DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “KEY INVESTMENT SERVICES LLC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| ORANGE INVESTMENT ADVISORS, INC. independent RIA | Goshen, Ny · principal | 8 | 2 | 4 | -2 | 50% | 1 | ||
| TRUIST ADVISORY SERVICES, INC. BD affiliated | Palm Beach Gardens, Fl | 8 | 0 | 4 | -4 | 50% | 1 | ||
| AMERIPRISE FINANCIAL SERVICES, LLC national BD | Marquette, Mi | 8 | 5 | 4 | +1 | 50% | 1 | ||
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Boca Raton, Fl | 7 | 2 | 4 | -2 | 57% | 1 | ||
| S••••••• BD affiliated | Dallas, Tx | 7 | 1 | 4 | -3 | 57% | 1 | ||
| O•••• W•••••• I••• BD affiliated | Albuquerque, Nm | 7 | 2 | 4 | -2 | 57% | 1 | 1 | |
| C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Camp Hill, Pa | 6 | 1 | 4 | -3 | 67% | 1 | ||
| P••• A••••• S••••••••• L•• BD affiliated | Glenview, Il | 6 | 0 | 4 | -4 | 67% | 1 | ||
| G•••••••• C•••••• M••••••••• L•• independent RIA | Lone Tree, Co · principal | 6 | 0 | 4 | -4 | 67% | 1 | 2 | |
| L•• E••••••••• L•• BD affiliated | Walnut Creek, Ca | 6 | 0 | 4 | -4 | 67% | |||
| C•••••••• C•••••• P•••••••• L•• other | Rochester, Mi · principal | 6 | 0 | 4 | -4 | 67% | 1 | ||
| A••••• W••••• M••••••••• independent RIA | Broken Arrow, Ok | 6 | 0 | 4 | -4 | 67% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Savannah, Ga | 6 | 0 | 4 | -4 | 67% | 1 | ||
| F••••••••• L•• independent RIA | New Orleans, La · principal | 5 | 1 | 4 | -3 | 80% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Burlington, Nc | 5 | 1 | 4 | -3 | 80% | 1 | ||
| R••••••••• P••••••• S••••••••• L•• independent RIA | Louisville, Ky · principal | 4 | 0 | 4 | -4 | 100% | 1 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Augusta, Ga | 3 | 0 | 4 | -4 | 133% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Woburn, Ma | 3 | 0 | 4 | -4 | 133% | 1 | ||
| H•• W••••• M••••••••• L•• independent RIA | The Woodlands, Tx · principal | 3 | 1 | 4 | -3 | 133% | |||
| T••••••• A••••••• L•• independent RIA | Frisco, Tx · principal | 3 | 0 | 4 | -4 | 133% | 2 | ||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Monroe, La | 2 | 0 | 4 | -4 | 200% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Englewood, Fl | 2 | 0 | 4 | -4 | 200% | 1 | ||
| T••••••• F•••••••• A•••••••• L•• independent RIA | New Braunfels, Tx | 2 | 0 | 4 | -4 | 200% | 1 | ||
| R•••• C•••••• independent RIA | Mesa, Az · principal | 2 | 0 | 4 | -4 | 200% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Lake Charles, La | 2 | 0 | 4 | -4 | 200% | 1 | ||
| F••••••••• I••••••••• A••••••• L•• independent RIA | Nashua, Nh | 2 | 1 | 4 | -3 | 200% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Fishers, In | 2 | 0 | 4 | -4 | 200% | 1 | ||
| S•••••••• A••••••• L•• national BD | Greenwood Village, Co | 740 | 114 | 3 | +111 | 0.4% | |||
| W•••••• B•••• • C•••••• L••••• BD affiliated | Chicago, Il · principal | 329 | 40 | 3 | +37 | 0.9% | 1 | ||
| P•••••••• S••••••••• I••• BD affiliated | Des Moines, Ia · principal | 326 | 24 | 3 | +21 | 0.9% | |||
| M••••• S•••••• wirehouse | Morristown, Nj | 296 | 19 | 3 | +16 | 1.0% | 1 | ||
| M•••• F•••••••• A••••••• BD affiliated | Alpharetta, Ga · principal | 281 | 103 | 3 | +100 | 1.1% | |||
| M••••• S•••••• wirehouse | Dallas, Tx | 265 | 32 | 3 | +29 | 1.1% | 1 | ||
| S•••••••• A••••••• L•• national BD | Fort Worth, Tx | 257 | 33 | 3 | +30 | 1.2% | |||
| M••••• S•••••• wirehouse | Los Angeles, Ca | 248 | 18 | 3 | +15 | 1.2% | 1 | 1 | |
| M••••• S•••••• wirehouse | Garden City, Ny | 246 | 20 | 3 | +17 | 1.2% | |||
| F•••••••• I••••••••• C••••••••• institutional | Pittsburgh, Pa · principal | 242 | 15 | 3 | +12 | 1.2% | |||
| M••••• S•••••• wirehouse | Menlo Park, Ca | 230 | 15 | 3 | +12 | 1.3% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Florham Park, Nj | 215 | 13 | 3 | +10 | 1.4% | 1 | ||
| F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager | New York, Ny · principal | 206 | 14 | 3 | +11 | 1.5% | |||
| S•••••••• A••••••• L•• national BD | Houston, Tx | 205 | 19 | 3 | +16 | 1.5% | |||
| P•••••••• independent RIA | Englewood, Nj · principal | 202 | 62 | 3 | +59 | 1.5% | |||
| S•••• independent RIA | New York, Ny · principal | 199 | 128 | 3 | +125 | 1.5% | |||
| W•••• F•••• A••••••• wirehouse | Los Angeles, Ca | 196 | 22 | 3 | +19 | 1.5% | 1 | 3 | |
| M••••• S•••••• wirehouse | Palo Alto, Ca | 188 | 17 | 3 | +14 | 1.6% | 2 | ||
| •••••••• independent RIA | Nashville, Tn · principal | 183 | 0 | 3 | -3 | 1.6% | 1 | ||
| U•• F•••••••• S••••••• I••• wirehouse | Coral Gables, Fl | 180 | 22 | 3 | +19 | 1.7% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Chicago, Il | 177 | 42 | 3 | +39 | 1.7% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Denver, Co | 177 | 16 | 3 | +13 | 1.7% | |||
| R•• A•••••••• L•• independent RIA | Vestavia Hills, Al · principal | 172 | 50 | 3 | +47 | 1.7% | |||
| L•• F•••••••• L•• BD affiliated | Chicago, Il | 165 | 17 | 3 | +14 | 1.8% | 2 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Tampa, Fl | 160 | 14 | 3 | +11 | 1.9% | |||
| M••••• W••••• M••••••••• L•• independent RIA | Kansas City, Mo · principal | 157 | 60 | 3 | +57 | 1.9% | |||
| M••••• S•••••• wirehouse | Pasadena, Ca | 157 | 12 | 3 | +9 | 1.9% | 1 | ||
| V••••••••• A••••••• S••••••• BD affiliated | Woodbury, Ny · principal | 155 | 25 | 3 | +22 | 1.9% | |||
| R•••••• J•••• • A••••••••• I••• national BD | Memphis, Tn | 153 | 3 | 3 | 0 | 2.0% | |||
| J••• M••••• S••••••••• L•• wirehouse | Greenwich, Ct | 153 | 26 | 3 | +23 | 2.0% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Princeton, Nj | 150 | 3 | 3 | 0 | 2.0% | 1 | ||
| M••••• A•••••••• L•• BD affiliated | Omaha, Ne · principal | 148 | 14 | 3 | +11 | 2.0% | |||
| B••••• G••••• A•••• M••••••••• BD affiliated | B•••••, Ma · principal | 148 | 17 | 3 | +14 | 2.0% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.