DFX Intelligence
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| LAWLEY RETIREMENT ADVISORS institutional | $2.1B | +9.1% | 11 | $194M | 0.0% | 2 | |||
| NEW ENGLAND RETIREMENT CONSULTANTS, LLC institutional | $2.1B | +9.2% | 4 | $528M | 0.0% | 1 | |||
| FIDUCIARY ADVISORS, INC. institutional | $2.1B | +22% | 3 | $702M | 9.4% | 89% | 36 | 1 | |
| T•• W••••• A•••••••• L•• independent RIA | $2.1B | +10% | 12 | $175M | 90% | 88% | 95 | 3 | |
| F•••• H•••••••• C••••••••• I••• BD affiliated | $2.1B | +18% | 96 | $21.7M | 90% | 29% | 66 | 72 | |
| P•••••••• W••••• A•••••••• I••• independent RIA | $2.0B | +16% | 9 | $223M | 67% | 84% | 121 | 1 | |
| B•••••••• L•• independent RIA | $2.0B | +61% | 37 | $53.8M | 53% | 65% | 47 | 9 | |
| C••••••• R••••••••• C••••••••• I••• institutional | $2.0B | -1.3% | 2 | $993M | 0.0% | 1 | |||
| C••••••• independent RIA | $1.9B | +12% | 13 | $149M | 78% | 92% | 67 | 4 | |
| M••••• W••••• M••••••••• L•• independent RIA | $1.9B | +20% | 9 | $214M | 92% | 92% | 89 | 3 | |
| C•••••••• A•••••••• L•• independent RIA | $1.9B | +35% | 40 | $47.7M | 95% | 72% | 84 | 18 | |
| C•••••• M••••••••• A••••••••• I•• independent RIA | $1.9B | +15% | 14 | $134M | 81% | 87% | 63 | 3 | |
| A••• A••••••• other | $1.9B | +2.1% | 4 | $470M | 10% | 91% | 23 | 1 | |
| S••••• A•••••••• L•• independent RIA | $1.9B | +43% | 68 | $27.6M | 92% | 48% | 58 | 8 | |
| W••••••• C•••••• M••••••••• C• independent RIA | $1.9B | +40% | 3 | $620M | 65% | 98% | 42 | 1 | |
| C••••••• T•••• A•••••••• I••• independent RIA | $1.9B | +11% | 15 | $124M | 86% | 82% | 60 | 4 | |
| L••••• T••••• A••••••• S•••••••• L•• independent RIA | $1.8B | +8.4% | 10 | $177M | 91% | 55% | 127 | 1 | |
| R• I••••••••• M••••••••• L•• independent RIA | $1.7B | +18% | 13 | $133M | 85% | 93% | 58 | 1 | |
| L•••••• W••••• M••••••••• L•• independent RIA | $1.7B | +17% | 25 | $69.0M | 97% | 77% | 60 | 9 | |
| N•••• G•••• independent RIA | $1.7B | +22% | 32 | $53.7M | 80% | 40% | 110 | 9 | |
| P•• G••••• L•• institutional | $1.7B | +143% | 0.0% | 3 | 2 | ||||
| R•••• I••••••••• A••••••• other | $1.7B | +10% | 6 | $283M | 19% | 97% | 12 | 6 | |
| C•• F•••••••• S•••••••• L••••• independent RIA | $1.7B | +17% | 12 | $141M | 83% | 80% | 108 | 2 | |
| M•• C•• independent RIA | $1.7B | +14% | 16 | $106M | 55% | 56% | 90 | 4 | |
| C••••••••• C•••••• P••••••• independent RIA | $1.7B | +13% | 15 | $112M | 77% | 85% | 59 | 1 | |
| B••• W••••• S••••••••• L•• independent RIA | $1.6B | +191% | 49 | $33.5M | 54% | 31% | 56 | 16 | |
| T•• J•••••• I••••••••• M••••••••• L•• independent RIA | $1.6B | +0.2% | 6 | $272M | 90% | 58% | 906 | 1 | |
| T•••••• P•••• A•••••••• L•• independent RIA | $1.6B | +9.4% | 16 | $102M | 89% | 90% | 49 | 3 | |
| M•••••• C•••••• mixed wealth | $1.6B | +8.3% | 10 | $163M | 26% | 84% | 31 | 1 | |
| P••••••• P•••••• W•••••• L•• independent RIA | $1.6B | +28% | 19 | $85.3M | 71% | 88% | 23 | 6 | 6 |
| I•• A•••••••• I••• mixed wealth | $1.6B | +5.1% | 28 | $57.8M | 48% | 46% | 64 | 26 | |
| N•• C•••••• M••••••••• I••• mixed wealth | $1.6B | +7.6% | 7 | $230M | 22% | 72% | 56 | 5 | |
| C•• A•••••••• L•• independent RIA | $1.6B | +27% | 36 | $44.5M | 94% | 81% | 36 | 33 | |
| B••• W••••• A•••••••• I••• independent RIA | $1.6B | +22% | 25 | $64.0M | 86% | 65% | 88 | 33 | |
| T•••••••• P••••••• F•••••••• L•• mixed wealth | $1.6B | +33% | 7 | $228M | 23% | 94% | 33 | 1 | |
| C••••••••• P•••••••• R••••• C••• independent RIA | $1.6B | +23% | 66 | $24.1M | 99% | 44% | 94 | 48 | |
| C•••••• I•• A•••••••• L•• independent RIA | $1.6B | +19% | 17 | $93.3M | 92% | 79% | 69 | 17 | |
| M••••••• • S••••••• W••••• A•••••••• I••• mixed wealth | $1.6B | +59% | 10 | $159M | 22% | 44% | 79 | 2 | |
| P••••••• H••••••• W••••• A•••••••• I••• independent RIA | $1.6B | +23% | 16 | $98.6M | 75% | 73% | 77 | 3 | |
| C••••• • A••••••••• I••• independent RIA | $1.6B | +15% | 140 | $11.3M | 92% | 45% | 36 | 71 | |
| I••••• L•• independent RIA | $1.6B | -12% | 34 | $46.0M | 80% | 68% | 65 | 12 | |
| A•••••••• W••••• C••••••••• L•• independent RIA | $1.6B | +20% | 12 | $130M | 70% | 93% | 37 | 1 | 2 |
| M•• W••••• A••••••• independent RIA | $1.6B | +18% | 12 | $130M | 80% | 80% | 72 | 2 | |
| B••••• E•••••• W•••• independent RIA | $1.6B | +25% | 12 | $129M | 89% | 92% | 51 | 1 | |
| R•••••• C•••••• G••••• L•• independent RIA | $1.6B | +13% | 14 | $111M | 86% | 86% | 78 | 6 | 4 |
| I•• F•••••••• A••••••• independent RIA | $1.6B | +15% | 14 | $111M | 77% | 77% | 90 | 3 | |
| C••••• I••••••••• G•••• independent RIA | $1.5B | +18% | 21 | $73.4M | 64% | 80% | 45 | 4 | |
| T••••• F•••••••• P•••••••• L•• independent RIA | $1.5B | +17% | 16 | $95.1M | 81% | 85% | 48 | 1 | |
| A••••• W••••• P•••••••• L•• independent RIA | $1.5B | +15% | 13 | $117M | 87% | 74% | 80 | 4 | |
| M•••••• F•••••••• P••••••• independent RIA | $1.5B | +20% | 9 | $168M | 98% | 68% | 49 | 1 | |
| D•••• W••••• A••••••• independent RIA | $1.5B | -31% | 17 | $88.3M | 97% | 88% | 63 | 3 | |
| F••••••• institutional | $1.5B | +12% | 6 | $250M | 0.0% | 5,135 | 1 | ||
| A••••••• C•••••• S••••••••• L•• independent RIA | $1.5B | +16% | 16 | $93.1M | 80% | 85% | 48 | 3 | |
| A••••• I••••••••• A••••••• L•• independent RIA | $1.5B | +31% | 12 | $124M | 65% | 81% | 79 | 3 | |
| H•• W••••• A•••••••• L•• independent RIA | $1.5B | +4.6% | 12 | $123M | 96% | 77% | 98 | 3 | |
| M••••• W••••• A•••••••• L•• independent RIA | $1.5B | +17% | 8 | $182M | 84% | 82% | 125 | 1 | |
| R•••••• W••••• A•••••••• I••• independent RIA | $1.5B | -21% | 43 | $33.9M | 95% | 26% | 73 | 34 | |
| I•••••••• L•• other | $1.5B | +17% | 7 | $208M | 17% | 82% | 26 | 1 | |
| K•••••• F•••••••• A••••••• S••••••• independent RIA | $1.5B | +339% | 25 | $58.0M | 89% | 42% | 200 | 9 | |
| N•••••••• F•••••••• G••••• I••• mixed wealth | $1.4B | +20% | 1 | $1.4B | 37% | 72% | 553 | 3 | 4 |
878 practices match (Retirement plan adviser). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.