DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at St. Bernard Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Howard Clinton Young	Osaic Wealth, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 21, 2025	Aug 18, 2025
Phillip Dennis Boyd	Crown Capital Securities, L.P. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2023	Apr 22, 2024 (113 d)
Eustis Gerard Habighorst	Secure Advisory Group, LLC unclassified	St. Bernard Financial Services, Inc. BD affiliated	Other	Jun 14, 2023	Mar 31, 2023
Eric Alan Sands	Impact Partnership Wealth, LLC independent RIA	St. Bernard Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jun 6, 2023	Nov 30, 2023 (177 d)
Kathleen M White	Sagepoint Financial, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2022	Jan 1, 2025 (732 d)
Steve Durant Pontiff	Lincoln Investment independent RIA	St. Bernard Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2022	Jan 5, 2023
George Chui	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	St. Bernard Financial Services, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Mar 9, 2022	May 4, 2023 (421 d)
Robert Martin Nickoson	Coppell Advisory Solutions LLC independent RIA	St. Bernard Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Jan 24, 2022	Jan 5, 2022
Frank Thomas Winters	Independent Financial Partners BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Sep 17, 2021	Aug 24, 2021
Carlyle Alton Wimberly	Quincy Wells Advisors, LLC independent RIA	St. Bernard Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Dec 31, 2020	Apr 4, 2022 (459 d)
Ross L Wamsley	Voya Financial Advisors, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Dec 31, 2019	Jun 29, 2023 (1276 d)
Emma Gean Godbee	Woodstock Wealth Management, Inc. independent RIA	St. Bernard Financial Services, Inc. independent RIA	RIA to RIA	Nov 11, 2019	Nov 19, 2019
Gregory Harold Hubbell	Securities America Advisors, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Aug 29, 2019	Aug 18, 2021 (720 d)
Stephanie Matthews Mitzel	First Allied Advisory Services, Inc. BD affiliated	St. Bernard Financial Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	May 1, 2019	Sep 6, 2019 (128 d)
David Wayne Tomfohrde	Cambridge Investment Research Advisors, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Mar 27, 2019	Apr 16, 2019
John Huey Neely	Chappelwood Financial Services independent RIA	St. Bernard Financial Services, Inc. BD affiliated	RIA to affiliated broker-dealer or bank	Mar 8, 2019	Mar 15, 2019
Andre Normand Coulombe	Foresters Equity Services, Inc. BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Nov 6, 2018	Mar 4, 2019 (118 d)
Jeremiah Samuel Castaneda	Regal Investment Advisors LLC BD affiliated	St. Bernard Financial Services, Inc. BD affiliated	Affiliated broker-dealer or bank to another	Oct 23, 2018	Dec 4, 2018 (42 d)
Mark Barkasy	Invest Financial Corporation other	St. Bernard Financial Services, Inc. other	Other	Feb 13, 2018	Feb 27, 2018
Patrick Thayne Williams	Westpark Wealth Advisors, Inc. other	St. Bernard Financial Services, Inc. other	Other	Dec 3, 2017	Jan 18, 2018 (46 d)
Wajeehuddin Salim Siddiqui	Cl Wealth Management LLC other	St. Bernard Financial Services, Inc. other	Other	Nov 29, 2017	Nov 29, 2017
Wanda Elaine Warsinski	MML Investors Services, LLC other	St. Bernard Financial Services, Inc. BD affiliated	Other	May 9, 2017	May 23, 2022 (1840 d)
Aaron Jeremiah Ochoa	Invest Financial Corporation other	St. Bernard Financial Services, Inc. BD affiliated	Other	Feb 22, 2017	Jan 1, 2025 (2870 d)
Harold Irwin Goren	Independent Financial Group, LLC other	St. Bernard Financial Services, Inc. other	Other	Jan 10, 2017	Feb 7, 2017
David James Mannaioni	Waddell & Reed other	St. Bernard Financial Services, Inc. other	Other	Nov 23, 2016	Nov 21, 2016
Lee Edward Taylor	Cetera Advisors LLC other	St. Bernard Financial Services, Inc. other	Other	Apr 1, 2016	Jun 30, 2016 (90 d)
Ledell Johnson	Sagepoint Financial, Inc. other	St. Bernard Financial Services, Inc. other	Other	Jan 11, 2016	Nov 21, 2016 (315 d)
Phil Galen Ward	First Independent Advisory Services, Inc. unclassified	St. Bernard Financial Services, Inc. other	Other	Dec 1, 2015	Dec 1, 2015
Dan R Kessler	Arvest Wealth Management other	St. Bernard Financial Services, Inc. BD affiliated	Other	Jan 14, 2013	Jan 1, 2025 (4370 d)
Adam Kennon Brown	Momentum Independent Network Inc. other	St. Bernard Financial Services, Inc. other	Other	Oct 18, 2012	Nov 8, 2012
Sidney Eugene Banks	Momentum Independent Network Inc. other	St. Bernard Financial Services, Inc. BD affiliated	Other	Oct 18, 2012	Jan 8, 2024 (4099 d)
James David Orgeron	Edward Jones national BD	St. Bernard Financial Services, Inc. other	Other	May 31, 2012	Jun 21, 2012
Joshua Roe Turner	Arvest Wealth Management other	St. Bernard Financial Services, Inc. other	Other	Jan 19, 2012	Jan 4, 2014 (716 d)
Victor Dwain Jones	Jones Financial Advisors unclassified	St. Bernard Financial Services, Inc. other	Other	Dec 31, 2011	Jan 6, 2012
Gary Thomas Seibel	Msi Financial Services, Inc. other	St. Bernard Financial Services, Inc. other	Other	Mar 29, 2011	Mar 24, 2011
Kathryn Delores Carroll	Investment Professionals, Inc. other	St. Bernard Financial Services, Inc. other	Other	May 18, 2010	May 4, 2010
Rebecca Gail Murdoch	Investors Capital Advisory other	St. Bernard Financial Services, Inc. other	Other	Mar 17, 2010	Mar 19, 2010
Richard Bryan Simpson	Veach Family Financial other	St. Bernard Financial Services, Inc. other	Other	Oct 27, 2009	Oct 27, 2009
Carl Christian Reidemeister	Evolve Investment Advisors unclassified	St. Bernard Financial Services, Inc. other	Other	Jul 31, 2008	Mar 28, 2017 (3162 d)
James Michael Meaders	Investment Professionals, Inc. other	St. Bernard Financial Services, Inc. other	Other	Dec 20, 2007	Feb 18, 2010 (791 d)
Jerrod Allen Pinkston	Ffp Advisory Services Inc unclassified	St. Bernard Financial Services, Inc. other	Other	Jun 23, 2004	Jan 1, 2005 (192 d)
Mark Bolton Yarbrough	Eastern Point Advisors Inc. unclassified	St. Bernard Financial Services, Inc. BD affiliated	Other	Dec 31, 2002	Dec 2, 2025 (8372 d)

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42 moves match.