DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KRILOGY independent RIA | $5.2B | +47% | 63 | $82.5M | 85% | 85% | 49 | 6 | 1 |
| PAINE SCHWARTZ PARTNERS, LLC asset manager | $5.2B | +11% | 0.0% | 2 | 18 | ||||
| BAKER TILLY WEALTH MANAGEMENT, LLC mixed wealth | $5.2B | +4.4% | 26 | $200M | 25% | 75% | 21 | 9 | |
| B••• C•••• A•••• M••••••••• L•• mixed wealth | $5.2B | -30% | 8 | $649M | 36% | 100% | 16 | 2 | 40 |
| I••••••••• C•••••• I••••••••• P•••••••• L••• asset manager | $5.2B | +29% | 0.0% | 1 | 10 | ||||
| L•••••• E••• I••••••••• A••••••••• institutional | $5.2B | +6.1% | 0.0% | 1 | |||||
| L••••• A•••••••• L•• independent RIA | $5.2B | +24% | 19 | $272M | 94% | 98% | 16 | 1 | |
| I••••••• A••••••• S•••••••• L•• mixed wealth | $5.2B | +43% | 222 | $23.3M | 44% | 64% | 15 | 17 | 1 |
| A•••• S••••••• C••••••••• L•• institutional | $5.2B | -0.3% | 5 | $1.0B | 1.6% | 98% | 3 | 1 | |
| J•••••••• I••••••••• A••••••• L•• mixed wealth | $5.2B | +0.6% | 119 | $43.3M | 40% | 10 | |||
| H•••• C•••••• A••••••• L•• asset manager | $5.1B | +46% | 0.0% | 46 | 6 | ||||
| A•••••• P••••••• N•••• A•••••• L•• asset manager | $5.1B | -21% | 0.0% | 1 | |||||
| R•••••••• C•••••• M••••••••• L••• asset manager | $5.1B | +18% | 1 | $5.1B | 0.0% | 1 | 7 | ||
| T••••••• A••••••• L•• independent RIA | $5.1B | +18% | 3 | $1.7B | 54% | 84% | 745 | 1 | |
| G•••••••• C•••••• M••••••••• L• asset manager | $5.1B | +37% | 0.0% | 2 | 15 | ||||
| N•••• C•••••• M••••••••• L• asset manager | $5.1B | +11% | 0.0% | 1 | 15 | ||||
| N•• T••• C•••••• M••••••••• L• asset manager | $5.1B | -11% | 0.0% | 1 | 3 | ||||
| S•••• P•••••• E••••• P•••••••• L•• asset manager | $5.1B | +12% | 0.0% | 1 | 22 | ||||
| C••••••• R••• E••••• L•• asset manager | $5.1B | +18% | 0.0% | 3 | |||||
| T•••••• B•• C•••••• asset manager | $5.1B | +73% | 0.0% | 1 | 43 | ||||
| C•••••• I• L• asset manager | $5.1B | +39% | 0.0% | 11 | 111 | ||||
| S••••• C•••••• M••••••••• C••••••• L••••• asset manager | $5.1B | -2.5% | 0.0% | 2 | 13 | ||||
| D••••••• C•••••• P••••••• L•• asset manager | $5.1B | +21% | 0.0% | 2 | 17 | ||||
| W•••• O•• G••••• A•••••••• L•• asset manager | $5.1B | -5.7% | 0.0% | 3 | 37 | ||||
| D•• I••••••••• H••• K••• L•••••• asset manager | $5.1B | +112% | 0.0% | 1 | |||||
| G••••• C•••••• M••••••••• independent RIA | $5.1B | +13% | 21 | $243M | 83% | 68% | 194 | 2 | |
| B•••••• H••••••• L• asset manager | $5.1B | +53% | 0.0% | 2 | 9 | ||||
| E••••••••• W••••• A•••••••• L•• independent RIA | $5.1B | +29% | 76 | $67.1M | 75% | 78% | 43 | 28 | 1 |
| M•••• W••••• M••••••••• L•• independent RIA | $5.1B | +7.4% | 34 | $150M | 94% | 95% | 47 | 1 | |
| T•••• asset manager | $5.1B | 2 | $2.5B | 0.0% | 1 | ||||
| S••••• A••••••• I••• BD affiliated | $5.1B | +13% | 233 | $21.9M | 96% | 53% | 42 | 156 | |
| I•••• C•••••• P•••••••• L•• asset manager | $5.1B | +26% | 0.0% | 2 | 4 | ||||
| N•• E•••••• P•••••• W••••• A•••••••• L•• independent RIA | $5.1B | +70% | 12 | $424M | 60% | 99% | 31 | 3 | |
| P••••••••• P••••••• • C••• L•• independent RIA | $5.1B | +29% | 11 | $463M | 90% | 100% | 2 | 10 | |
| B••••••••• independent RIA | $5.1B | +35% | 34 | $150M | 94% | 93% | 30 | 14 | |
| C••••••••• C•••••• M••••••••• L•• other | $5.1B | +43% | 0.0% | 1 | |||||
| T•• P•••••• F•••••••• G••••• I••• independent RIA | $5.1B | +23% | 14 | $362M | 99% | 9.9% | 1,201 | 1 | |
| T• I••••••••• asset manager | $5.1B | +6.5% | 0.0% | 2 | 5 | ||||
| M••••••••• C•••••• L•••••• asset manager | $5.1B | +1.1% | 0.0% | 1 | 1 | ||||
| F•••• F••••••••• A••••••• independent RIA | $5.1B | -7.0% | 29 | $175M | 74% | 94% | 36 | 12 | |
| O••••••• A•••• M••••••••• I•• asset manager | $5.1B | +28% | 7 | $723M | 1.3% | 77% | 9 | 1 | |
| T••••••• B•••••• A•• R••••••••• A••••••• institutional | $5.1B | +11% | 7 | $723M | 0.0% | 1 | |||
| P•••••••• C•••••• asset manager | $5.1B | +41% | 0.0% | 2 | |||||
| T•• C•••••••• M••••••••• L•• asset manager | $5.1B | +181% | 0.0% | 3 | 3 | ||||
| W••••••••• F••••• O••••• independent RIA | $5.1B | +20% | 9 | $562M | 99% | 98% | 15 | 1 | |
| T•••• B••• C•••••• L•• mixed wealth | $5.1B | +33% | 13 | $389M | 31% | 100% | 33 | 11 | 17 |
| N•••••• G•••• C••••••••• L•• institutional | $5.1B | +15% | 22 | $230M | 0.0% | 1 | |||
| M•••••••• C••••••• L•• asset manager | $5.0B | +15% | 0.0% | 1 | 3 | ||||
| D•••••• W••••• P•••••••• L•• independent RIA | $5.0B | +28% | 32 | $158M | 95% | 86% | 64 | 11 | |
| P••••••••• • A• E••••••••• C•••••• independent RIA | $5.0B | +9.7% | 65 | $77.5M | 99% | 85% | 36 | 15 | |
| L•••• C•••••• G••••• L• asset manager | $5.0B | -4.6% | 0.0% | 1 | 18 | ||||
| T•• F••••• O••••• P••••••• independent RIA | $5.0B | +21% | 27 | $187M | 99% | 100% | 9 | 3 | |
| C•••• W•••••• • A••••••••• L•• independent RIA | $5.0B | +19% | 76 | $66.3M | 58% | 86% | 30 | 3 | |
| M•• C•••••• P•••••••• L•• asset manager | $5.0B | +27% | 0.0% | 1 | 10 | ||||
| W••••••••• C•••••• A•••••••• L•• institutional | $5.0B | +19% | 0.0% | 1 | |||||
| R••••••••• independent RIA | $5.0B | -27% | 12 | $419M | 64% | 100% | 290 | 1 | |
| C•••••• B••••• A••••••• independent RIA | $5.0B | +9.3% | 40 | $126M | 88% | 87% | 46 | 11 | |
| K•••••• C•••••• M••••••••• other | $5.0B | +2.7% | 16 | $314M | 2.4% | 98% | 6 | 1 | |
| K••••••••• C•••••• M••••••••• L•••••• asset manager | $5.0B | +13% | 0.0% | 1 | 4 | ||||
| F•••••••• C•••••• L• asset manager | $5.0B | +15% | 0.0% | 1 | 2 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.