DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Allen Dable	J.P. Morgan Securities LLC wirehouse	Capital Financial Services, Inc. independent RIA	Wirehouse to independent RIA	Feb 13, 2019	Feb 11, 2019
James Wesley Pfeil	Thrivent Investment Management Inc. BD affiliated	Capital Financial Services, Inc. independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 19, 2018	Jul 17, 2018
Trevor Thomas Leidy	Investment Centers Of America, Inc. other	Capital Financial Services, Inc. other	Other	Sep 20, 2017	Jan 8, 2018 (110 d)
Josh Alan Frankel	Partners Capital Services, Inc. other	Capital Financial Services, Inc. other	Other	Jan 20, 2017	Jan 24, 2017
Philip Timothy Wieloch	Investors Capital Advisory other	Capital Financial Services, Inc. other	Other	Aug 15, 2016	Aug 15, 2016
Marie Goforth Albarian	LPL Financial LLC other	Capital Financial Services, Inc. other	Other	Aug 9, 2016	May 4, 2017 (268 d)
William Dean Byrd	Invest Financial Corporation other	Capital Financial Services, Inc. other	Other	Jul 21, 2016	Nov 18, 2016 (120 d)
Jody Gunderson	Transamerica Financial Advisors, LLC other	Capital Financial Services, Inc. other	Other	Apr 14, 2016	Jul 12, 2017 (454 d)
Jeremy Michael Remily	Bancwest Investment Services, Inc. (Bwis) other	Capital Financial Services, Inc. other	Other	Dec 16, 2015	Dec 14, 2015
Raoul Kelly Brandt	Investment Centers Of America, Inc. other	Capital Financial Services, Inc. other	Other	Dec 1, 2015	Dec 7, 2015
Jeffre Scott Reininger	Msi Financial Services, Inc. other	Capital Financial Services, Inc. other	Other	Jul 1, 2015	Jun 26, 2015
Christopher Ronald Hopkins	Packerland Brokerage Services, Inc. other	Capital Financial Services, Inc. other	Other	Feb 26, 2015	Mar 10, 2015
Brandyn Duwayne Hendrickson	Northwestern Mutual Investment Services,LLC other	Capital Financial Services, Inc. other	Other	Feb 16, 2015	Feb 24, 2015
William Paul Fauzio	William Paul Fauzio unclassified	Capital Financial Services, Inc. other	Other	Jun 12, 2014	Jun 12, 2014
Darryl Joseph Chouinard	Principal Securities, Inc. other	Capital Financial Services, Inc. other	Other	Dec 19, 2013	Dec 2, 2013
Swan Sihua Shen	Cuna Brokerage Services, Inc. other	Capital Financial Services, Inc. other	Other	Sep 24, 2013	Dec 5, 2017 (1533 d)
James Gerald Perry	Global Financial Private Capital, Inc. other	Capital Financial Services, Inc. other	Other	Feb 13, 2013	Feb 19, 2013
John Thomas Dwyer	Allstate Financial Advisors, LLC no RAUM	Capital Financial Services, Inc. other	Other	Jun 14, 2011	Jun 12, 2013 (729 d)
Darren M Klump	Msi Financial Services, Inc. other	Capital Financial Services, Inc. other	Other	Jan 24, 2011	Jan 10, 2011
Ronald Allen Kerher	Dakota Capital Management, LLC unclassified	Capital Financial Services, Inc. other	Other	Dec 3, 2010	May 20, 2011 (168 d)
William Blair Gordon	Investors Capital Advisory other	Capital Financial Services, Inc. other	Other	Nov 15, 2010	Feb 22, 2011 (99 d)
Nicholas Alton Ostdiek	Signator Investors, Inc. other	Capital Financial Services, Inc. other	Other	Feb 4, 2010	Feb 2, 2010
Kelly Therese Landry	Transamerica Financial Advisors, LLC other	Capital Financial Services, Inc. other	Other	Dec 31, 2009	Jan 4, 2010
Kelly Andrew Dunnahoo	Transamerica Financial Advisors, LLC other	Capital Financial Services, Inc. other	Other	Dec 31, 2009	Jan 5, 2010
John Richard Carlson	Voyager Capital Management, LLC other	Capital Financial Services, Inc. other	Other	Apr 14, 2009	Jan 9, 2009
Matthew Roy Wilson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capital Financial Services, Inc. other	Other	Jan 12, 2009	Feb 23, 2009 (42 d)
Marc Frost	R. F. Lafferty & Co., Inc. other	Capital Financial Services, Inc. other	Other	Dec 31, 2008	Jan 5, 2009
George Eugene Pitra	Barron Moore Advisors, Inc. unclassified	Capital Financial Services, Inc. other	Other	May 9, 2008	Apr 15, 2008
Scott Wayne Smith	Signator Investors, Inc. other	Capital Financial Services, Inc. other	Other	May 2, 2008	Jun 2, 2008 (31 d)
Stephen Ray Arnold	Thrivent Investment Management Inc. other	Capital Financial Services, Inc. other	Other	Oct 26, 2007	Oct 25, 2007
James Edward Mills	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capital Financial Services, Inc. other	Other	Aug 22, 2007	Aug 29, 2007
Carri Le Campbell	United Heritage Financial Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Mar 7, 2007	Mar 7, 2007
James Melvin Mershon	United Heritage Financial Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Mar 7, 2007	Mar 7, 2007
Robert Lawrence Dwonch	United Heritage Financial Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Mar 7, 2007	Mar 7, 2007
Thomas Frederick Mcginnis	United Heritage Financial Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Mar 7, 2007	Mar 7, 2007
David Walter Hinson	United Heritage Financial Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Mar 7, 2007	Mar 7, 2007
Robert Wallace Scullen	Vsr Advisory Services other	Capital Financial Services, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Gary Dean Ryberg	Chase Investment Services Corp. other	Capital Financial Services, Inc. other	Other	Oct 20, 2006	Jan 7, 2013 (2271 d)
Steven Earle Blanke	Legacy Advisory Services, Inc. unclassified	Capital Financial Services, Inc. other	Other	Jun 5, 2006	Jun 6, 2006
Michael Don Morrow	Northwestern Mutual Investment Services,LLC other	Capital Financial Services, Inc. other	Other	May 8, 2006	May 18, 2006
Donald James Traugott	Geneos Wealth Management, Inc. other	Capital Financial Services, Inc. other	Other	Mar 23, 2006	Mar 22, 2006
Christopher Raymond Peitz	Cetera Advisors LLC other	Capital Financial Services, Inc. other	Other	Dec 31, 2005	Jul 16, 2010 (1658 d)
Kevin Michael Fox	Ameriprise Financial Services, LLC national BD	Capital Financial Services, Inc. other	Other	Dec 20, 2005	Jan 3, 2006
Donald Leroy Silberman	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Nov 17, 2005	Nov 17, 2005
Gary Robert Reese	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Nov 14, 2005	Nov 14, 2005
Bethany Marie Huff	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 31, 2005	Nov 30, 2005
John Mckinley Walling	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 20, 2005	Oct 20, 2005
Hobert Marcus Witt	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 20, 2005	Oct 21, 2005
James Dale Kraatz	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 19, 2005	Oct 18, 2005
Stacy Ann Calder	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 19, 2005	Oct 18, 2005
John Jay John	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Sep 30, 2005	Oct 3, 2005
Andrew Charles Bolt	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Sep 16, 2005	May 19, 2006 (245 d)
Lary Wayne Feldkamp	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Sep 6, 2005	Sep 1, 2005
Steven Joe Combest	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capital Financial Services, Inc. other	Other	Nov 22, 2004	Jan 29, 2016 (4085 d)
Peter Michael Shurow	Jesup & Lamont Advisors unclassified	Capital Financial Services, Inc. other	Other	Oct 4, 2004	Jan 13, 2006 (466 d)
Jon Mark Hendrickson	Wells Fargo Investments, LLC unclassified	Capital Financial Services, Inc. other	Other	Aug 9, 2004	Aug 24, 2004
Michael Stephen Sandos	Voya Financial Advisors, Inc. other	Capital Financial Services, Inc. other	Other	May 25, 2004	Oct 5, 2010 (2324 d)
Mark Anderson	Wells Fargo Investments, LLC unclassified	Capital Financial Services, Inc. other	Other	May 5, 2003	Nov 28, 2006 (1303 d)
Jason Christopher Erickson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Capital Financial Services, Inc. other	Other	Oct 23, 2002	Oct 7, 2010 (2906 d)

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59 moves match.