DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| FARTHER ASSET MANAGEMENT, LLC independent RIA | $2.9B | +900% | 2 | $1.5B | 100% | 43% | 4,822 | 1 | 2 |
| POLYCHAIN CAPITAL LP asset manager | $2.9B | -48% | 0.0% | 1 | 14 | ||||
| SYLEBRA CAPITAL LLC asset manager | $2.9B | -38% | 0.0% | 1 | 3 | ||||
| A•••• M••••••••• O•• U•• I••• institutional | $2.9B | -60% | 0.0% | 1 | 4 | ||||
| F••• P•••• C•••••• P••••••• L•• independent RIA | $2.9B | +45% | 20 | $145M | 85% | 99% | 22 | 5 | 10 |
| R•• C•••••• M••••••••• L•• asset manager | $2.9B | +10% | 0.0% | 5 | 12 | ||||
| L•••••• L••• L• asset manager | $2.9B | +18% | 0.0% | 1 | 1 | ||||
| S•••• S••••• W••••• M••••••••• independent RIA | $2.9B | +23% | 17 | $170M | 93% | 93% | 64 | 4 | |
| H•••• R•••• L•• independent RIA | $2.9B | +23% | 13 | $222M | 56% | 96% | 27 | 3 | |
| C•• I••••••••• A••••••• independent RIA | $2.9B | +8.7% | 18 | $160M | 82% | 71% | 173 | 1 | |
| D•••••••• I••••••••• C••••••••• L•• other | $2.9B | +17% | 8 | $361M | 17% | 84% | 50 | 2 | |
| K•••••• C•••••• M••••••••• ••• L•••••• institutional | $2.9B | +41% | 0.0% | 1 | 9 | ||||
| D•• C•••••• P••••••• asset manager | $2.9B | +31% | 0.0% | 6 | 7 | ||||
| R•• W••••• B•••••••• I••• independent RIA | $2.9B | +31% | 54 | $53.4M | 62% | 75% | 35 | 24 | |
| W••••••••• C•••••• M••••••••• L•• asset manager | $2.9B | +2.5% | 0.0% | 1 | |||||
| G•••••• C•••••• M••••••••• L• asset manager | $2.9B | -5.8% | 0.0% | 2 | 4 | ||||
| M•• I••••••••• P••••••• ••• L• asset manager | $2.9B | -25% | 0.0% | 1 | 27 | ||||
| E••••••• C•••••• P•••••••• L•• asset manager | $2.9B | -8.2% | 2 | $1.4B | 0.0% | 1 | 29 | ||
| R•••• I••••••••• A••••••• L•• BD affiliated | $2.9B | +18% | 120 | $24.0M | 95% | 42% | 69 | 78 | |
| L• A••••••• L•• independent RIA | $2.9B | +25% | 5 | $575M | 84% | 96% | 108 | 2 | 1 |
| C•••••• C•••••• L•• independent RIA | $2.9B | +10% | 6 | $479M | 78% | 100% | 36 | 1 | 3 |
| C••••• C••••••• L•• asset manager | $2.9B | -2.4% | 0.0% | 3 | 5 | ||||
| R••••••• W••••• M••••••••• L•• independent RIA | $2.9B | +31% | 45 | $63.8M | 97% | 86% | 20 | 1 | |
| L•••••• I••••••••• asset manager | $2.9B | +4.2% | 2 | $1.4B | 3.0% | 100% | 6 | 1 | |
| M•••••• A•••• M••••••••• ••• L•• asset manager | $2.9B | -16% | 0.0% | 1 | 2 | ||||
| C••••••• F•••••••• A••••••• I•• independent RIA | $2.9B | +17% | 17 | $169M | 100% | 91% | 63 | 2 | |
| H••••••••• C•••••• M••••••••• independent RIA | $2.9B | +7.5% | 15 | $191M | 86% | 90% | 31 | 1 | 3 |
| N•• C•••••• L• asset manager | $2.9B | 0.0% | 1 | 1 | |||||
| M••••• A••••••• S•••••••• I••• independent RIA | $2.9B | +37% | 19 | $151M | 95% | 65% | 189 | 1 | |
| T•••••• P•••••••• L••• asset manager | $2.9B | +8.9% | 0.0% | 1 | |||||
| P••• W••• A•••• M••••••••• L•• asset manager | $2.9B | +13% | 0.0% | 1 | 3 | ||||
| W•••••• P•••••••• • C••• L•• independent RIA | $2.9B | +6.5% | 7 | $409M | 84% | 94% | 106 | 1 | |
| K•••••• A•••• M••••••••• L•• other | $2.9B | +7.8% | 8 | $357M | 0.0% | 5 | |||
| B••••••••• C••••••• L•• asset manager | $2.9B | +3.6% | 0.0% | 2 | 12 | ||||
| V•••• W••••• P•••••••• L•• independent RIA | $2.9B | 8 | $357M | 81% | 98% | 40 | 5 | 1 | |
| P••• C•••••• L•• mixed wealth | $2.9B | +7.8% | 1 | $2.9B | 34% | 100% | 424 | 1 | 5 |
| C••••• M•••••• independent RIA | $2.9B | +11% | 64 | $44.6M | 93% | 53% | 53 | 29 | |
| L••••• K••••• M••• L•• independent RIA | $2.8B | +89% | 4 | $712M | 67% | 100% | 1 | 33 | |
| M••••• W••••• A••••••• independent RIA | $2.8B | +38% | 20 | $142M | 92% | 99% | 19 | 3 | |
| I••••••••• C••••••••• G•••• I•• other | $2.8B | +9.2% | 2 | $1.4B | 12% | 93% | 62 | 2 | |
| K•• F••••••••• I••• independent RIA | $2.8B | +16% | 8 | $355M | 99% | 91% | 176 | 1 | |
| S•••••••• C•••••• A••••••••• G••••• L••••• asset manager | $2.8B | -58% | 1 | $2.8B | 0.1% | 100% | 1 | ||
| E•••••••• S•••••••• L•• asset manager | $2.8B | -7.0% | 0.0% | 1 | 34 | ||||
| W••• F•••••••• S•••••••• I••• independent RIA | $2.8B | +10% | 22 | $129M | 94% | 94% | 43 | 2 | |
| B•••• C•••••• M••••••••• I•• other | $2.8B | +6.5% | 1 | $2.8B | 0.0% | 1 | |||
| R•••• C•••••• P••••••• asset manager | $2.8B | +37% | 0.0% | 4 | 6 | ||||
| Q••••••••• S••••••••• S••••••••• L•• asset manager | $2.8B | +15% | 0.0% | 1 | 1 | ||||
| M••••••••• C•••••• M••••••••• L•• independent RIA | $2.8B | -24% | 12 | $236M | 78% | 99% | 18 | 4 | 16 |
| S••• L•• L• asset manager | $2.8B | +1488% | 0.0% | 1 | 1 | ||||
| A•••••• R••• A•••• M••••••••• L• asset manager | $2.8B | +79% | 0.0% | 2 | 1 | ||||
| F••••••• F•••••••• A••••••• independent RIA | $2.8B | +17% | 25 | $113M | 96% | 83% | 83 | 4 | |
| E••••••• I••••••••• P••••••• L•• other | $2.8B | -7.3% | 7 | $404M | 5.2% | 1.6% | 23 | 3 | 2 |
| P••••••• C•••••• M••••••••• L•• asset manager | $2.8B | -7.3% | 0.0% | 2 | 4 | ||||
| B••••••• C•••••• M••••••••• L••••• asset manager | $2.8B | +35% | 0.0% | 1 | 9 | ||||
| T••• F•••••••• independent RIA | $2.8B | +13% | 63 | $44.8M | 86% | 62% | 72 | 34 | |
| M•••••• I••••••••• L•• other | $2.8B | +11% | 17 | $166M | 18% | 100% | 16 | ||
| T•• S••• C•••••• L• asset manager | $2.8B | +92% | 0.0% | 1 | 12 | ||||
| N•••••••• I••••••••• M••••••••• L• asset manager | $2.8B | +5.4% | 0.0% | 1 | 15 | ||||
| P•••• D•••• C•••••• L•• asset manager | $2.8B | +14% | 0.0% | 3 | 17 | ||||
| K•••••• H••• I••••••••• M••••••••• other | $2.8B | +22% | 0.0% | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.