DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
4,727 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER WEIL & CO INC independent RIA | $896M | -1.9% | 13 | $68.9M | 97% | 90% | 39 | 1 | |
| STONEBRIDGE FINANCIAL GROUP independent RIA | $896M | 15 | $59.7M | 99% | 72% | 62 | 3 | ||
| COMPASS FINANCIAL MANAGEMENT LLC independent RIA | $894M | +72% | 46 | $19.4M | 95% | 52% | 47 | 37 | |
| V•••• W••••• independent RIA | $894M | +21% | 13 | $68.7M | 85% | 84% | 29 | 5 | |
| T•• M•••••••• E•••• G••••• L•• independent RIA | $893M | +15% | 7 | $128M | 98% | 85% | 90 | 2 | |
| R•• W••••• M••••••••• independent RIA | $892M | +11% | 11 | $81.1M | 93% | 75% | 81 | 8 | |
| D•••••• W••••• independent RIA | $891M | +16% | 5 | $178M | 97% | 85% | 123 | 1 | |
| T••• C•••••• M••••••••• L••• independent RIA | $890M | -7.1% | 2 | $445M | 61% | 63% | 147 | 1 | |
| J••• K••• A•••••••• I••• independent RIA | $890M | +20% | 5 | $178M | 99% | 60% | 90 | 1 | |
| C•••••• C•••••• W••••• M••••••••• L•• independent RIA | $889M | -3.5% | 7 | $127M | 81% | 86% | 62 | 1 | |
| W••••••• I••••••••• M••••••••• L•• independent RIA | $889M | +15% | 7 | $127M | 86% | 87% | 120 | 3 | |
| B••••••• W••••• M••••••••• independent RIA | $887M | 12 | $73.9M | 95% | 72% | 72 | 4 | ||
| P•••••• F•••••••• S••••••• independent RIA | $885M | 6 | $148M | 100% | 79% | 83 | 2 | ||
| U••••• C•••••• M••••••••• O• K•••••• I••• independent RIA | $885M | +32% | 25 | $35.4M | 91% | 68% | 64 | 11 | |
| B•••••••• W•••••• L•• independent RIA | $884M | +14% | 13 | $68.0M | 93% | 66% | 96 | 4 | |
| A•• S••• F•••••••• independent RIA | $882M | +16% | 5 | $176M | 78% | 71% | 108 | 1 | |
| F•••••• A••••••• independent RIA | $881M | +26% | 6 | $147M | 89% | 90% | 71 | 2 | |
| P••• P•••• C•••••• C••••••••• independent RIA | $879M | +21% | 7 | $126M | 50% | 52% | 87 | 5 | |
| N••••• C•••••• M••••••••• C••• independent RIA | $877M | +24% | 8 | $110M | 89% | 88% | 45 | 1 | |
| M•••• H••••• W••••• M••••••••• independent RIA | $876M | +23% | 6 | $146M | 91% | 87% | 111 | 2 | |
| C•• F•••••••• S••••••• independent RIA | $876M | +19% | 7 | $125M | 97% | 54% | 163 | 1 | |
| L•••••• C•••••• M••••••••• I••• independent RIA | $874M | +12% | 5 | $175M | 97% | 86% | 68 | 1 | |
| G••••••• • A••••••••• independent RIA | $873M | +21% | 4 | $218M | 97% | 88% | 721 | 1 | |
| A••••••• W••••• M••••••••• L•• independent RIA | $873M | +15% | 7 | $125M | 98% | 84% | 91 | 1 | |
| S••••• A•••• M••••••••• L••••• independent RIA | $871M | -2.2% | 54 | $16.1M | 100% | 58% | 53 | 32 | |
| B••••••••• A••••••• G••••• L•• independent RIA | $869M | +17% | 5 | $174M | 79% | 80% | 145 | 1 | |
| I•••••••• F•••••••• C••••••••• independent RIA | $868M | +28% | 15 | $57.9M | 69% | 66% | 81 | 6 | |
| P••• C•••••• M••••••••• L•• independent RIA | $868M | +18% | 5 | $174M | 57% | 62% | 111 | 1 | |
| H••••••• W••••• P••••••• independent RIA | $868M | +36% | 17 | $51.1M | 83% | 85% | 19 | 1 | |
| T•• C•••••• P•••••••• L•• independent RIA | $868M | 4 | $217M | 65% | 67% | 102 | 1 | ||
| V•••••• F•••••••• G••••• I••• independent RIA | $867M | +9.2% | 22 | $39.4M | 94% | 62% | 113 | 7 | |
| T•• A••••• P•••••••• L•• independent RIA | $867M | +14% | 11 | $78.8M | 99% | 64% | 105 | 2 | |
| W••••••• independent RIA | $866M | +15% | 11 | $78.8M | 90% | 85% | 71 | 1 | 8 |
| C••••• A••••••• G•••• independent RIA | $865M | +12% | 7 | $124M | 98% | 80% | 133 | 1 | |
| G••• C•••••• P••••••• independent RIA | $862M | +9.2% | 10 | $86.2M | 77% | 85% | 43 | 1 | 1 |
| M••••• C•• A•• A••••••• independent RIA | $862M | +18% | 19 | $45.4M | 72% | 79% | 293 | 2 | |
| F•••• S••••• C•••••• M••••••••• I••• independent RIA | $862M | +40% | 5 | $172M | 71% | 84% | 237 | 1 | |
| T•• H••• N•• W•••• A••••••• G••••• L•• independent RIA | $862M | +12% | 6 | $144M | 96% | 71% | 70 | 1 | |
| E•••• W••••• M••••••••• I••• independent RIA | $861M | -14% | 2 | $431M | 100% | 89% | 233 | 1 | |
| K••••••• P•••••• W••••• independent RIA | $861M | +24% | 12 | $71.7M | 87% | 89% | 44 | 2 | |
| A•••• P•••••• W••••• A••••••• independent RIA | $860M | +25% | 19 | $45.3M | 100% | 63% | 64 | 13 | |
| W••••••••• I••••••••• P••••••• L•• independent RIA | $860M | +31% | 6 | $143M | 96% | 67% | 303 | 2 | |
| P•••••• A•••••••• I••• independent RIA | $859M | +17% | 7 | $123M | 77% | 80% | 78 | 1 | |
| D•••• I••••••••• M••••••••• L•• independent RIA | $857M | +11% | 26 | $32.9M | 100% | 67% | 42 | 11 | |
| R••••• C•••••• M••••••••• L•• independent RIA | $855M | +8.7% | 5 | $171M | 99% | 88% | 38 | 1 | |
| B•••••••• F•••••••• P•••••••• I••• independent RIA | $853M | +14% | 9 | $94.8M | 99% | 88% | 84 | 1 | |
| L••••• S••••• L•• independent RIA | $852M | +18% | 11 | $77.5M | 99% | 69% | 73 | 5 | |
| P•• I••••••••• M••••••••• independent RIA | $852M | +8.2% | 7 | $122M | 95% | 89% | 65 | 1 | |
| A•••••• independent RIA | $852M | +17% | 11 | $77.5M | 95% | 73% | 107 | 3 | |
| A••••••• C•••••• A••••••• L•• independent RIA | $851M | +34% | 5 | $170M | 99% | 85% | 106 | 1 | |
| C•••••• W•••••• L•• independent RIA | $851M | +2.1% | 9 | $94.5M | 95% | 78% | 219 | 2 | |
| S••••••••• W••••• M••••••••• L•• independent RIA | $849M | +48% | 9 | $94.3M | 96% | 73% | 114 | 5 | |
| N•• C•••••• A••••••• independent RIA | $847M | +19% | 5 | $169M | 85% | 82% | 437 | 2 | |
| M••••••• C•••••• M••••••••• C• independent RIA | $847M | -1.6% | 6 | $141M | 68% | 88% | 53 | 1 | |
| O••••••• A•••• M••••••••• L•• independent RIA | $846M | 18 | $47.0M | 84% | 76% | 30 | 4 | ||
| V•••• C•••••• M••••••••• I••• independent RIA | $846M | +24% | 13 | $65.1M | 94% | 74% | 60 | 1 | |
| L•••••• C••••••• L•• independent RIA | $845M | +14% | 5 | $169M | 85% | 87% | 242 | 1 | |
| L••••••••• W••••• S••••••••• L•• independent RIA | $844M | +18% | 12 | $70.4M | 100% | 52% | 72 | 1 | |
| A••••••• M•••• M••••••••• L•• independent RIA | $844M | +15% | 11 | $76.7M | 97% | 80% | 76 | 5 | |
| P•••••• C•••••• A•••••••• L•• independent RIA | $842M | +33% | 5 | $168M | 100% | 85% | 82 | 4 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.