2024 |
| Joseph Michael D'Amico | Empower Advisory Group, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Jun 18, 2024 |
| Aaron James Hurley | Choreo, LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jan 2, 2024 | Feb 6, 2024 (35 d) |
| James Pearce Priebe | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 13, 2023 | Nov 9, 2023 |
| William Howard Hoover | Euclid Investment Advisory, LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 7, 2023 | Aug 15, 2023 |
| Curtis Brandon Reese | Corecap Advisors BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | Jun 2, 2023 |
| Susan Ann Chipps | J.P. Morgan Securities LLC wirehouse | Cx Institutional, LLC independent RIA | Wirehouse to independent RIA | Feb 28, 2023 | Apr 5, 2023 (36 d) |
| Michael Joseph Pepin | Securities America Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2023 | Feb 22, 2023 |
| Dillon Kanhalikham | Fisher Investments independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jan 19, 2023 | Jan 27, 2023 |
| Ruth Miller | Personal Wealth Partners LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Oct 25, 2022 | Jun 20, 2022 |
| Susan Gay Isaacson | Personal Wealth Partners LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Oct 25, 2022 | Jun 20, 2022 |
| Trevor Hopkins | Personal Wealth Partners LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Oct 25, 2022 | Jun 22, 2022 |
| Brad William Michels | Financial Architects, Inc unclassified | Cx Institutional, LLC independent RIA | Other | Oct 18, 2022 | Jun 27, 2024 (618 d) |
| Daniel Edward Steichen | LPL Financial LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | May 18, 2022 | Nov 18, 2022 (184 d) |
| Alisha Marie Norris | LPL Financial LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Feb 23, 2022 |
| Christopher Paul Scott | Florida Financial Advisors, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2022 | Mar 27, 2024 (799 d) |
| Joshua Scott Hasselbach | U.S. Capital Wealth Advisors, LLC BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Nov 8, 2024 (1156 d) |
| Sean Joseph Conti | Valic Financial Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Aug 13, 2021 |
| Steven Charles Gilbert | Ameriprise Financial Services, LLC national BD | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2021 | Jul 29, 2021 |
| John E Ehrenfeld | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2021 | Dec 13, 2024 (1303 d) |
| Ryan Allan Wharton | Td Ameritrade Investment Management, LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Jan 11, 2021 | Feb 23, 2021 (43 d) |
| John Steven Ruzza | Kardia Midwest Family Wealth Counseling, LLC unclassified | Cx Institutional, LLC independent RIA | Other | Dec 31, 2020 | Sep 25, 2025 (1729 d) |
| Max Kramer | Cambridge Investment Research Advisors, Inc. BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2019 | Oct 8, 2019 |
| Erin Nichole Palmer | Edward Jones national BD | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2019 | Oct 23, 2023 (1510 d) |
| Brian Christopher Davis | Raymond James Financial Services Advisors, Inc BD affiliated | Cx Institutional, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2019 | Feb 11, 2019 |
| Brian Alexander Remson | LPL Financial LLC independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Feb 11, 2019 | Feb 11, 2019 |
| Thomas Andrew Knippa | Cpf Texas independent RIA | Cx Institutional, LLC independent RIA | RIA to RIA | Nov 27, 2018 | Oct 16, 2018 |
Page 1 of 2Next
75 moves match.