DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PALADIN PARTNERS independent RIA | $199M | 2 | $99.3M | 100% | 0.8% | 23 | 1 | ||
| PRESTON INVESTMENTS independent RIA | $198M | 4 | $49.4M | 99% | 12% | 632 | 1 | ||
| BAUTIS FINANCIAL, LLC independent RIA | $197M | +26% | 2 | $98.7M | 100% | 39% | 138 | 2 | |
| CONTINENTAL INVESTORS SERVICES, INC. independent RIA | $197M | +12% | 9 | $21.9M | 97% | 0.0% | 67 | 2 | |
| CAMBRIDGE CAPE COD ADVISORS, LLC independent RIA | $195M | +20% | 1 | $195M | 100% | 35% | 123 | 1 | |
| MICHAEL TRAXLER WEALTH MANAGEMENT, LLC independent RIA | $195M | +15% | 4 | $48.7M | 98% | 35% | 107 | 2 | |
| 3D ADVISOR GROUP, INC. independent RIA | $194M | 2 | $97.2M | 99% | 19% | 51 | 3 | ||
| INNOVATIVE ADVISORY GROUP independent RIA | $194M | +21% | 8 | $24.3M | 99% | 36% | 37 | 5 | |
| SETCHFIELD ASSET MANAGEMENT independent RIA | $193M | +13% | 1 | $193M | 100% | 22% | 250 | 2 | |
| THE ARCHER CONSULTING GROUP, LLC independent RIA | $192M | +24% | 2 | $96.1M | 100% | 12% | 58 | 3 | |
| K2 FINANCIAL INC. independent RIA | $192M | +18% | 8 | $24.0M | 100% | 35% | 49 | 3 | |
| SANCTUARY ADVISORS independent RIA | $192M | -21% | 2 | $95.8M | 90% | 9.4% | 23 | 1 | |
| OCEANSIDE ADVISORS LLC independent RIA | $191M | +20% | 4 | $47.8M | 96% | 30% | 60 | 1 | |
| CALVERT WEALTH MANAGEMENT, INC. independent RIA | $190M | +13% | 3 | $63.2M | 100% | 11% | 120 | 2 | |
| FINANCIAL STRATEGIES GROUP independent RIA | $189M | +11% | 4 | $47.3M | 99% | 35% | 165 | 2 | |
| BLEDSOE ASSET MANAGEMENT, LLC independent RIA | $189M | +11% | 6 | $31.5M | 100% | 39% | 57 | 1 | |
| HAHN FINANCIAL GROUP independent RIA | $189M | +41% | 9 | $21.0M | 97% | 23% | 205 | 1 | |
| CROSS STATE FINANCIAL GROUP LLC independent RIA | $188M | +13% | 9 | $20.9M | 91% | 40% | 44 | 8 | |
| BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC independent RIA | $188M | +83% | 3 | $62.7M | 98% | 35% | 64 | 4 | |
| REDSTONE WEALTH MANAGEMENT, LLC independent RIA | $188M | +22% | 4 | $46.9M | 100% | 36% | 148 | 1 | |
| JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC independent RIA | $187M | +16% | 5 | $37.5M | 100% | 34% | 127 | 1 | |
| SECURE PLANNING independent RIA | $187M | +10% | 4 | $46.8M | 100% | 34% | 132 | 2 | |
| BLOCK WEALTH MANAGEMENT, INC independent RIA | $186M | +19% | 1 | $186M | 59% | 12% | 75 | 1 | |
| PRECISE INVESTMENT MANAGEMENT, INC. independent RIA | $186M | +170% | 8 | $23.3M | 100% | 2.7% | 5 | 4 | |
| NETWORTH ADVISORS, LLC independent RIA | $185M | +16% | 6 | $30.9M | 100% | 14% | 68 | 3 | |
| SCHWARZ INVESTMENT PARTNERS independent RIA | $185M | +14% | 2 | $92.4M | 98% | 22% | 357 | 1 | |
| PCB CAPITAL LLC independent RIA | $185M | 2 | $92.4M | 100% | 35% | 179 | 1 | ||
| SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST independent RIA | $185M | +51% | 6 | $30.8M | 100% | 31% | 180 | 1 | |
| J.M. ARBOUR, LLC independent RIA | $183M | +19% | 9 | $20.4M | 100% | 33% | 80 | 4 | |
| SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC independent RIA | $183M | +20% | 4 | $45.8M | 100% | 38% | 192 | 1 | |
| GENTER ADVISORS LLC independent RIA | $183M | +12% | 8 | $22.8M | 91% | 30% | 68 | 1 | |
| THE PENSION GROUP independent RIA | $182M | +28% | 2 | $91.2M | 100% | 23% | 300 | 2 | |
| ACCELERATED WEALTH ADVISORS LLC independent RIA | $180M | -3.1% | 1 | $180M | 54% | 33% | 568 | 2 | 3 |
| WOLOSHIN INVESTMENT MANAGEMENT, LLC independent RIA | $180M | +9.0% | 3 | $60.1M | 97% | 11% | 120 | 1 | |
| T2 ASSET MANAGEMENT, LLC independent RIA | $180M | +9.1% | 9 | $20.0M | 100% | 22% | 62 | 2 | |
| PALM WEALTH PARTNERS independent RIA | $179M | +36% | 9 | $19.9M | 99% | 36% | 76 | 1 | |
| THE DOWLING GROUP WEALTH MANAGEMENT independent RIA | $179M | +8.2% | 2 | $89.6M | 93% | 27% | 161 | 1 | |
| FIDUCIARY WEALTH GROUP, LLC independent RIA | $178M | +27% | 4 | $44.5M | 99% | 23% | 55 | 2 | |
| LIVELSBERGER FINANCIAL ADVISORY independent RIA | $176M | +9.6% | 1 | $176M | 94% | 17% | 371 | 1 | |
| COMPREHENSIVE FINANCIAL PLANNING INC independent RIA | $176M | -3.6% | 1 | $176M | 100% | 34% | 100 | 1 | |
| FELLOWSHIP FINANCIAL GROUP independent RIA | $176M | +16% | 3 | $58.6M | 95% | 31% | 163 | 1 | |
| LIGHT FINANCIAL SERVICES, INC. independent RIA | $176M | +21% | 2 | $87.8M | 98% | 24% | 311 | 1 | |
| INFINITY FINANCIAL SERVICES ADVISORY independent RIA | $174M | +16% | 36 | $4.8M | 96% | 31% | 18 | 35 | |
| PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. independent RIA | $173M | +25% | 5 | $34.7M | 97% | 16% | 102 | 2 | |
| IFC independent RIA | $173M | 8 | $21.7M | 100% | 26% | 131 | 4 | ||
| GASAWAY INVESTMENT ADVISORS, INC. independent RIA | $173M | +6.6% | 5 | $34.6M | 60% | 37% | 77 | 2 | |
| WABASH CAPITAL, INC. independent RIA | $173M | +9.5% | 3 | $57.7M | 53% | 37% | 163 | 3 | |
| CORNERMEN FINANCIAL, LLC independent RIA | $173M | +20% | 4 | $43.2M | 99% | 33% | 95 | 1 | |
| GENESIS FINANCIAL GROUP, LLC independent RIA | $171M | 1 | $171M | 88% | 32% | 70 | 1 | ||
| LITTLEJOHN FINANCIAL SERVICES INC independent RIA | $171M | +9.0% | 4 | $42.8M | 95% | 39% | 139 | 2 | |
| NORTH SHORE INVESTMENT CONSULTING LLC independent RIA | $171M | +15% | 1 | $171M | 99% | 0.0% | 102 | 1 | |
| PATRICK FINANCIAL GROUP LLC. independent RIA | $170M | +18% | 1 | $170M | 100% | 0.0% | 603 | 1 | |
| ZINNIA WEALTH ADVISORY, LLC independent RIA | $169M | +15% | 3 | $56.3M | 100% | 34% | 171 | 3 | |
| SAFE HARBOR WEALTH ADVISORS, LLC independent RIA | $167M | +30% | 2 | $83.6M | 100% | 35% | 233 | 2 | |
| HUNTER STREET INVESTMENT ADVISORS LLC independent RIA | $166M | +25% | 7 | $23.8M | 100% | 18% | 50 | 1 | |
| VISION FINANCIAL MANAGEMENT, LLC independent RIA | $166M | 2 | $82.8M | 100% | 33% | 225 | 1 | ||
| PR WEALTH MANAGEMENT GROUP independent RIA | $165M | +16% | 5 | $33.0M | 98% | 21% | 91 | 2 | |
| TCM independent RIA | $165M | +14% | 2 | $82.3M | 100% | 22% | 248 | 1 | |
| FLOYD FINANCIAL GROUP LLC independent RIA | $164M | +12% | 1 | $164M | 100% | 14% | 686 | 1 | |
| THIRTEEN TWENTY-TWO ADVISORS independent RIA | $163M | 7 | $23.4M | 87% | 30% | 55 | 3 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.