DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. asset manager | $4.0B | +22% | 0.1% | 100% | 3 | ||||
| CARDINAL CAPITAL MANAGEMENT, INC. independent RIA | $4.0B | +12% | 8 | $502M | 62% | 66% | 379 | 7 | |
| ALTAMONT CAPITAL PARTNERS asset manager | $4.0B | -6.4% | 0.0% | 3 | 31 | ||||
| P•••••• I••••••••• O••••• independent RIA | $4.0B | -19% | 4 | $1.0B | 72% | 100% | 10 | 3 | |
| K••••• I••••••••• M••••••••• independent RIA | $4.0B | +11% | 7 | $573M | 70% | 85% | 236 | 1 | |
| W••••••• E••••• F••• M••••••••• •••• L•• asset manager | $4.0B | -22% | 1 | $4.0B | 0.0% | 2 | 16 | ||
| V•••• A••••••• L•• independent RIA | $4.0B | +28% | 3 | $1.3B | 93% | 100% | 1 | ||
| B• F••••• O•••••• L•• independent RIA | $4.0B | +32% | 100% | 100% | 1 | ||||
| M••••••• P••••••• asset manager | $4.0B | +61% | 0.0% | 3 | |||||
| H••••• A•••• M••••••••• •••• L••• institutional | $4.0B | +91% | 0.0% | 2 | 2 | ||||
| I•••••••• I••••••••• P••••••• L•••••• institutional | $4.0B | -28% | 0.0% | 1 | 2 | ||||
| A•••••• C•••••• M••••••••• independent RIA | $4.0B | +4.3% | 10 | $399M | 91% | 99% | 38 | 1 | |
| N•• F••••••• A•••••••• L•• asset manager | $4.0B | +1.1% | 3 | $1.3B | 2.7% | 36% | 39 | 1 | |
| A••••• C•••••• M••••••••• L•• independent RIA | $4.0B | +2.3% | 5 | $798M | 86% | 76% | 214 | 1 | |
| C•••••• A••••••• BD affiliated | $4.0B | +26% | 118 | $33.8M | 100% | 54% | 82 | 41 | |
| T••••• P•••••••• L• asset manager | $4.0B | +12% | 0.0% | 1 | |||||
| T•••••••• C•••••• asset manager | $4.0B | +17% | 0.0% | 2 | 19 | ||||
| W••••••• C•••••• M••••••••• institutional | $4.0B | +2.0% | 4 | $993M | 10.0% | 45% | 117 | 1 | 1 |
| B•••••••• P•••••• E•••••• L•• asset manager | $4.0B | +20% | 0.0% | 1 | 23 | ||||
| A•••• F•••••••• P•••••••• L•• mixed wealth | $4.0B | +29% | 11 | $361M | 24% | 88% | 40 | 3 | |
| I• G••••• P•••••• F••• M••••••••• L•• asset manager | $4.0B | +19% | 1 | $4.0B | 0.0% | 3 | |||
| N••••••• A••••••• independent RIA | $4.0B | +3.4% | 7 | $567M | 69% | 100% | 8 | 2 | |
| T••• H•••••• L•• independent RIA | $4.0B | +16% | 23 | $172M | 62% | 95% | 24 | 3 | |
| F•••••••• I•••••••• A•••••••• L•• institutional | $4.0B | +12% | 2 | $2.0B | 0.1% | 52% | 3 | 3 | |
| I•••••• I••••••••• L•• asset manager | $4.0B | +39% | 12 | $330M | 2.0% | 19% | 36 | 4 | |
| P•••••• C•••••• asset manager | $4.0B | -29% | 0.0% | 3 | 18 | ||||
| S•••••• A•••• M••••••••• L•••••• asset manager | $4.0B | +5.5% | 0.0% | 1 | 2 | ||||
| G•••• B•••• C•••••• P••••••• L•• asset manager | $4.0B | +86% | 0.0% | 2 | |||||
| N•• M••••••••• L• asset manager | $4.0B | +26% | 0.0% | 1 | 3 | ||||
| S••••••• I••••••••• P••••••• A•••••••• L•• asset manager | $3.9B | +113% | 0.0% | 1 | 6 | ||||
| V••••• P•••• A•••••••• L•• independent RIA | $3.9B | +44% | 6 | $656M | 97% | 100% | 1 | 1 | |
| O•••• P••• A•••• M••••••••• L•• asset manager | $3.9B | -19% | 12 | $328M | 0.6% | 29% | 10 | 2 | |
| M•••••• A••••• P••••••• L• asset manager | $3.9B | +71% | 0.0% | 1 | 1 | ||||
| T•••• I••••••••• P••••••• L• asset manager | $3.9B | +23% | 0.0% | 2 | 30 | ||||
| W••••••••• C•••••• M••••••••• L•• independent RIA | $3.9B | +30% | 34 | $116M | 95% | 68% | 166 | 24 | |
| P••••• A•••• M••••••••• ••••••••• P•• L•• asset manager | $3.9B | +11% | 0.0% | 1 | |||||
| H•••••• C•••••• M••••••••• L•• asset manager | $3.9B | +48% | 0.0% | 1 | 17 | ||||
| A••••••• S•••••• M••••••••• L•• other | $3.9B | +12% | 1 | $3.9B | 7.4% | 88% | 165 | 4 | |
| C•••••••• C••••••• I••• asset manager | $3.9B | -19% | 0.0% | 1 | 33 | ||||
| A••••• E••••• I••••••••• M••••••••• L••• asset manager | $3.9B | -6.1% | 0.0% | 2 | 14 | ||||
| G••••••••• I••••••••• S••••••• institutional | $3.9B | 0.0% | 1 | ||||||
| C•••••• I••••••••• M••••••••• L•• independent RIA | $3.9B | +11% | 11 | $355M | 90% | 82% | 190 | 1 | |
| I•• A••••••• S•••••••• I••• mixed wealth | $3.9B | +47% | 45 | $86.8M | 22% | 88% | 10 | 8 | |
| J•••••• S•••••••• I••• other | $3.9B | +17% | 6 | $650M | 13% | 91% | 55 | 2 | |
| A••••• P•••••• W••••• A•••••••• L•• independent RIA | $3.9B | +21% | 15 | $260M | 95% | 100% | 2 | ||
| S•••••• C•••••• M••••••••• L•• asset manager | $3.9B | -11% | 0.0% | 1 | 1 | ||||
| S••• V•••• P•••••••• L••• other | $3.9B | -22% | 7 | $556M | 0.8% | 76% | 3 | 4 | 3 |
| T•• W••• C•••••• A••••••• L•• institutional | $3.9B | +20% | 16 | $243M | 7.1% | 70% | 23 | 2 | |
| M••••••••• C•••••• asset manager | $3.9B | -2.1% | 0.0% | 3 | 24 | ||||
| H••••••• C•••••• M••••••••• L•• mixed wealth | $3.9B | +8.3% | 12 | $323M | 33% | 94% | 55 | 2 | |
| A••••••••• I••••••••• A••••••• mixed wealth | $3.9B | +19% | 33 | $118M | 32% | 63% | 55 | 18 | |
| H••••••••• E••••• P•••••••• L•• asset manager | $3.9B | +45% | 0.0% | 1 | 5 | ||||
| 1•• S••••• P••••••• L• asset manager | $3.9B | +38% | 0.0% | 1 | 3 | ||||
| V••• F•••••••• A•••••••• I••• BD affiliated | $3.9B | +41% | 747 | $5.2M | 100% | 41% | 22 | 304 | |
| A•••• A•••••••• L• independent RIA | $3.9B | +2.2% | 3 | $1.3B | 86% | 100% | 1 | ||
| C•••• C•••••• P•••••••• L••• asset manager | $3.9B | -9.2% | 0.0% | 1 | 16 | ||||
| I•••• C•••••• M••••••••• L•• asset manager | $3.9B | -5.8% | 0.0% | 1 | 8 | ||||
| D••••••• E•••• L•• asset manager | $3.9B | 0.0% | 1 | ||||||
| P••••••• C•••••• M••••••••• L• mixed wealth | $3.9B | -8.6% | 12 | $322M | 48% | 83% | 131 | 1 | 3 |
| R••••••••• A••••••• L•• independent RIA | $3.9B | +32% | 24 | $161M | 99% | 98% | 48 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.