DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BDT CAPITAL PARTNERS asset manager | $52B | +4.2% | 1 | $52B | 0.0% | 13 | 45 | ||
| GENSTAR CAPITAL asset manager | $51B | +1.7% | 0.0% | 1 | 30 | ||||
| PNC CAPITAL ADVISORS LLC other | $51B | +20% | 17 | $3.0B | 0.0% | 5 | |||
| C••• L•• BD affiliated | $51B | +50% | 665 | $76.1M | 91% | 48% | 79 | 166 | |
| M••••• G•••• I••••••••• A•••••••• L•• independent RIA | $51B | +18% | 255 | $198M | 92% | 96% | 35 | 10 | |
| P••••••• C•••••• I••••••••• G••••• L•• other | $51B | +22% | 1 | $51B | 12% | 100% | 521 | 4 | 50 |
| T••••• C•••••• asset manager | $50B | +117% | 0.0% | 3 | 54 | ||||
| M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealth | $50B | -3.9% | 92 | $548M | 26% | 100% | 153 | 12 | 6 |
| H••••••• A•••••••• L• asset manager | $50B | +33% | 0.0% | 1 | 2 | ||||
| C••• I••••••••• M••••••••• I••••••• L•••••• institutional | $50B | +16% | 0.0% | 8 | 5 | ||||
| S•••• M•••• A••••••• institutional | $50B | +34% | 0.0% | 16 | 4 | ||||
| L••••••••• V•••••• P••••••• asset manager | $50B | +60% | 0.0% | 7 | 51 | ||||
| V••••••• A••••••• S••••••••• I••• independent RIA | $50B | +398% | 8 | $6.2B | 100% | 1 | |||
| A• W••••• M••••••••• L•• BD affiliated | $50B | +33% | 463 | $108M | 99% | 39% | 275 | 315 | |
| C••••••• C•••••• G•••• L• asset manager | $50B | +14% | 0.0% | 6 | 88 | ||||
| I•• I••••••••• I•• asset manager | $50B | +32% | 0.0% | 5 | 67 | ||||
| M••••••• I••••••••• P••••••• L•••••• other | $49B | +19% | 0.0% | 1 | 27 | ||||
| B••••• I••••••••• G•••• asset manager | $49B | +0.6% | 0.0% | 12 | 153 | ||||
| M•••••••• I••••••••• P••••••• asset manager | $49B | +16% | 0.0% | 8 | 60 | ||||
| I•••••• M••••••••• S••• other | $49B | +57% | 0.0% | 3 | 1 | ||||
| S•• C•••••• M••••••••• L•• independent RIA | $49B | +13% | 79 | $616M | 62% | 100% | 13 | 62 | |
| G••• L•• asset manager | $49B | +4.2% | 0.0% | 3 | 55 | ||||
| C••••••••• L•• asset manager | $49B | +38% | 0.4% | 100% | 4 | 4 | |||
| M••••••• I••••••••• M••••••••• P•••••• M•••••• ••• L•• other | $48B | +13% | 0.0% | 12 | 44 | ||||
| T••••••• A•••• M••••••••• L•• asset manager | $48B | +2.5% | 23 | $2.1B | 0.0% | 2 | |||
| P•••••••• A••••••• L•• other | $48B | +7.1% | 0.0% | 9 | 92 | ||||
| W••••••••• A••••••• L•• BD affiliated | $48B | +20% | 41 | $1.2B | 99% | 36% | 12,649 | 1 | |
| P••••••• E••••• A•••••••• L•• asset manager | $48B | -4.0% | 0.0% | 5 | 149 | ||||
| A•••••• C•••••• A••••••• L•• asset manager | $47B | +14% | 0.0% | 7 | 40 | ||||
| S•••••••• G•••• E••••• A••••••••• I••••••••• L•••••• asset manager | $47B | +5.7% | 0.0% | 2 | 4 | ||||
| M•••••••• A••••••••• I••• other | $47B | +32% | 4 | $12B | 10% | 100% | 26 | 9 | |
| F•••••••• P••••••• asset manager | $47B | +4.4% | 0.0% | 3 | 43 | ||||
| B••••••• I••••••••• M••••••••• L•• asset manager | $47B | +4.1% | 0.0% | 1 | |||||
| P••• R•••• C•••••• M••••••••• L••• asset manager | $47B | +95% | 0.0% | 2 | 2 | ||||
| D••••••• K•••••• C•••••• M••••••••• L• asset manager | $47B | +7.1% | 0.0% | 4 | 56 | ||||
| N•• C•••••• L•• institutional | $47B | +19% | 0.0% | 3 | |||||
| N•• M••••••• C••••••• L•• asset manager | $46B | +8.1% | 0.0% | 9 | 14 | ||||
| S••••• P•••• C••••••• L••• asset manager | $46B | +25% | 0.0% | 10 | |||||
| C•••••• A••••••• G•••• L•• other | $46B | +23% | 0.1% | 100% | 2 | ||||
| B••• O•• C••••• P•••••• F••• A••••••• L•• asset manager | $46B | +37% | 0.0% | 9 | 87 | ||||
| S••• F••• S••••••• asset manager | $46B | +24% | 1 | $46B | 0.0% | 1 | 240 | ||
| C••••••••• C••••••••• I••••••••• independent RIA | $46B | +521% | 24 | $1.9B | 87% | 100% | 3 | 16 | |
| T•••• I••••••••• L•• asset manager | $46B | +68% | 1 | $46B | 0.0% | 84% | 12 | 5 | |
| G•••••• C••••••• asset manager | $46B | +36% | 0.0% | 6 | 49 | ||||
| C••••••• A•••• M••••••••• I•• institutional | $45B | +9.0% | 21 | $2.2B | 0.0% | 7 | |||
| E• W••••• A••••••• independent RIA | $45B | +27% | 337 | $134M | 93% | 41% | 58 | 36 | |
| C•••• C•••• T•••• C•••••• mixed wealth | $45B | +12% | 41 | $1.1B | 28% | 100% | 2 | ||
| M••• N•• Y••• C••••••••• institutional | $45B | -0.7% | 0.0% | 1 | |||||
| C••• A•••• M••••••••• L•• asset manager | $45B | +7.4% | 0.0% | 13 | 87 | ||||
| C•••• I••••••••• C•••••• L••• asset manager | $44B | 0.0% | 2 | ||||||
| P•••••• A•••••• G••••• L•• BD affiliated | $44B | +19% | 929 | $47.7M | 96% | 53% | 150 | 477 | |
| S•••• C•••••• M••••••••• L•• other | $44B | -1.9% | 1.3% | 82% | 6 | 2 | |||
| P••••••• A•••• M••••••••• I•• other | $44B | +33% | 0.0% | 1 | 9 | ||||
| B••••••••• A••••••••• C••••• A••••••• L• asset manager | $44B | -5.1% | 0.0% | 14 | 87 | ||||
| C•••••• A••••••• L•• asset manager | $44B | +15% | 41 | $1.1B | 4.3% | 81% | 42 | 7 | 3 |
| A••••• C•••••• L•• other | $44B | +7.8% | 2 | $22B | 0.0% | 100% | 5 | ||
| A•••••••• C•••••• M••••••••• L•• other | $44B | -0.7% | 20 | $2.2B | 14% | 0.0% | 223 | 3 | 1 |
| E•••••• C•••••• M••••••••• L•• asset manager | $43B | +8.5% | 0.0% | 1 | 3 | ||||
| P•••• C•••••• asset manager | $43B | +16% | 0.0% | 7 | 4 | ||||
| N•••••• A••••••• BD affiliated | $43B | +58% | 603 | $71.7M | 92% | 72% | 81 | 100 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.