DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sterne Agee Investment Advisor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Richard Louis Trotta	Keystone Capital Corporation other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 9, 2015	Jan 6, 2015
Simonae Reanna Lyles	Cambridge Investment Research Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 11, 2014	Jul 14, 2014
Michael Steven Welger	Nfp Advisor Services, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 24, 2014	Jan 24, 2014
Rajeev S Pandit	Southeast Investments, N.C., Inc. state registered	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 30, 2013	Oct 1, 2013
David A Flynn	Southeast Investments, N.C., Inc. state registered	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 28, 2013	Jul 1, 2013
Ronald James Tine	Park Avenue Securities LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 17, 2013	Jun 7, 2013
Justin Matthew Cress	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 11, 2013	May 31, 2013
Terrel Alan Eisert	Cambridge Investment Research Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	May 29, 2013	Jun 19, 2013
Robert Hall Lane	New England Securities Corporation other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 15, 2013	Mar 1, 2013
Marc Evan Nufrio	Oneamerica Securities, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2012	Jan 2, 2013
Arthur Joseph Kole	Oppenheimer & Co. Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Oct 2, 2012	Jan 28, 2013 (118 d)
Stephen Thomas Lannigan	Brokersxpress LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 29, 2012	Jun 29, 2012
Jerry Lee Cline	Spc other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 6, 2012	Mar 13, 2012
Jeffrey Scott Helgeson	Voya Financial Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Michael Joseph Ciccone	Cetera Advisor Networks LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2011	Jan 3, 2012
Matthew George Obrien	Cambridge Investment Research Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 21, 2011	Nov 7, 2011
David Charles Handa	Wfg Advisors, LP other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 2, 2011	Dec 2, 2011
Annette Marie Wright	Transamerica Financial Advisors, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 28, 2011	Sep 21, 2011
Kay Marie Auwerter	Edward Jones national BD	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 27, 2011	Sep 28, 2011
John Alison Fahnestock	Financial Advisers Of America, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 18, 2011	Oct 24, 2011 (67 d)
Shaun Michael Connolly	MML Investors Services, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	May 5, 2011	Jun 6, 2011 (32 d)
William Albert Martin	Osaic Fs, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Feb 18, 2011	Feb 4, 2011
Chris Andrew Gnandt	Morgan Stanley wirehouse	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 12, 2011	Jan 6, 2011
Darrin Michael Sharp	Cetera Advisor Networks LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 10, 2011	Jan 18, 2011
Durbin Don Mcdermott	Saxony Capital Management, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 30, 2010	Nov 10, 2010 (72 d)
Mark Eugene Abraham	Ameriprise Financial Services, LLC national BD	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 27, 2010	Aug 18, 2010
Raymond Steven Gettins	Main Street Family Advisors, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 15, 2010	May 14, 2010
Lawrence Paige Seiden	Saxony Capital Management, LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 9, 2010	Oct 8, 2010 (91 d)
Robert William Danuloff	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jul 8, 2010	Jul 6, 2010
Nicholas Joiseph Destefano	Securities America Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 30, 2010	Apr 27, 2010
Bradley Stephen Senita	H. Beck, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 9, 2010	May 25, 2010 (46 d)
Stephen Douglas Lucas	Msi Financial Services, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 2, 2010	May 21, 2010 (80 d)
Matthew Martin Jehn	H. Beck, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 2, 2010	Mar 15, 2010
Ann Marie Iglai	Thrivent Investment Management Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Feb 4, 2010	Feb 4, 2010
Patrick Lee Williams	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 12, 2010	Jan 12, 2010
Ted Alan Biskind	Esi Financial Advisors other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2009	Jan 20, 2010
Mickey Lee Henderson	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
David Whitcomb Hennings	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Thomas George Bongiorno	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 30, 2009	Sep 24, 2009
Thomas Alan Masters	Janney Montgomery Scott LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 4, 2009	Aug 28, 2009
Nathan Michael Schultz	Ameriprise Financial Services, LLC national BD	Sterne Agee Investment Advisor Services, Inc. other	Other	May 7, 2009	May 13, 2009
Marcello Salvatore Cutrupi	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 24, 2009	Mar 23, 2009
Christopher Scott Moore	Sii Investments, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Mar 19, 2009	Aug 3, 2010 (502 d)
Robert William Raimondo	Msi Financial Services, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 20, 2009	Jan 2, 2009
William Patrick Matejka	Osaic Fa, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 7, 2009	Mar 23, 2010 (440 d)
Noor Siraj Amirali	Chase Investment Services Corp. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Nov 7, 2008	Dec 5, 2008
Sean Scott Shinaberry	Eplanning Advisors Inc unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Sep 15, 2008	Mar 11, 2009 (177 d)
Eric Scott Dorman	Thrivent Investment Management Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 5, 2008	Aug 4, 2008
Clarence Joseph Anderson	LPL Financial LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Jun 2, 2008	Aug 4, 2008 (63 d)
Stephen Anthony Beam	Kovack Advisors, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Apr 2, 2008	Apr 29, 2008
Steven Douglas Ball	Ameriprise Advisor Services, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 30, 2008	Jan 25, 2008
Shelby Anderson Lake	Ameriprise Advisor Services, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	Jan 30, 2008	Jan 25, 2008
Paul David Miller	Cetera Investment Services LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Aug 28, 2007	Sep 7, 2007
Jason Patrick Soloman	Uvest Financial Services Group, Inc. unclassified	Sterne Agee Investment Advisor Services, Inc. other	Other	May 10, 2007	May 1, 2007
Jacqueline Noveck	Cetera Advisors LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2006	Jan 18, 2007
Kevin Scott Dick	Creative Financial Solutions, LLC state registered	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2006	Jan 2, 2002
William Bret Hensley	Creative Financial Solutions, LLC state registered	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2006	Jul 7, 2000
Mark Richard Casto	Creative Financial Solutions, LLC state registered	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2006	Jul 7, 2000
Gary Charles Noveck	Cetera Advisors LLC other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 31, 2006	Jan 18, 2007
Palmerino Pasquale Santaniello	Citizens Securities, Inc. other	Sterne Agee Investment Advisor Services, Inc. other	Other	Dec 11, 2006	May 7, 2007 (147 d)

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105 moves match.