DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WATERFRONT WEALTH INC. independent RIA | $1.1B | +28% | 10 | $114M | 95% | 86% | 79 | 2 | |
| GUARDIAN WEALTH STRATEGIES, LLC independent RIA | $1.1B | +21% | 5 | $228M | 97% | 70% | 247 | 3 | |
| OAK HARVEST INVESTMENT SERVICES independent RIA | $1.1B | +21% | 19 | $59.8M | 90% | 70% | 51 | 1 | |
| T•• K•••• G•••• independent RIA | $1.1B | +19% | 16 | $70.7M | 93% | 62% | 68 | 3 | |
| M•••••• F•••••••• P•••••••• L•• independent RIA | $1.1B | 7 | $161M | 83% | 88% | 64 | 1 | ||
| S•••••• H•••• • J•••• I•• independent RIA | $1.1B | +23% | 9 | $125M | 91% | 80% | 96 | 1 | |
| I•••••• W••••• P••••••• independent RIA | $1.1B | +16% | 16 | $70.3M | 100% | 73% | 60 | 1 | |
| K•••••• B••••••• F•••••••• S•••••••• L••• independent RIA | $1.1B | +23% | 3 | $375M | 90% | 89% | 158 | 1 | |
| C•• L•• independent RIA | $1.1B | +18% | 23 | $48.9M | 98% | 76% | 62 | 5 | |
| V•••••• W••••• M••••••••• L•• independent RIA | $1.1B | +25% | 6 | $187M | 99% | 86% | 106 | 1 | |
| C•••••• • C• L•• independent RIA | $1.1B | +4.5% | 9 | $125M | 93% | 88% | 67 | 4 | |
| B••• B••• P•••••• W••••• M••••••••• L•• independent RIA | $1.1B | +31% | 11 | $102M | 99% | 78% | 73 | 3 | |
| A••••••••• W••••• C••••••••• L•• independent RIA | $1.1B | +27% | 15 | $74.7M | 83% | 65% | 121 | 8 | |
| W••••••••• P••••••• independent RIA | $1.1B | -12% | 26 | $43.1M | 96% | 60% | 65 | 11 | |
| B••••••• W••••• P•••••••• L•• independent RIA | $1.1B | +16% | 18 | $62.2M | 99% | 68% | 93 | 3 | |
| L••••••••• F•••••••• A•••••••• I••• independent RIA | $1.1B | +28% | 4 | $278M | 93% | 83% | 107 | 2 | |
| C•••••• A••••••• W••••• M••••••••• independent RIA | $1.1B | +22% | 6 | $185M | 82% | 72% | 166 | 1 | |
| D••• S••••• A•••• M••••••••• I•• independent RIA | $1.1B | +23% | 3 | $370M | 98% | 78% | 59 | 3 | |
| H••••••• W••••• M••••••••• L•• independent RIA | $1.1B | +80% | 19 | $58.3M | 88% | 75% | 44 | 2 | |
| F•••••••• A••••••• N••••••• I••• independent RIA | $1.1B | +16% | 13 | $85.1M | 100% | 84% | 63 | 2 | |
| F•••••••• A••••••• C••••••••• independent RIA | $1.1B | +14% | 9 | $123M | 54% | 89% | 29 | 1 | |
| B••••••• C•••••• P•••••••• L•• independent RIA | $1.1B | +11% | 8 | $138M | 69% | 57% | 195 | 6 | 8 |
| T•• C••••• G•••• independent RIA | $1.1B | +26% | 9 | $123M | 100% | 88% | 68 | 4 | |
| I•••••••• A••••••• S•••••••• independent RIA | $1.1B | +115% | 127 | $8.7M | 97% | 59% | 19 | 101 | |
| M••••••••• P•••••••• M••••••••• G••••• L•• independent RIA | $1.1B | +22% | 3 | $367M | 87% | 73% | 577 | 1 | |
| F•••••••• C•••••••• independent RIA | $1.1B | +18% | 13 | $84.3M | 99% | 78% | 65 | 14 | |
| T••••• W••••• M••••••••• L•• independent RIA | $1.1B | 7 | $156M | 82% | 90% | 52 | 3 | ||
| T•• J••••• G•••• C•••••• M••••••••• independent RIA | $1.1B | +15% | 9 | $121M | 97% | 85% | 91 | 1 | |
| F•••••••• C••••••• independent RIA | $1.1B | +22% | 4 | $272M | 97% | 58% | 630 | 1 | |
| K••• W••••• M••••••••• G••••• L•• independent RIA | $1.1B | +16% | 9 | $120M | 97% | 84% | 79 | 3 | |
| M•••••• G•••• A•••• M••••••••• I••• independent RIA | $1.1B | +8.7% | 7 | $155M | 96% | 83% | 679 | 1 | |
| A••••• W••••• M••••••••• L•• independent RIA | $1.1B | +41% | 9 | $120M | 58% | 80% | 64 | 1 | |
| S•••••••• F•••••••• G••••• I••• independent RIA | $1.1B | +23% | 23 | $47.1M | 98% | 72% | 56 | 25 | |
| C••••• W••••• A••••••• L•• independent RIA | $1.1B | +24% | 9 | $120M | 55% | 86% | 40 | 2 | |
| S••••• A•••• M••••••••• L•• independent RIA | $1.1B | +15% | 6 | $180M | 91% | 89% | 86 | 2 | |
| G•••••••• A•••••••• L•• independent RIA | $1.1B | +14% | 12 | $89.9M | 99% | 76% | 89 | 1 | |
| H•••••• W••••• M••••••••• independent RIA | $1.1B | +14% | 6 | $180M | 96% | 81% | 213 | 2 | |
| A•• W•••••• L•• independent RIA | $1.1B | +6.3% | 17 | $63.2M | 81% | 52% | 52 | 4 | |
| E••••• • G•••• independent RIA | $1.1B | +32% | 21 | $51.1M | 100% | 86% | 32 | 7 | |
| A••••••• I••••••••• S••••••• I•• independent RIA | $1.1B | -17% | 6 | $179M | 63% | 85% | 60 | 1 | |
| S•••••••• I••••••••• G••••• L•• independent RIA | $1.1B | +22% | 8 | $134M | 87% | 81% | 113 | 1 | |
| H••••••••• I••••••••• I••• independent RIA | $1.1B | +8.7% | 4 | $268M | 92% | 88% | 129 | 1 | |
| B••••• W••••• P•••••••• I••• independent RIA | $1.1B | +33% | 27 | $39.6M | 98% | 79% | 40 | 8 | |
| C•••••• W••••• P••••••• independent RIA | $1.1B | +13% | 11 | $97.3M | 95% | 68% | 112 | 7 | |
| J•••••• W••••• M••••••••• L•• independent RIA | $1.1B | +25% | 9 | $119M | 100% | 81% | 100 | 2 | |
| P••• M••••••• W••••• M••••••••• G•••• independent RIA | $1.1B | +12% | 10 | $107M | 84% | 90% | 44 | 1 | |
| T•• R••••••••• P••••••••• independent RIA | $1.1B | +14% | 82% | 89% | 2 | ||||
| N•• A•••• M••••••••• L•• BD affiliated | $1.1B | +5.4% | 52 | $20.5M | 78% | 63% | 44 | 11 | |
| U••••• P•••••••• L•• independent RIA | $1.1B | +55% | 17 | $62.5M | 100% | 74% | 67 | 9 | |
| S••••••••• C•••••• M••••••••• L••• independent RIA | $1.1B | +23% | 4 | $265M | 91% | 90% | 115 | 2 | |
| H••••• • D•••••• I••••••••• M••••••••• independent RIA | $1.1B | +25% | 10 | $106M | 94% | 87% | 58 | 9 | |
| E••••• P••••••• A•••• M••••••••• L•••••• independent RIA | $1.1B | -13% | 65% | 83% | 2 | 1 | |||
| F••••••• C•••••• M••••••••• L•• independent RIA | $1.1B | +14% | 7 | $151M | 82% | 78% | 110 | 1 | |
| B••• F•••••••• G•••• independent RIA | $1.1B | +26% | 16 | $66.1M | 100% | 80% | 50 | 4 | |
| W••••••••• independent RIA | $1.1B | +19% | 7 | $151M | 96% | 86% | 89 | 7 | |
| F••• W••••• A•••••••• L•• independent RIA | $1.1B | +13% | 8 | $132M | 94% | 59% | 96 | 2 | |
| D•• C•••••• M••••••••• independent RIA | $1.1B | +97% | 1 | $1.1B | 100% | 89% | 394 | 2 | |
| G• F•••••••• G••••• L•• independent RIA | $1.1B | +7.3% | 7 | $150M | 99% | 61% | 221 | 1 | |
| J•••••• P•••••• W••••• M••••••••• I••• independent RIA | $1.1B | +24% | 4 | $263M | 91% | 87% | 118 | 1 | |
| F•••••••• A•••••••• L•• independent RIA | $1.1B | +16% | 18 | $58.5M | 96% | 62% | 169 | 7 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.