DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wintrust Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elliott Joseph SilverGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2025May 23, 2005
James Alfred SommerfieldGreat Lakes Advisors, LLC otherWintrust Investments otherOtherDec 31, 2025May 23, 2005
Rovin PatelJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIANov 27, 2024Oct 30, 2024
Alexander R. MarmittJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIADec 16, 2023Dec 18, 2023
Kurt RoCitizens Securities, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIANov 2, 2023Nov 29, 2023
Adolfo A HerreraU.S. Bancorp Investments, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIASep 8, 2023Sep 6, 2023
Adria Lee SchmidtkeAlly Invest Advisors independent RIAWintrust Investments mixed wealthRIA to RIAJun 7, 2023Jun 8, 2023
Michael Shawn GandyGreat Lakes Advisors, LLC otherWintrust Investments mixed wealthOtherMar 24, 2023Feb 24, 2022
Anthony A GacsFifth Third Securities, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAMar 21, 2023Mar 16, 2023
Kevin M SullivanJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIAFeb 18, 2023Feb 17, 2023
James BallorMariner BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIASep 26, 2022Jan 3, 2023 (99 d)
Kelly K HackerCharles Schwab & Co., Inc. national BDWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIASep 16, 2022Sep 14, 2022
Jonathan Eugene PattersonFifth Third Securities, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAJul 19, 2022Jul 15, 2022
Juan Miguel Del Cid PinedaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWintrust Investments mixed wealthWirehouse to independent RIAMay 23, 2022Feb 28, 2024 (646 d)
Jesse Robert StabileLPL Financial LLC independent RIAWintrust Investments mixed wealthRIA to RIAApr 20, 2022Apr 4, 2022
Alexander J. TabbJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIAJan 15, 2022Jan 14, 2022
Peter Gerard KoleskeU.S. Bancorp Investments, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIADec 23, 2021Apr 11, 2022 (109 d)
Timothy J. DrechselJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIANov 12, 2021Nov 12, 2021
Jacob Matthew StobartMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWintrust Investments mixed wealthWirehouse to independent RIAAug 11, 2021Aug 30, 2021
Allen Michael WhiteRaymond James & Associates, Inc. national BDWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAJul 29, 2021Sep 28, 2021 (61 d)
Ryan William DerosierBmo Asset Management Corp. otherWintrust Investments mixed wealthOtherDec 4, 2020May 5, 2022 (517 d)
Jeffrey William WangardWells Fargo Advisors wirehouseWintrust Investments mixed wealthWirehouse to independent RIAMay 4, 2020May 1, 2020
Jean Theresa WangardWells Fargo Advisors wirehouseWintrust Investments mixed wealthWirehouse to independent RIAApr 3, 2020Apr 2, 2020
Creighton Michael DraccaJ.P. Morgan Securities LLC wirehouseWintrust Investments mixed wealthWirehouse to independent RIAJan 23, 2020Jan 10, 2020
John Steven MatthewsPnc Wealth Management BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAJan 16, 2020Jan 10, 2020
Todd Ryan MarmorBmo Harris Financial Advisors, Inc BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIANov 18, 2019Dec 9, 2019
Sarah DeskovichGreat Lakes Advisors, LLC otherWintrust Investments mixed wealthOtherNov 11, 2019Apr 9, 2019
Joseph Francis SciaccottaMcadam LLC independent RIAWintrust Investments mixed wealthRIA to RIAAug 20, 2019Dec 18, 2019 (120 d)
Nick Panos StavropoulosU.S. Bancorp Investments, Inc. BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAJun 28, 2019Jun 20, 2019
Louis Michael ResslerLPL Financial LLC independent RIAWintrust Investments mixed wealthRIA to RIAApr 25, 2019Apr 16, 2019
Nazinina Frankie AzwoirPnc Wealth Management BD affiliatedWintrust Investments mixed wealthAffiliated broker-dealer or bank to independent RIAJan 31, 2019Feb 18, 2019
John F WardNorthern Trust Securities, Inc otherWintrust Investments mixed wealthOtherDec 1, 2017Sep 17, 2019 (655 d)
Anastacio GaminoU.S. Bancorp Investments, Inc. otherWintrust Investments otherOtherSep 1, 2017Aug 18, 2017
Westley Werner IllerJ.P. Morgan Securities LLC wirehouseWintrust Investments otherOtherAug 2, 2017Jul 21, 2017
Joseph Anthony VitaleJ.P. Morgan Securities LLC wirehouseWintrust Investments otherOtherJul 12, 2017Jun 30, 2017
George Anthanatios RizosJ.P. Morgan Securities LLC wirehouseWintrust Investments otherOtherJul 12, 2017Jun 30, 2017
Kathleen Anne De PasionJ.P. Morgan Securities LLC wirehouseWintrust Investments otherOtherJul 12, 2017Jun 30, 2017
Brian Grant CraigMorgan Stanley wirehouseWintrust Investments otherOtherMar 1, 2017Feb 24, 2017
Tracy N MillerStifel, Nicolaus & Company, Incorporated national BDWintrust Investments otherOtherFeb 21, 2017Mar 1, 2017
Evaughn Rose Branham-FerreroJ.P. Morgan Securities LLC wirehouseWintrust Investments otherOtherAug 19, 2016Dec 20, 2016 (123 d)
Jude Uche NwaiwuCitigroup Global Markets Inc. otherWintrust Investments otherOtherJul 21, 2016Sep 13, 2016 (54 d)
Timothy Bruce GauenCharles Schwab & Co., Inc. national BDWintrust Investments otherOtherApr 14, 2016Jan 8, 2018 (634 d)
Joshua M KopecSagepoint Financial, Inc. otherWintrust Investments otherOtherSep 16, 2015Sep 15, 2015
David Eric ZaycekMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWintrust Investments otherOtherAug 26, 2015Aug 28, 2015
Neil John MoscickiBmo Harris Financial Advisors, Inc otherWintrust Investments otherOtherAug 5, 2015Jul 31, 2015
David Andrew FarrellLPL Financial LLC otherWintrust Investments otherOtherJul 31, 2015Jul 27, 2015
Lisa Ann MccarthyLPL Financial LLC otherWintrust Investments otherOtherJul 31, 2015Jan 4, 2016 (157 d)
Fred D HancockWindhaven Investment Management, Inc. otherWintrust Investments otherOtherApr 22, 2015Feb 17, 2017 (667 d)
Lori Ann Heikkila WillisSecurities America Advisors, Inc. otherWintrust Investments otherOtherFeb 13, 2015Feb 19, 2015
David Andrew GaffneyRBC Capital Markets, LLC national BDWintrust Investments otherOtherFeb 9, 2015Feb 2, 2015
Michael John MegallNorthwestern Mutual Investment Services,LLC otherWintrust Investments otherOtherJan 6, 2015Aug 28, 2015 (234 d)
Emily Maureen EverettAdvice And Planning Services otherWintrust Investments otherOtherNov 21, 2014Mar 16, 2015 (115 d)
Marie Susan KnorrLincoln Investment otherWintrust Investments otherOtherNov 14, 2014Nov 14, 2014
Anthony John MescherLPL Financial LLC otherWintrust Investments otherOtherOct 29, 2014Aug 11, 2014
Sean H ClaiborneFifth Third Securities, Inc. otherWintrust Investments otherOtherOct 9, 2014Sep 30, 2014
Calvin Bradley HaysTd Ameritrade, Inc. no RAUMWintrust Investments otherOtherJun 17, 2014Aug 5, 2015 (414 d)
Kolleen Tracy ZbilskiMorgan Stanley wirehouseWintrust Investments otherOtherJun 5, 2014Jun 2, 2014
Timothy SweeneyWhv Investments, Inc. otherWintrust Investments otherOtherFeb 7, 2014Mar 23, 2016 (775 d)
Kristin MclaurinMesirow Financial Investment Management, Inc. otherWintrust Investments otherOtherFeb 4, 2014Mar 24, 2014 (48 d)
Donald Gregg DuvallBmo Harris Financial Advisors, Inc otherWintrust Investments otherOtherSep 24, 2013Sep 20, 2013
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128 moves match.