DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC BD affiliated | $110B | +9.2% | 1,340 | $82.2M | 89% | 78% | 179 | 139 | |
| HARRIS | OAKMARK asset manager | $109B | +17% | 4 | $27B | 6.6% | 100% | 472 | 1 | 2 |
| WARBURG PINCUS LLC asset manager | $109B | +12% | 0.0% | 2 | 213 | ||||
| N•••••• A•••••••• L•• BD affiliated | $109B | +27% | 57 | $1.9B | 90% | 75% | 1,974 | 4 | |
| S•••••••• G•••• L• asset manager | $108B | +14% | 0.0% | 10 | 409 | ||||
| B•• C••••• A•• I•••••••• S•••••••• A•••••• L•• institutional | $107B | +16% | 0.0% | 37 | 1 | ||||
| C••••••• I••• institutional | $107B | +7.4% | 1 | $107B | 0.0% | 2 | |||
| T•••• I••••••••• C••••••••• asset manager | $107B | +28% | 0.0% | 7 | 10 | ||||
| A••••••••• H••••••• asset manager | $106B | +42% | 0.0% | 5 | 119 | ||||
| V•••• E••••• P••••••• M••••••••• L•• asset manager | $106B | +5.9% | 0.0% | 4 | |||||
| P•••••••• R••• E••••• institutional | $106B | +6.3% | 0.2% | 40% | 16 | 18 | |||
| B••••••••• A•••• M••••••••• P•• U•• L•• asset manager | $105B | +14% | 0.0% | 47 | 116 | ||||
| R•• G••••• A•••• M••••••••• ••••• I••• asset manager | $104B | +37% | 2 | $52B | 0.1% | 25% | 36 | 4 | 14 |
| L•• A•••• M••••••••• other | $104B | +14% | 0.0% | 1 | 21 | ||||
| P••• I••••••••• A••••••• asset manager | $104B | +11% | 12 | $8.7B | 0.0% | 14 | |||
| L•••••• F•••••••• I••••••••• C••••••••• asset manager | $102B | +6.5% | 0.0% | 2 | |||||
| S•••• S••••• A•••••••• L•• asset manager | $102B | +27% | 0.0% | 12 | 160 | ||||
| O•• H••• A•••••••• L••• asset manager | $101B | +17% | 0.0% | 2 | 94 | ||||
| B••••••••• C••••• B•• A••••••• L•• asset manager | $101B | +19% | 0.0% | 14 | |||||
| B••••••••• C••••••• L•• asset manager | $100B | +18% | 0.0% | 1 | 12 | ||||
| R••••••••• C•••••• M••••••••• BD affiliated | $100B | +42% | 1,035 | $96.2M | 82% | 84% | 46 | 68 | |
| B••••••••• R•••••••• E••••• G•••• L•• asset manager | $99B | +13% | 0.0% | 36 | 119 | ||||
| N•••••••• B••••• E••••• L•••••• asset manager | $98B | +22% | 10 | $9.8B | 0.0% | 2 | 7 | ||
| P•••••• C•••••• M••••••••• L• other | $98B | +5.2% | 0.0% | 5 | 103 | ||||
| A••• C•••••• M••••••••• L•• asset manager | $98B | +15% | 0.0% | 11 | 34 | ||||
| F•••••••• A••••••• L•• mixed wealth | $98B | +44% | 69 | $1.4B | 34% | 100% | 10 | 18 | |
| E•••• V•••• M••••••••• asset manager | $97B | +14% | 106 | $915M | 0.0% | 5 | 14 | ||
| W•• I••••••••• M••••••••• other | $97B | +30% | 7 | $14B | 7.7% | 75% | 816 | 3 | 15 |
| B••• C•••••• P•••••• E•••••• L• asset manager | $96B | +35% | 0.0% | 16 | 36 | ||||
| R••••••••• T••••••••• L•• asset manager | $96B | +4.8% | 0.0% | 2 | 4 | ||||
| G•• G•••••••• L••• asset manager | $95B | +11% | 0.1% | 100% | 3 | 261 | |||
| B••• O•• G••• A••••••• L•• asset manager | $95B | +11% | 0.0% | 4 | 125 | ||||
| N•••••• I•••••••• L•• asset manager | $94B | +87% | 0.0% | 5 | 25 | ||||
| P•• A•••••• I•• institutional | $94B | +26% | 0.0% | 100% | 6 | 11 | |||
| F••• W••••••••• I••••••••• A••••••• I•• institutional | $93B | +18% | 19 | $4.9B | 1.2% | 100% | 31 | 3 | 45 |
| D••••••••• C•••••• L• asset manager | $93B | +3.6% | 0.6% | 100% | 2 | 8 | |||
| C••••• M••••••••• L••••• asset manager | $93B | +33% | 0.0% | 4 | 146 | ||||
| C••••••• C•••••• M••••••••• L••• asset manager | $92B | +7.8% | 3 | $31B | 0.0% | 11 | 178 | ||
| I•••••• V•••••• P••••••• asset manager | $92B | -1.9% | 0.0% | 4 | |||||
| W••••••••• A••••••••• I••••••••• asset manager | $92B | +57% | 0.0% | 1 | 128 | ||||
| B••••••••• A••••••••• A•••• M••••••••• L••• asset manager | $92B | +18% | 0.0% | 7 | 110 | ||||
| A••••••••• I••• BD affiliated | $92B | +19% | 218 | $421M | 92% | 26% | 2,055 | 5 | |
| A••••• I••••••••• L••• asset manager | $92B | +11% | 0.0% | 3 | 133 | ||||
| C••••••• I••••••••• A•••••••• L•• asset manager | $92B | -0.2% | 1 | $92B | 0.0% | 8 | 16 | ||
| A•• I••••••••• S•••••••• I••• asset manager | $91B | -2.2% | 0.0% | 2 | |||||
| A•••• A•••• M••••••••• U• institutional | $89B | +2.9% | 1 | $89B | 0.0% | 3 | 19 | ||
| S•••••• I••••••••• M••••••••• C•••••• other | $89B | +13% | 0.0% | 2 | 1 | ||||
| W••••••••• A•••• M••••••••• I••• asset manager | $88B | +8.2% | 0.0% | 1 | |||||
| I•• C•••••• M••••••••• asset manager | $88B | +3.7% | 0.0% | 2 | 8 | ||||
| M••••••••• I••••••••• M••••••••• L•• mixed wealth | $88B | +15% | 25 | $3.5B | 45% | 10% | 20,638 | 41 | |
| P••••••• other | $88B | +16% | 0.0% | 4 | 115 | ||||
| L••••••••• I••••••••• P•••••••• L•• asset manager | $87B | +18% | 3 | $29B | 0.0% | 23 | 141 | ||
| C••••••• D••••••• • R•••• L•• asset manager | $87B | +6.3% | 0.0% | 1 | 42 | ||||
| F••••••• I••••••••• G•••• asset manager | $87B | +14% | 0.0% | 19 | 347 | ||||
| C•••• • S••••• C•••••• M••••••••• I••• asset manager | $86B | +5.8% | 22 | $3.9B | 0.0% | 100% | 1 | 9 | |
| L•••••• G•••• • P•••••••• L••• asset manager | $86B | +14% | 0.0% | 1 | 107 | ||||
| C••••• C•••• • L••• I••••••••• M••••••••• L•• other | $86B | +73% | 0.0% | 100% | 3 | 10 | |||
| P••••••• A••••••• L•• asset manager | $85B | +15% | 10 | $8.5B | 0.0% | 1 | |||
| M••••• G••••• A••••••• I••• independent RIA | $84B | +40% | 749 | $113M | 92% | 91% | 47 | 269 | |
| C•••••••• C•••••• G••••• L••• asset manager | $84B | +5.0% | 0.0% | 9 | 93 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.