DFX Intelligence
Offices
Where advisors are leaving, and where they are arrivingHow offices are countedAn office is a firm and a branch city on IAPD. Advisors today is the count of people whose current registration lists that branch; a departure is a registration ending at the firm whose last listed branch was this city; a join is a current registration that began in the window.Teams are the lift-outs and arrivals on the teams page, placed at their top city. Breakaways in formation counts advisors at this office who are direct owners of an adviser first registered in the last year. Street addresses are not read.
65,363 offices matchName search is part of RIA and Wealth Intelligence, so “OPPENHEIMER & CO. INC.” was not applied.
| Firm | Office | Advisors | Joined 12m | Left 12m | Net | Rate | Teams out | Teams in | Forming |
|---|---|---|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC wirehouse | Carrollton, Tx | 8 | 1 | 1 | 0 | 13% | |||
| EDWARD JONES national BD | Rocklin, Ca | 8 | 2 | 1 | +1 | 13% | |||
| CHARLES SCHWAB & CO., INC. brokerage advisory | Fresno, Ca | 8 | 1 | 1 | 0 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Fairfax, Va | 8 | 1 | 1 | 0 | 13% | |||
| P••••••••• S••••••••• C••••••••• BD affiliated | Santa Barbara, Ca | 8 | 0 | 1 | -1 | 13% | |||
| R••••••••• C•••••• M••••••••• BD affiliated | Palm Beach Gardens, Fl | 8 | 6 | 1 | +5 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Clarkston, Mi | 8 | 1 | 1 | 0 | 13% | |||
| I•• A••••••• S•••••••• I••• independent RIA | Liverpool, Ny · principal | 8 | 0 | 1 | -1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Marquette, Mi | 8 | 1 | 1 | 0 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Topeka, Ks | 8 | 0 | 1 | -1 | 13% | |||
| S•••••• N••••••• • C••••••• I••••••••• national BD | Vero Beach, Fl | 8 | 0 | 1 | -1 | 13% | |||
| P•••••• • W••••• M••••••••• A••••••• independent RIA | Waltham, Ma · principal | 8 | 7 | 1 | +6 | 13% | |||
| M•••••• S•••••• W••••• M••••••••• I••• independent RIA | Appleton, Wi · principal | 8 | 2 | 1 | +1 | 13% | |||
| A••••••••• I••••••••• A••••••• mixed wealth | Nashville, Il | 8 | 1 | 1 | 0 | 13% | |||
| A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• BD affiliated | Overland Park, Ks | 8 | 1 | 1 | 0 | 13% | |||
| M••••• S•••••• wirehouse | Westerville, Oh | 8 | 0 | 1 | -1 | 13% | |||
| A••••••• A•••• M••••••••• I••• institutional | Monument, Co · principal | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | Elkhart, In | 8 | 2 | 1 | +1 | 13% | |||
| A•••• independent RIA | Frisco, Tx | 8 | 3 | 1 | +2 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Los Gatos, Ca | 8 | 0 | 1 | -1 | 13% | |||
| A•••••• C••••••••• G•••• A•••••••• L•• institutional | A••••••, Ga · principal | 8 | 1 | 1 | 0 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Billings, Mt | 8 | 0 | 1 | -1 | 13% | |||
| J••••• M••••••••• S•••• L•• BD affiliated | Alexandria, Va | 8 | 2 | 1 | +1 | 13% | |||
| M••••• S•••••• wirehouse | San Luis Obispo, Ca | 8 | 0 | 1 | -1 | 13% | |||
| L•• F•••••••• L•• BD affiliated | Lehi, Ut | 8 | 0 | 1 | -1 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Norwalk, Ct | 8 | 2 | 1 | +1 | 13% | |||
| E•••••• F•••••••• E•••••• independent RIA | Santa Clara, Ca · principal | 8 | 1 | 1 | 0 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Durham, Nc | 8 | 1 | 1 | 0 | 13% | |||
| A•• C••••••• L•• independent RIA | Phoenix, Az · principal | 8 | 0 | 1 | -1 | 13% | |||
| P••• A• W•••••• L•• independent RIA | Lincoln, Ne · principal | 8 | 2 | 1 | +1 | 13% | |||
| R••••••••• I••••••••• A••••••• I•• independent RIA | Oklahoma City, Ok · principal | 8 | 1 | 1 | 0 | 13% | |||
| V•••• F•••••••• A•••••••• I••• BD affiliated | Salt Lake City, Ut | 8 | 0 | 1 | -1 | 13% | |||
| C••••• I••••••••• A••••••• L•• BD affiliated | Roswell, Ga | 8 | 1 | 1 | 0 | 13% | |||
| B••• M••• T•••• A•••••••• L•• bank affiliated | Wilmington, De | 8 | 1 | 1 | 0 | 13% | |||
| F• L• P••••• I••••••••• M••••••••• C•• independent RIA | Lynnfield, Ma · principal | 8 | 0 | 1 | -1 | 13% | |||
| A•••• I••••••••• M••••••••• state registered | Greenville, Sc · principal | 8 | 4 | 1 | +3 | 13% | |||
| S•••••••• I••••••••• G••••• L•• independent RIA | Newport Beach, Ca · principal | 8 | 1 | 1 | 0 | 13% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Birmingham, Al | 8 | 2 | 1 | +1 | 13% | |||
| F•• W••••• P••••••• independent RIA | Rockville, Md · principal | 8 | 1 | 1 | 0 | 13% | |||
| P••• A••••• S••••••••• L•• BD affiliated | Greenville, Sc | 8 | 1 | 1 | 0 | 13% | |||
| E••••• J•••• national BD | Costa Mesa, Ca | 8 | 1 | 1 | 0 | 13% | |||
| D•••••• A••••••• independent RIA | Salt Lake City, Ut · principal | 8 | 0 | 1 | -1 | 13% | |||
| A• W••••• M••••••••• L•• independent RIA | Overland Park, Ks | 8 | 1 | 1 | 0 | 13% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Potomac, Md | 8 | 0 | 1 | -1 | 13% | |||
| N••••••••• M••••• I••••••••• S••••••••• no RAUM | Sioux Falls, Sd | 8 | 0 | 1 | -1 | 13% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Valhalla, Ny | 8 | 1 | 1 | 0 | 13% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Urbana, Il | 8 | 0 | 1 | -1 | 13% | |||
| F•••• C•••••• A••••••• S••••••• BD affiliated | Ofallon, Il | 8 | 0 | 1 | -1 | 13% | |||
| P••••• M•••• F•••••••• A••••••• independent RIA | Detroit, Mi | 8 | 2 | 1 | +1 | 13% | |||
| M••••••• W••••• M••••••••• L•• independent RIA | M•••••••, Ga · principal | 8 | 0 | 1 | -1 | 13% | |||
| J••• M••••• S••••••••• L•• wirehouse | New Hyde Park, Ny | 8 | 0 | 1 | -1 | 13% | |||
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | Basking Ridge, Nj | 8 | 0 | 1 | -1 | 13% | |||
| S•••••••• S••••••••• bank affiliated | Brooklyn, Ny | 8 | 3 | 1 | +2 | 13% | |||
| T••••• A••••••• S•••••••• I••• bank affiliated | Bal Harbour, Fl | 8 | 0 | 1 | -1 | 13% | |||
| E••••• J•••• national BD | Wayzata, Mn | 8 | 1 | 1 | 0 | 13% | 1 | ||
| L•• F•••••••• L•• BD affiliated | Goodyear, Az | 8 | 2 | 1 | +1 | 13% | |||
| R•••• • A••••••••• independent RIA | Safety Harbor, Fl · principal | 8 | 0 | 1 | -1 | 13% | |||
| C•••••• S••••• • C••• I••• brokerage advisory | Birmingham, Mi | 8 | 2 | 1 | +1 | 13% | |||
| M•••••• I••••••••• L•• other | Overland Park, Ks | 7 | 0 | 1 | -1 | 14% | |||
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Ludlow, Ma | 7 | 7 | 1 | +6 | 14% |
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.