DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stifel, Nicolaus & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard John Radmann | Strategic Advisers LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 8, 2026 |
| Evan S Brooks | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Sep 8, 2026 |
| Dennis Koleda | Family Manage LLC mixed wealth | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Sep 8, 2026 |
| Andrew Christensen | Lido independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Sep 2, 2026 | Sep 11, 2026 |
| David Robert Golson | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2026 | Aug 24, 2026 |
| Shane Alou Lyday | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Sep 24, 2024 |
| David Thomas Curley | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 13, 2026 |
| Zachary Ross Thurston | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 24, 2026 |
| Ashlee M Sargent | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Sep 1, 2026 |
| Colleen Margaret Kusy | Robert W. Baird & Co. Incorporated mixed wealth | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 25, 2026 |
| Gregg Albert Libutti | Lincoln Investment independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 17, 2026 |
| Christopher Koertge | Edward Jones national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Jul 30, 2026 |
| Nicholas Wilhelm | LPL Enterprise, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Jul 31, 2026 |
| Heather Lozano | J.P. Morgan Securities LLC wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Jul 28, 2026 |
| Crystal Lynn Broadus | LPL Financial LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 25, 2026 |
| Lauren Renee Lacourse | UBS Financial Services Inc. wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 13, 2026 |
| Margarita Illingworth Stanczak | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 8, 2026 |
| Almir Salihovic | Edward Jones national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 7, 2026 |
| Hayden Reid Gothard | MML Investors Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 24, 2026 |
| Mary K Holden | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2026 | Jul 7, 2026 |
| Peter Daniel Hogan | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 | Jun 8, 2026 |
| Matthew B Case | Advice And Planning Services BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 11, 2026 | Sep 15, 2026 (96 d) |
| Sean Patrick Larkins | Schwab Wealth Advisory, Inc. no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | Jun 11, 2026 | Jun 16, 2026 |
| William P Shade | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2026 | Jun 8, 2026 |
| Christopher Cerniglia | MML Investors Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Aug 11, 2026 (69 d) |
| Rachel L Powell | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 | Jun 16, 2026 |
| Phillip Joseph Lux | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| Kodiak M Simpson | Neuberger Berman Bd LLC no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | May 8, 2026 | Sep 1, 2026 (116 d) |
| Rex Noble Points | Morgan Stanley wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | May 7, 2026 | May 4, 2026 |
| Collin Campbell | Strategic Advisers LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 27, 2026 |
| Alex Templin | Ameritas Advisory Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 6, 2026 | Apr 28, 2026 |
| Nicola Ta Walter | Noblebridge Wealth independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | May 5, 2026 | May 29, 2026 |
| Brendan Patrick Lough | Northwestern Mutual Investment Services,LLC no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | Apr 10, 2026 | Apr 20, 2026 |
| Joseph Thomas Pauwels | Park Avenue Securities LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 23, 2026 |
| Ryan Matthew Wehking | Cbiz Investment Advisory Services, LLC institutional | Stifel, Nicolaus & Company, Incorporated national BD | Other | Mar 27, 2026 | Mar 31, 2026 |
| Michael Mario Ravotti | J.P. Morgan Securities LLC wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2026 | Mar 24, 2026 |
| Jason E Zehr | Advice And Planning Services BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Apr 13, 2026 (31 d) |
| Stephanie Mk Rolfe | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 2, 2026 |
| Alfred Peter Schofield | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Benjamin Houston Wyker | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 26, 2026 |
| John William Wyker | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Feb 26, 2026 |
| Matthew C Mead | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2026 | Feb 26, 2026 |
| Paul Anthony Novelly | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 2, 2026 |
| Clay Jones | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jan 22, 2026 |
| Ryan Nussdorfer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 7, 2026 |
| Eric Andrew Finch | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | May 28, 2026 (139 d) |
| Misty Hendrix | Truist Advisory Services, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Dec 24, 2025 |
| Maria Luz Prado | Oppenheimer & Co. Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 19, 2025 | May 26, 2026 (158 d) |
| Max Conner Sasseen | Arvest Wealth Management independent RIA | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Nov 26, 2025 | Dec 2, 2025 |
| Christopher G Sassone | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 6, 2025 |
| John Gerard Sassone | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 6, 2025 |
| John Witherspoon Wallace | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Nov 4, 2025 | Oct 28, 2025 |
| Brenda Marie Marzynski | LPL Financial LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 17, 2025 | Oct 15, 2025 |
| John W Dunn | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2025 | Sep 30, 2025 |
| Patrick Michael Flood | M1 Advisory no RAUM | Stifel, Nicolaus & Company, Incorporated national BD | Other | Oct 8, 2025 | Dec 2, 2025 (55 d) |
| William Gordon Oldford | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2025 | Dec 1, 2025 (61 d) |
| Kaleb Danner | Equitable Advisors, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Jan 16, 2026 (107 d) |
| Donna Lee Mackie Campbell | UBS Financial Services Inc. wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Sep 29, 2025 | Sep 19, 2025 |
| Meredith Campbell | UBS Financial Services Inc. wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Sep 29, 2025 | Sep 19, 2025 |
| Jose Sergio Bohon | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Sep 18, 2025 |
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2,541 moves match.