DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| LIBERTAS WEALTH MANAGEMENT GROUP, INC. independent RIA | $163M | 2 | $81.5M | 89% | 34% | 140 | 1 | ||
| ELITE WEALTH MANAGEMENT, INC. independent RIA | $161M | +5.3% | 4 | $40.4M | 100% | 40% | 218 | 2 | |
| LAUER WEALTH MANAGEMENT independent RIA | $161M | -9.7% | 3 | $53.6M | 98% | 37% | 133 | 2 | |
| BOUNTIFUL INVESTMENT MANAGEMENT LLC independent RIA | $161M | +22% | 2 | $80.3M | 100% | 17% | 280 | 1 | |
| CITY CENTER ADVISORS, LLC independent RIA | $160M | +21% | 7 | $22.9M | 100% | 37% | 59 | 3 | |
| INVERSIONES SURA independent RIA | $160M | +55% | 3 | $53.4M | 88% | 36% | 138 | 1 | |
| SEQUINOX WEALTH MANAGEMENT, LLC independent RIA | $160M | 4 | $40.0M | 96% | 30% | 189 | 3 | ||
| U.S.A. FINANCIAL & TAX SERVICES, LLC independent RIA | $159M | +33% | 3 | $53.1M | 100% | 21% | 220 | 1 | |
| RETIREMENT INCOME STRATEGIES, LLC independent RIA | $159M | +2.9% | 1 | $159M | 100% | 33% | 339 | 4 | |
| PLUS GROUP WEALTH ADVISORS, LLC independent RIA | $159M | +16% | 4 | $39.7M | 97% | 29% | 129 | 1 | |
| INVEST INC. independent RIA | $159M | +27% | 5 | $31.7M | 100% | 0.0% | 42 | 1 | |
| SOUNDPATH RETIREMENT STRATEGIES, LLC independent RIA | $159M | 4 | $39.6M | 100% | 32% | 45 | 4 | ||
| HAROLD DANCE INVESTMENTS independent RIA | $158M | +20% | 8 | $19.8M | 97% | 21% | 38 | 1 | |
| WISCONSIN WEALTH ADVISORS, LLC independent RIA | $158M | 3 | $52.5M | 98% | 36% | 95 | 2 | ||
| INFINIUM INVESTMENT ADVISORS, LLC independent RIA | $155M | +29% | 2 | $77.6M | 100% | 19% | 58 | 1 | |
| GRP RETIREMENT PLANNING independent RIA | $155M | +41% | 5 | $31.1M | 100% | 34% | 169 | 2 | |
| MAGGI INVESTMENT SERVICES, LLC independent RIA | $154M | 3 | $51.3M | 100% | 25% | 172 | 4 | ||
| TERRA WEALTH independent RIA | $152M | -62% | 3 | $50.7M | 100% | 23% | 191 | 6 | |
| APPLE TREE ASSET MANAGEMENT, LLC independent RIA | $152M | +17% | 6 | $25.3M | 100% | 33% | 130 | 2 | |
| REDWOOD COAST FINANCIAL PARTNERS independent RIA | $152M | +7.2% | 2 | $75.9M | 97% | 6.2% | 494 | 3 | |
| HERSHEY FINANCIAL ADVISERS, LLC independent RIA | $152M | +8.9% | 4 | $37.9M | 99% | 29% | 125 | 3 | |
| RED CRANE WEALTH MANAGEMENT, LLC independent RIA | $152M | +13% | 2 | $75.8M | 97% | 11% | 78 | 1 | 1 |
| CRAMER & RAUCHEGGER, INC. independent RIA | $151M | -7.9% | 3 | $50.5M | 100% | 20% | 283 | 1 | |
| SUNRISE FINANCIAL SERVICES LLC independent RIA | $151M | +32% | 3 | $50.4M | 100% | 38% | 90 | 1 | |
| AXOS INVEST, INC independent RIA | $151M | +2.6% | 14 | $10.8M | 100% | 2.2% | 2 | ||
| PROVISION ASSET, LLC independent RIA | $151M | +42% | 6 | $25.1M | 99% | 36% | 77 | 7 | |
| FINANCIAL STRATEGIES, INC. independent RIA | $150M | +9.3% | 4 | $37.5M | 100% | 37% | 50 | 1 | |
| WHITE & COMPANY FINANCIAL PLANNING, INC. independent RIA | $150M | +14% | 4 | $37.5M | 100% | 39% | 77 | 1 | |
| CLARITY FINANCIAL ADVISORS LLC independent RIA | $150M | +50% | 6 | $24.9M | 96% | 22% | 164 | 7 | |
| MONSON WEALTH MANAGEMENT, INC. independent RIA | $149M | +15% | 1 | $149M | 100% | 40% | 364 | 1 | |
| FUND ADVISORS OF AMERICA INC independent RIA | $149M | +13% | 3 | $49.8M | 100% | 36% | 195 | 1 | |
| PRESTIGE WEALTH MANAGEMENT independent RIA | $148M | 5 | $29.7M | 100% | 37% | 59 | 2 | ||
| TUVE INVESTMENT MANAGEMENT, INC. independent RIA | $148M | +11% | 2 | $73.9M | 100% | 25% | 262 | 1 | |
| CHELSEA ADVISORY SERVICES, INC independent RIA | $147M | +16% | 31 | $4.8M | 100% | 16% | 18 | 22 | |
| WEALTHPOINT ADVISORS independent RIA | $147M | +23% | 3 | $49.0M | 98% | 38% | 125 | 1 | |
| MFG INVESTMENTS, LLC independent RIA | $146M | +21% | 5 | $29.3M | 100% | 15% | 69 | 2 | |
| THE LIFE GROUP FINANCIAL SERVICES independent RIA | $146M | +16% | 5 | $29.2M | 100% | 24% | 252 | 5 | |
| MANNA WEALTH MANAGEMENT independent RIA | $146M | +19% | 1 | $146M | 98% | 40% | 614 | 6 | |
| CORE ALPHA, INC. independent RIA | $146M | +30% | 3 | $48.7M | 100% | 0.0% | 107 | 1 | |
| PARADY WEALTH MANAGEMENT independent RIA | $146M | -6.6% | 4 | $36.4M | 98% | 12% | 315 | 4 | |
| OCTOBER EFFECT LTD. independent RIA | $146M | +24% | 4 | $36.4M | 100% | 32% | 149 | 3 | |
| CHAPMAN & CHAPMAN ADVISORS LLC independent RIA | $146M | +11% | 2 | $72.8M | 99% | 7.6% | 134 | 1 | |
| CAPITAL MANAGEMENT SERVICES, INC. independent RIA | $145M | +2.5% | 7 | $20.7M | 100% | 32% | 35 | 4 | |
| BLUE FINANCIAL independent RIA | $145M | +44% | 7 | $20.7M | 100% | 36% | 46 | 1 | |
| SOUTH COVE FINANCIAL, LLC independent RIA | $145M | 2 | $72.5M | 100% | 19% | 119 | 3 | ||
| EGSI INVESTMENT MANAGEMENT independent RIA | $145M | 3 | $48.2M | 70% | 34% | 82 | 1 | ||
| STAR CAPITAL INC. independent RIA | $144M | +0.1% | 5 | $28.7M | 99% | 16% | 139 | 3 | |
| MARTINSEN WEALTH MANAGEMENT independent RIA | $143M | +40% | 7 | $20.5M | 99% | 39% | 51 | 3 | |
| J. L. PERKINS WEALTH MANAGEMENT, LLC independent RIA | $142M | 3 | $47.4M | 100% | 14% | 113 | 1 | ||
| EQUITY ADVISORS OF KENTUCKY INC independent RIA | $142M | +13% | 3 | $47.2M | 100% | 32% | 38 | 2 | |
| LITTLEFIELD ASSET MANAGEMENT, INC. independent RIA | $141M | 1 | $141M | 100% | 4.6% | 54 | 1 | ||
| MERCURIO WEALTH ADVISORS independent RIA | $141M | +15% | 3 | $47.0M | 100% | 19% | 149 | 1 | |
| MESTMAKER & PETREY WEALTH ADVISORS independent RIA | $141M | -26% | 3 | $46.9M | 92% | 37% | 116 | 2 | |
| VERTIS WEALTH, LLC independent RIA | $141M | +22% | 6 | $23.4M | 100% | 26% | 139 | 7 | |
| RSG INVESTMENTS LLC independent RIA | $141M | +21% | 7 | $20.1M | 100% | 34% | 79 | 4 | |
| CHIPSER WEALTH MANAGEMENT, LLC independent RIA | $140M | +21% | 3 | $46.7M | 90% | 29% | 1 | ||
| IMPERITY WEALTH ALLIANCE LLC independent RIA | $140M | 10 | $14.0M | 97% | 30% | 36 | 2 | ||
| ROSS WEALTH ADVISORS, LLC independent RIA | $140M | 2 | $69.8M | 99% | 33% | 135 | 1 | ||
| LEGACY FINANCIAL ADVISORS independent RIA | $139M | 3 | $46.4M | 100% | 35% | 72 | 3 | ||
| STONEBRIAR WEALTH, LLC independent RIA | $139M | 4 | $34.8M | 100% | 32% | 126 | 2 |
800 practices match (Mass-affluent RIA). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.