DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodstock Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Vincent J. ColubialeStrategic Advisers LLC national BDWoodstock Financial Group, Inc. otherOtherFeb 20, 2018Feb 21, 2018
Daniel Aaron MercerRaymond James Financial Services Advisors, Inc otherWoodstock Financial Group, Inc. otherOtherJun 16, 2017Jun 16, 2017
Daniel Thomas MchughCetera Advisors LLC otherWoodstock Financial Group, Inc. otherOtherDec 31, 2016Jan 20, 2017
William BrucknerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWoodstock Financial Group, Inc. otherOtherJun 1, 2016May 17, 2016
Curtis Montgomery MinksKovack Advisors, Inc. otherWoodstock Financial Group, Inc. otherOtherMar 31, 2016Apr 19, 2016
Danny Lee ButcherEdward Jones national BDWoodstock Financial Group, Inc. otherOtherFeb 5, 2016Feb 2, 2016
Ruth Ann BarriosWells Fargo Advisors wirehouseWoodstock Financial Group, Inc. otherOtherDec 10, 2015Sep 13, 2016 (278 d)
Claire Delaney HartWall Street Financial Group, Inc otherWoodstock Financial Group, Inc. otherOtherOct 10, 2014Oct 13, 2014
Christopher Scott TomolonisWorld Advisory Services otherWoodstock Financial Group, Inc. otherOtherAug 18, 2014Aug 18, 2014
Dennis John MojaresHorizon Point Wealth Management, LLC otherWoodstock Financial Group, Inc. otherOtherNov 4, 2013Oct 22, 2013
Kenneth Alan O'LearyEdward Jones national BDWoodstock Financial Group, Inc. otherOtherAug 26, 2011Aug 30, 2011
Raymond Scott KingWfg Advisors, LP otherWoodstock Financial Group, Inc. otherOtherMay 2, 2011May 24, 2011
Michael Vincent MililloFmsi Advisers otherWoodstock Financial Group, Inc. otherOtherFeb 23, 2011Feb 16, 2011
Christopher Thomas RuggieroChase Investment Services Corp. otherWoodstock Financial Group, Inc. otherOtherApr 8, 2010Apr 28, 2010
Emma Gean GodbeeWaddell & Reed otherWoodstock Financial Group, Inc. otherOtherJan 5, 2010Jan 26, 2010
Nile Joseph SteigerwaldPaulson Investment Company, LLC otherWoodstock Financial Group, Inc. otherOtherMay 15, 2009Apr 16, 2009
Jeffrey Jay HardestyWaddell & Reed otherWoodstock Financial Group, Inc. otherOtherJan 6, 2009Mar 3, 2009 (56 d)
Frank Warner AndersonVoya Financial Advisors, Inc. otherWoodstock Financial Group, Inc. otherOtherDec 31, 2008Jan 13, 2009
Anthony Douglas BrancaIc Advisory Services, Inc. otherWoodstock Financial Group, Inc. otherOtherOct 10, 2008Sep 15, 2008
Paul M CerratoIc Advisory Services, Inc. otherWoodstock Financial Group, Inc. otherOtherSep 19, 2008Sep 16, 2008
John Thomas Drawdy1st Global Advisors Inc otherWoodstock Financial Group, Inc. otherOtherApr 25, 2008Apr 15, 2010 (720 d)
John Edward MccartinWellstone Securities, LLC unclassifiedWoodstock Financial Group, Inc. otherOtherNov 2, 2007Feb 5, 2008 (95 d)
Dylan Edward BondVoya Financial Advisors, Inc. otherWoodstock Financial Group, Inc. otherOtherMar 20, 2007Feb 26, 2007
Daniel Paul HerremaRaymond James Financial Services, Inc. unclassifiedWoodstock Financial Group, Inc. otherOtherFeb 9, 2006Mar 8, 2006
Michael KoganMorgan Stanley Dw Inc. unclassifiedWoodstock Financial Group, Inc. otherOtherFeb 7, 2006Apr 16, 2012 (2260 d)
David NetkinMorgan Stanley Dw Inc. unclassifiedWoodstock Financial Group, Inc. otherOtherNov 9, 2005Nov 15, 2005
Marjorie NetkinMorgan Stanley Dw Inc. unclassifiedWoodstock Financial Group, Inc. otherOtherNov 2, 2005Nov 2, 2005
Dawne Ann FerlandA. G. Edwards & Sons, Inc. unclassifiedWoodstock Financial Group, Inc. otherOtherMay 31, 2005Aug 15, 2005 (76 d)
Dale Conrad WeltyAmeriprise Financial Services, LLC national BDWoodstock Financial Group, Inc. otherOtherDec 4, 2002Aug 13, 2003 (252 d)
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29 moves match.