DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| J.J. BURNS & COMPANY independent RIA | $1.3B | +17% | 6 | $209M | 97% | 9.2% | 103 | 1 | |
| AMBERJACK CAPITAL PARTNERS, L.P. asset manager | $1.3B | +24% | 2 | $626M | 0.0% | 3 | |||
| INSIGNIA CAPITAL GROUP, L.P. asset manager | $1.3B | +76% | 0.0% | 1 | 6 | ||||
| ONE WEALTH ADVISORS, LLC independent RIA | $1.3B | +19% | 11 | $114M | 96% | 94% | 37 | 3 | |
| BROOKWOOD INVESTMENT GROUP independent RIA | $1.3B | +18% | 69 | $18.2M | 100% | 37% | 51 | 6 | |
| Z•••• A•••• M••••••••• S••• other | $1.3B | -42% | 12% | 100% | 1 | ||||
| J•• A• F••••••• L•• independent RIA | $1.3B | +12% | 4 | $313M | 87% | 96% | 125 | 2 | |
| A•••••• P••••••• institutional | $1.3B | +61% | 34% | 100% | 1 | 6 | |||
| O•••••• G••••• I••• independent RIA | $1.2B | +22% | 9 | $139M | 100% | 90% | 100 | 3 | |
| P••• F••• M••••••••• L•••••• asset manager | $1.2B | -72% | 0.0% | 1 | 2 | ||||
| O••••••• A••••••• asset manager | $1.2B | +1.2% | 1 | $1.2B | 0.0% | 2 | 15 | ||
| S••••••••• A••••••• L•• asset manager | $1.2B | 0.0% | 1 | 2 | |||||
| V•••••• A•••• M••••••••• asset manager | $1.2B | +5.0% | 0.0% | 1 | 2 | ||||
| A••••• R••• R••• E••••• P•••••••• L•• asset manager | $1.2B | +16% | 0.0% | 4 | |||||
| N•• I•• C•••••• M••••••••• L•• other | $1.2B | +22% | 0.0% | 1 | 1 | ||||
| T• C•••••• M••••••••• L•• independent RIA | $1.2B | +14% | 8 | $156M | 99% | 93% | 56 | 1 | |
| G••••• H••• A•••• M••••••••• L•• independent RIA | $1.2B | +59% | 5 | $249M | 61% | 99% | 58 | 1 | |
| N•••••••• F•••••••• A••••••• L•• independent RIA | $1.2B | -35% | 21 | $59.2M | 97% | 54% | 91 | 12 | |
| B•••••••• C•••••• P••••••• L• asset manager | $1.2B | +14% | 0.0% | 1 | 1 | ||||
| M••••• T•••• A•••• M••••••••• platform/SMA | $1.2B | -9.0% | 1 | $1.2B | 100% | 3 | |||
| P••••••••• W••••• M••••••••• S•• platform/SMA | $1.2B | +31% | 87% | 51% | 1 | ||||
| A••••••••• C•••••• F••• M••••••••• L•• asset manager | $1.2B | +50% | 0.0% | 1 | 3 | ||||
| K•• A••••••• S••••••• L•• independent RIA | $1.2B | +42% | 27 | $46.0M | 100% | 41% | 148 | 14 | |
| V•••• S••••••• I••••••••• S••• asset manager | $1.2B | -2.1% | 0.0% | 1 | 6 | ||||
| H••••• C•••••• M••••••••• I•• institutional | $1.2B | +12% | 10 | $124M | 37% | 83% | 40 | 1 | |
| L••• I••••••••• M••••••••• institutional | $1.2B | +54% | 2 | $620M | 32% | 91% | 143 | 2 | |
| K••• A••••••• L• asset manager | $1.2B | +4.2% | 0.0% | 1 | 3 | ||||
| S•••• C•••••• P•••••••• L•• independent RIA | $1.2B | +93% | 2 | $619M | 100% | 100% | 28 | 1 | 1 |
| G• V•••••• I••••••••• A•••••••• L•• other | $1.2B | -35% | 0.0% | 3 | |||||
| S•••• P••••••• L• asset manager | $1.2B | +0.4% | 0.0% | 1 | 1 | ||||
| O••• W••••• A•••••••• L•• independent RIA | $1.2B | +20% | 10 | $124M | 86% | 88% | 73 | 1 | |
| C••••• C•••••• P••••••• asset manager | $1.2B | +2.1% | 0.0% | 1 | 17 | ||||
| A•••••••• F•••••••• A•••••••• L•• independent RIA | $1.2B | +18% | 8 | $155M | 94% | 89% | 74 | 1 | |
| A••• L•••• M••••••••• L••••• asset manager | $1.2B | -12% | 0.0% | 4 | |||||
| A•• U• D• M••••••••• L•• asset manager | $1.2B | +23% | 0.0% | 1 | |||||
| S•••• G•••• M••••••• L•• asset manager | $1.2B | +209% | 0.0% | 1 | 2 | ||||
| W••••• D••••••••• G••••• L••• independent RIA | $1.2B | +20% | 9 | $137M | 89% | 93% | 78 | 1 | |
| G•••• W••••• F•••••••• independent RIA | $1.2B | +4.4% | 26 | $47.5M | 100% | 63% | 63 | 4 | |
| T••• O••• P••••••• asset manager | $1.2B | +56% | 0.0% | 1 | 2 | ||||
| K•• W••••• independent RIA | $1.2B | +23% | 10 | $123M | 97% | 82% | 194 | 2 | |
| M• F•••••••• A•••• M••••••••• I••• independent RIA | $1.2B | -18% | 3 | $412M | 95% | 40% | 332 | 2 | |
| M•••••••• • C•••••• I••• independent RIA | $1.2B | +6.5% | 7 | $176M | 86% | 95% | 49 | 1 | |
| A••••• C•••••• A••••••• L•• independent RIA | $1.2B | +23% | 13 | $94.9M | 82% | 60% | 150 | 6 | |
| G••••• L•••• L•••••• independent RIA | $1.2B | +14% | 8 | $154M | 84% | 95% | 50 | 2 | |
| T•••• S•••••• W••••• independent RIA | $1.2B | +241% | 7 | $176M | 99% | 96% | 53 | 1 | |
| K••• W••••• A••••••• independent RIA | $1.2B | +18% | 22 | $56.1M | 99% | 82% | 46 | 1 | |
| T••••• M••••••••• C•••••• L•• asset manager | $1.2B | +2010% | 0.0% | 1 | |||||
| 7••••• L•••••• asset manager | $1.2B | +29% | 0.0% | 3 | 6 | ||||
| B•••• L• asset manager | $1.2B | +54% | 0.0% | 1 | 1 | ||||
| A••••• P••••••• L•• asset manager | $1.2B | +10% | 0.0% | 5 | 1 | ||||
| H•••• H• A•••••••• A••••••••• I••• independent RIA | $1.2B | +7.7% | 3 | $410M | 99% | 99% | 47 | 1 | |
| S••• W••••• independent RIA | $1.2B | +9.1% | 19 | $64.8M | 99% | 81% | 35 | 3 | |
| H•• W••••• A••••••• independent RIA | $1.2B | +14% | 9 | $137M | 91% | 83% | 94 | 2 | |
| A•••••••• C•••••• C•••• asset manager | $1.2B | +36% | 0.0% | 1 | 21 | ||||
| S••••• A•••••••• L•• independent RIA | $1.2B | 100% | 100% | 1 | |||||
| P••••••• T••••••••• P••••••• independent RIA | $1.2B | +13% | 10 | $123M | 97% | 89% | 87 | 2 | 6 |
| L••••• E••• A••••••• independent RIA | $1.2B | +37% | 19 | $64.7M | 100% | 96% | 28 | 6 | |
| P•••••• M••••••••• A••••••••• independent RIA | $1.2B | +8.0% | 5 | $246M | 82% | 97% | 42 | 1 | |
| V••••• C•••••• M••••••••• I•• independent RIA | $1.2B | +14% | 9 | $137M | 89% | 90% | 195 | 1 | |
| C••••• P••••••• M••••••••• L•• asset manager | $1.2B | -11% | 2 | $614M | 0.0% | 2 | 8 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 5 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.