DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at National Planning Corporation ("Npc Of America" In Fl & Ny)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Logan James Degraeve	Barber Financial Group independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 7, 2023	Dec 7, 2015
Thomas Francis Nee	Compass Point Retirement Planning, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 7, 2023	Oct 3, 2007
Michael James Labrie	Compass Point Retirement Planning, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 7, 2023	Oct 3, 2007
Martin Edward Plecinoga	Compass Point Retirement Planning, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 7, 2023	Oct 3, 2007
Daniel Austin Cupkovic	Cerity Partners Ocio LLC independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 21, 2023	Mar 3, 2010
Alan Edward Wyse	Childs Investment Group, Inc state registered	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 29, 2022	Apr 30, 2009
Andres Peterson	Childs Investment Group, Inc state registered	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 21, 2022	Apr 30, 2009
William Burk Rosenthal	Rosenthal Advisory Services, L.P. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 16, 2022	Dec 10, 2007
Michael Douglas Rees	Bay View Capital, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 28, 2019	Sep 11, 2008
Jeremy Charles Tims	Sutterfield Financial Group, Inc. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 16, 2019	Oct 23, 2007
Timothy Joseph Haas	Esi Financial Advisors BD affiliated	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 6, 2018	Feb 14, 2017
Mark Harold Hull	The Planners Network, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2017	Jan 3, 2017
Gary Eugene Croxall	Croxall Capital Planning unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 13, 2017	Jan 31, 2006
Gordon Schurch Shearer	Integrity Investment Advisors, LLC state registered	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 8, 2017	Dec 18, 2012
Timothy Joseph Hickey	UBS Financial Services Inc. wirehouse	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 7, 2017	Sep 11, 2017 (35 d)
Jonathan Matthew Brady	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 4, 2017	Aug 2, 2017
Michael Patrick Speakman	Vanguard Advisers, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 31, 2017	Aug 14, 2017
Richard Nelson Stewart	Fsc Securities Corporation other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 11, 2017	Jul 3, 2017
Debra Lynn Seeley	B. Riley Wealth Advisors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 30, 2017	Jun 26, 2017
Steven Mark Kenski	MML Investors Services, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 11, 2017	May 5, 2017
Lenore Joan Rostoni	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 10, 2017	Apr 17, 2017
Sean Patrick Foley	Edward Jones national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 24, 2017	Apr 12, 2017
Michelle Anne Hauge	Arvest Wealth Management other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Apr 24, 2017	Apr 21, 2017
Dale Philip Robinson	Cetera Advisors LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 13, 2017	Feb 10, 2017
Joanne Marie Natale	Park Avenue Securities LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Feb 10, 2017	Feb 22, 2017
Jeremy Walker	Strategic Advisers LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jan 6, 2017	Jan 9, 2017
Jeff Kent Ross	Commonwealth Financial Network national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2016	Jan 3, 2017
Douglas Egil Molstad	Beacon Financial Group unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2016	Nov 28, 2006
Gautam Misra	Beacon Financial Group unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2016	Nov 28, 2006
Anahid Dana Luke	Comprehensive Financial Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 16, 2016	Oct 21, 2011
Julia M Sinclair	Confidence Wealth Management, Inc. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 5, 2016	Jan 18, 2017 (44 d)
Kurt Jeffrey Spackman	Capital Resource Management, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 26, 2016	Jan 22, 2014
James Michael Jenson	LPL Financial LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Nov 16, 2016	Nov 4, 2016
William John Niederauer	Pgim Investments LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 25, 2016	Nov 18, 2016
Laura Lynn Chamness	Highpoint Advisor Group, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 17, 2016	Oct 23, 2017 (371 d)
Michael Powell	Hornor, Townsend & Kent, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Oct 7, 2016	Oct 6, 2016
Christopher David Garcia	Strategic Advisers LLC national BD	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 29, 2016	May 18, 2017 (231 d)
Barbara Jessup Williams	Financial Focus unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 22, 2016	Jun 13, 2000
Jerrie Kay Carli	Financial Focus unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 22, 2016	Jun 13, 2000
Brian Scott Garnets	Osaic Fa, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 13, 2016	Aug 30, 2016
Tyren A Tornincasa	Ty Tornincasa Financial Wealth Management, LLC unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 7, 2016	Sep 7, 2016
Pak-Tung Le	4thought Financial Group Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 1, 2016	Sep 6, 2016
Steven Yokomizo	Signator Investors, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 11, 2016	Jul 25, 2016
Robert William Fink	Msi Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 11, 2016	Aug 5, 2016
Michael Alan Armour	Vsr Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 11, 2016	Aug 10, 2016
Anna Marie Kiser	Vsr Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Aug 11, 2016	Aug 10, 2016
Kaitlin Marie Hewell	Hewell Financial Group, Inc. unclassified	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 30, 2016	Jul 8, 2014
Stanley Nick Tzikas	Cuso Financial Services, L.P. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 28, 2016	Oct 12, 2016 (76 d)
Frank Stanley Shimkus	Harbour Investments, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 18, 2016	Jul 18, 2016
Frank Edward Ell	Harbour Investments, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 18, 2016	Jul 18, 2016
Scott Michael Burns	Harbour Investments, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 18, 2016	Jul 18, 2016
Natalie Noel Burns	Harbour Investments, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 18, 2016	Jul 18, 2016
Daniel Adam Parish	Benjamin F. Edwards & Company, Incorporated other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 18, 2016	Jul 20, 2016
Erik Olson	Cuna Brokerage Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 11, 2016	Jul 18, 2016
James Lee Blosser	Vsr Advisory Services other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 5, 2016	Aug 10, 2016 (36 d)
Charlene Marie Burkhardt	The Planners Network, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 1, 2016	Dec 18, 2013
Chad Winchester	Triad Advisors, LLC other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 1, 2016	Jun 30, 2016
Gary Coley Meyerer	Key Group Management, Inc. independent RIA	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 10, 2016	Jun 15, 2016
John R Martin	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 1, 2016	Jan 9, 2017 (222 d)
Chaundra Kay Straker	Waddell & Reed other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	May 19, 2016	Jun 21, 2016 (33 d)

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652 moves match.