DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,359 offices matchName search is part of RIA and Wealth Intelligence, so “OPPENHEIMER & CO. INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| JFG FAMILY OFFICE independent RIA | Denver, Co · principal | 35 | 7 | 3 | +4 | 8.6% | |||
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED wirehouse | Fort Myers, Fl | 34 | 2 | 3 | -1 | 8.8% | |||
| SEACREST WEALTH MANAGEMENT, LLC independent RIA | Purchase, Ny · principal | 34 | 4 | 3 | +1 | 8.8% | 1 | ||
| W•••• F•••• A••••••• wirehouse | Indianapolis, In | 34 | 5 | 3 | +2 | 8.8% | 1 | ||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Reno, Nv | 34 | 3 | 3 | 0 | 8.8% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Las Vegas, Nv | 33 | 8 | 3 | +5 | 9.1% | |||
| F•••• P••••••• W•••••• L•• independent RIA | Boston, Ma | 33 | 8 | 3 | +5 | 9.1% | |||
| C••• I••••••••• A•••••••• I••• independent RIA | Mcdonough, Ga · principal | 33 | 7 | 3 | +4 | 9.1% | |||
| G••••• S•••• I••••••••• A••••••• S•••••••• L•• independent RIA | Red Bank, Nj · principal | 33 | 4 | 3 | +1 | 9.1% | |||
| S•••••••• W••••• I••••••••• G••••• L•• independent RIA | Louisville, Ky · principal | 32 | 7 | 3 | +4 | 9.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Fort Myers, Fl | 32 | 3 | 3 | 0 | 9.4% | |||
| L•• F•••••••• L•• BD affiliated | Doylestown, Pa | 32 | 3 | 3 | 0 | 9.4% | |||
| J••• M••••• S••••••••• L•• wirehouse | Pittsburgh, Pa | 32 | 9 | 3 | +6 | 9.4% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Bloomington, Mn | 31 | 3 | 3 | 0 | 9.7% | |||
| W•••• F•••• A••••••• wirehouse | Southlake, Tx | 31 | 5 | 3 | +2 | 9.7% | |||
| E••••• J•••• national BD | Topeka, Ks | 31 | 6 | 3 | +3 | 9.7% | 1 | ||
| M••• C•••••• M••••••••• L•• independent RIA | Miami, Fl · principal | 31 | 8 | 3 | +5 | 9.7% | |||
| M••••• S•••••• wirehouse | Santa Monica, Ca | 31 | 1 | 3 | -2 | 9.7% | 1 | ||
| C••••••••• F•••••••• N•••••• national BD | Worcester, Ma | 31 | 4 | 3 | +1 | 9.7% | |||
| L•• E••••••••• L•• BD affiliated | Southborough, Ma | 30 | 8 | 3 | +5 | 10% | |||
| W••••• J•••••• W••••• independent RIA | Houston, Tx · principal | 30 | 10 | 3 | +7 | 10% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Bellevue, Wa | 30 | 1 | 3 | -2 | 10% | 1 | ||
| M••••• O• O•••• I••••••• S•••••••• I••• independent RIA | Springfield, Mo | 30 | 4 | 3 | +1 | 10% | |||
| C•••••• S••••• • C••• I••• national BD | Clayton, Mo | 29 | 5 | 3 | +2 | 10% | |||
| H••••••• F•••••••• independent RIA | Kennesaw, Ga · principal | 29 | 4 | 3 | +1 | 10% | |||
| I••••• L•• independent RIA | Indianapolis, In · principal | 29 | 7 | 3 | +4 | 10% | 1 | ||
| L•• E••••••••• L•• BD affiliated | Williamsville, Ny | 29 | 7 | 3 | +4 | 10% | |||
| L•• E••••••••• L•• BD affiliated | Jacksonville, Fl | 28 | 6 | 3 | +3 | 11% | |||
| R•••••• J•••• I••••••••• M••••••••• asset manager | St Petersburg, Fl · principal | 28 | 13 | 3 | +10 | 11% | |||
| J••• H•••••• I••••••••• M••••••••• L•• asset manager | Tempe, Az | 28 | 15 | 3 | +12 | 11% | |||
| M••••• S•••••• wirehouse | Jersey City, Nj | 28 | 3 | 3 | 0 | 11% | |||
| T••••••••• F•••••••• A•••••••• L•• BD affiliated | Cincinnati, Oh | 28 | 0 | 3 | -3 | 11% | |||
| S••••••••• I••••••••• independent RIA | New York, Ny · principal | 28 | 8 | 3 | +5 | 11% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Pleasanton, Ca | 28 | 0 | 3 | -3 | 11% | 1 | ||
| L•• F•••••••• L•• BD affiliated | La Jolla, Ca | 28 | 3 | 3 | 0 | 11% | |||
| W•••• F•••• A••••••• wirehouse | Carlsbad, Ca | 28 | 1 | 3 | -2 | 11% | |||
| A••••• A•• P••••••• S••••••• BD affiliated | Huntersville, Nc | 28 | 4 | 3 | +1 | 11% | |||
| E•• F•••••••• A••••••• independent RIA | Latham, Ny | 27 | 4 | 3 | +1 | 11% | 1 | ||
| T•• S•••••••• F•••••••• A••••••• BD affiliated | Atlanta, Ga · principal | 27 | 3 | 3 | 0 | 11% | |||
| S•• W••••• independent RIA | Boston, Ma · principal | 27 | 3 | 3 | 0 | 11% | 1 | ||
| H•••••• I••••••••• L•• asset manager | Charlotte, Nc · principal | 27 | 7 | 3 | +4 | 11% | |||
| R•• C•••••• M••••••• L•• national BD | San Diego, Ca | 27 | 3 | 3 | 0 | 11% | 1 | 1 | |
| P••• A••••• S••••••••• L•• BD affiliated | Houston, Tx | 27 | 7 | 3 | +4 | 11% | 1 | ||
| C•••••• S••••• • C••• I••• national BD | Franklin, Tn | 27 | 3 | 3 | 0 | 11% | |||
| P•••••••• S••••••••• I••• BD affiliated | Charlotte, Nc | 27 | 1 | 3 | -2 | 11% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Boynton Beach, Fl | 27 | 1 | 3 | -2 | 11% | 1 | ||
| U••• B•••••• A•••••••• L•• BD affiliated | San Diego, Ca | 26 | 22 | 3 | +19 | 12% | |||
| R•• C•••••• M••••••• L•• national BD | Lincoln, Ne | 26 | 1 | 3 | -2 | 12% | 1 | ||
| M••••• S•••••• wirehouse | Boulder, Co | 26 | 0 | 3 | -3 | 12% | 1 | ||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Burlington, Ma | 26 | 3 | 3 | 0 | 12% | |||
| W•••• F•••• A••••••• wirehouse | Albany, Ny | 26 | 1 | 3 | -2 | 12% | 1 | ||
| B••••• C•••••• M••••••••• I••• mixed wealth | Dayton, Oh · principal | 26 | 3 | 3 | 0 | 12% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Allentown, Pa | 26 | 7 | 3 | +4 | 12% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | San Francisco, Ca | 25 | 5 | 3 | +2 | 12% | |||
| T••••• L•• independent RIA | Knoxville, Tn · principal | 25 | 6 | 3 | +3 | 12% | 1 | ||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Boca Raton, Fl | 25 | 1 | 3 | -2 | 12% | |||
| U•• F•••••••• S••••••• I••• wirehouse | Mill Valley, Ca | 24 | 1 | 3 | -2 | 13% | 1 | ||
| G••••• R•••••• R••••••••• L•• independent RIA | Dublin, Oh · principal | 24 | 7 | 3 | +4 | 13% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Franklin, Tn | 24 | 5 | 3 | +2 | 13% | 1 | ||
| C••••••• W••••• M••••••••• L•• independent RIA | Houston, Tx · principal | 24 | 10 | 3 | +7 | 13% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.