DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “UNITED BROKERAGE SERVICES INC” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC BD affiliated | Roseville, Ca | 9 | 1 | 1 | 0 | 11% | |||
| PARK AVENUE SECURITIES LLC BD affiliated | Sacramento, Ca | 9 | 4 | 1 | +3 | 11% | |||
| MORGAN STANLEY wirehouse | Scarsdale, Ny | 9 | 0 | 1 | -1 | 11% | 1 | ||
| C•••••• W•••••• L•• independent RIA | Santa Barbara, Ca · principal | 9 | 1 | 1 | 0 | 11% | |||
| M••••• S•••••• wirehouse | Poughkeepsie, Ny | 9 | 0 | 1 | -1 | 11% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Louisville, Ky | 9 | 1 | 1 | 0 | 11% | |||
| J••• M••••• S••••••••• L•• wirehouse | Temecula, Ca | 9 | 1 | 1 | 0 | 11% | 1 | ||
| S•• A••••••• L•• independent RIA | Kirkland, Wa · principal | 9 | 2 | 1 | +1 | 11% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Hopkinton, Ma | 9 | 2 | 1 | +1 | 11% | |||
| O•••••••• F••••• O•••••• mixed wealth | Birmingham, Al · principal | 9 | 1 | 1 | 0 | 11% | |||
| P•• W••••• M••••••••• bank affiliated | San Antonio, Tx | 9 | 1 | 1 | 0 | 11% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Grand Forks, Nd | 9 | 2 | 1 | +1 | 11% | |||
| A••••••••• F•••••••• S•••••••• L•• national BD | Huntington Beach, Ca | 9 | 1 | 1 | 0 | 11% | |||
| W•••• F•••• A••••••• BD affiliated | Ormond Beach, Fl | 9 | 1 | 1 | 0 | 11% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Savannah, Ga | 9 | 1 | 1 | 0 | 11% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Mount Pleasant, Sc | 9 | 1 | 1 | 0 | 11% | |||
| C••••••••• F•••••••• N•••••• national BD | Grand Rapids, Mi | 9 | 1 | 1 | 0 | 11% | |||
| S•••••• C•••••• P•••••• W••••• M••••••••• L•• state registered | New York, Ny · principal | 9 | 2 | 1 | +1 | 11% | |||
| L•• E••••••••• L•• BD affiliated | Honolulu, Hi | 9 | 1 | 1 | 0 | 11% | |||
| J••• M••••• S••••••••• L•• wirehouse | Santa Rosa, Ca | 9 | 0 | 1 | -1 | 11% | |||
| L•• F•••••••• L•• BD affiliated | Woodbury, Ny | 9 | 0 | 1 | -1 | 11% | |||
| K••••• A••••••• S•••••••• L•• BD affiliated | Charlotte, Nc | 9 | 1 | 1 | 0 | 11% | |||
| M•••• I••••••••• A•••••••• I•• state registered | Miami, Fl · principal | 9 | 2 | 1 | +1 | 11% | |||
| M•• F•••••••• S•••••••• I••• BD affiliated | Ontario, Ca | 9 | 3 | 1 | +2 | 11% | |||
| E•••• asset manager | New York, Ny · principal | 9 | 5 | 1 | +4 | 11% | |||
| V•••••• C•••••• L•• independent RIA | El Segundo, Ca · principal | 9 | 7 | 1 | +6 | 11% | |||
| E•••••• P••••• F••••• O••••• independent RIA | Miami, Fl · principal | 9 | 1 | 1 | 0 | 11% | |||
| W••• R•••• A••••••• mixed wealth | Henderson, Nv · principal | 9 | 0 | 1 | -1 | 11% | |||
| N••••••• W••••• M••••••••• mixed wealth | Marietta, Ga · principal | 9 | 1 | 1 | 0 | 11% | |||
| B•••• S•••• G••••• L•• independent RIA | Boulder, Co · principal | 9 | 4 | 1 | +3 | 11% | |||
| L•• F•••••••• L•• BD affiliated | Trooper, Pa | 9 | 1 | 1 | 0 | 11% | |||
| P••••• M•••• F•••••••• A••••••• independent RIA | Portage, Mi | 9 | 1 | 1 | 0 | 11% | |||
| L•• F•••••••• L•• BD affiliated | Utica, Ny | 9 | 0 | 1 | -1 | 11% | |||
| A•••• G•••• C••••••• L•• independent RIA | Avon, Co · principal | 9 | 4 | 1 | +3 | 11% | |||
| E••••• J•••• national BD | Seguin, Tx | 9 | 1 | 1 | 0 | 11% | |||
| S••••••• P•••••• A•••••••• L••• institutional | Troy, Mi | 9 | 1 | 1 | 0 | 11% | |||
| J••• M••••• S••••••••• L•• wirehouse | Madison, Wi | 9 | 1 | 1 | 0 | 11% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Beavercreek, Oh | 9 | 0 | 1 | -1 | 11% | |||
| M•••••• W••••• M••••••••• I••• independent RIA | Charlottesville, Va · principal | 9 | 1 | 1 | 0 | 11% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Harleysville, Pa | 9 | 3 | 1 | +2 | 11% | |||
| E••••• J•••• national BD | York, Pa | 9 | 1 | 1 | 0 | 11% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Mt Pleasant, Sc | 9 | 0 | 1 | -1 | 11% | |||
| C•••••• C•••••• A••••••• independent RIA | Troy, Mi · principal | 9 | 2 | 1 | +1 | 11% | |||
| K•• F••••••••• I••• independent RIA | West Chester, Pa · principal | 8 | 0 | 1 | -1 | 13% | |||
| A••••••• A••••••• S•••••••• L•• BD affiliated | Perrysburg, Oh | 8 | 2 | 1 | +1 | 13% | |||
| O• I••••••••• M••••••••• C• BD affiliated | Lees Summit, Mo | 8 | 1 | 1 | 0 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Fairfax, Va | 8 | 1 | 1 | 0 | 13% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Hays, Ks | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elkhart, In | 8 | 2 | 1 | +1 | 13% | |||
| E••••• J•••• national BD | Prescott, Az | 8 | 1 | 1 | 0 | 13% | |||
| D•••••• C•••••• C••••••••• independent RIA | Denver, Co · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Clarkston, Mi | 8 | 1 | 1 | 0 | 13% | |||
| U•••••• W••••• P••••••• independent RIA | Jacksonville Beach, Fl · principal | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Carrollton, Tx | 8 | 1 | 1 | 0 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elmhurst, Il | 8 | 1 | 1 | 0 | 13% | |||
| E•••••• F•••••••• E•••••• independent RIA | Santa Clara, Ca · principal | 8 | 1 | 1 | 0 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Topeka, Ks | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Vero Beach, Fl | 8 | 0 | 1 | -1 | 13% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Brea, Ca | 8 | 2 | 1 | +1 | 13% | |||
| T••••• F•••••••• A••••••• independent RIA | Plantation, Fl · principal | 8 | 0 | 1 | -1 | 13% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.