DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| BURGUNDY ASSET MANAGEMENT LTD. independent RIA | $19B | -3.5% | 1 | $19B | 53% | 95% | 3,006 | 3 | 5 |
| CAPRICORN INVESTMENT GROUP LLC mixed wealth | $19B | +51% | 1 | $19B | 28% | 100% | 5 | 3 | |
| LETKO, BROSSEAU & ASSOCIATES INC. other | $19B | +12% | 1 | $19B | 14% | 77% | 1,597 | 3 | 7 |
| ARISTOTLE INVESTMENT SERVICES, LLC asset manager | $17B | +2.1% | 1 | $17B | 0.0% | 2 | |||
| DIVCO WEST REAL ESTATE SERVICES, LLC asset manager | $16B | +3.5% | 1 | $16B | 0.0% | 8 | 31 | ||
| WHITEBOX ADVISORS LLC asset manager | $16B | +43% | 1 | $16B | 0.0% | 5 | 10 | ||
| INTECH other | $15B | +16% | 1 | $15B | 0.0% | 1 | 5 | ||
| CLEARBROOK INVESTMENT CONSULTING LLC other | $14B | +2818% | 1 | $14B | 0.0% | 1 | |||
| PINEGROVE VENTURE PARTNERS, LLC asset manager | $14B | +17% | 1 | $14B | 0.0% | 12 | 68 | ||
| GAOTENG GLOBAL ASSET MANAGEMENT LIMITED asset manager | $13B | +109% | 1 | $13B | 0.0% | 96% | 3 | 1 | |
| CHARTWELL INVESTMENT PARTNERS, LLC other | $13B | +5.4% | 1 | $13B | 0.3% | 10% | 1 | 1 | |
| FIRST TRUST CAPITAL MANAGEMENT L.P. asset manager | $13B | +50% | 1 | $13B | 0.0% | 2 | 15 | ||
| ROYCE INVESTMENT PARTNERS asset manager | $12B | -2.5% | 1 | $12B | 1.4% | 0.6% | 932 | 2 | 1 |
| CHRISTIAN BROTHERS INVESTMENT SERVICES, INC. asset manager | $12B | +3.5% | 1 | $12B | 0.0% | 2 | |||
| BIMINI ADVISORS, LLC asset manager | $12B | +104% | 1 | $12B | 0.0% | 1 | |||
| GREENHAVEN ASSOCIATES INC independent RIA | $12B | +6.8% | 1 | $12B | 72% | 100% | 100 | 1 | |
| ANGEL OAK CAPITAL ADVISORS, LLC asset manager | $11B | +13% | 1 | $11B | 0.0% | 3 | 9 | ||
| THE WINDACRE PARTNERSHIP LLC asset manager | $11B | +18% | 1 | $11B | 0.0% | 1 | 1 | ||
| GERBER/TAYLOR MANAGEMENT LLC asset manager | $11B | +6.4% | 1 | $11B | 0.7% | 100% | 2 | 38 | |
| QRG CAPITAL MANAGEMENT, INC. independent RIA | $11B | +0.5% | 2 | $5.7B | 92% | 40% | 13,303 | 1 | |
| NEUBERGER BERMAN ASIA LIMITED other | $11B | +60% | 1 | $11B | 0.0% | 1 | |||
| BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC asset manager | $9.8B | +16% | 1 | $9.8B | 6.9% | 100% | 8 | 395 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC mixed wealth | $9.6B | -2.3% | 1 | $9.6B | 27% | 100% | 4 | 22 | |
| H.M. PAYSON independent RIA | $9.1B | +12% | 1 | $9.1B | 77% | 75% | 3,961 | 3 | 1 |
| IMPAX ASSET MANAGEMENT LLC asset manager | $8.9B | +6.2% | 1 | $8.9B | 0.0% | 2 | |||
| TIAA KASPICK, LLC institutional | $8.7B | +2.7% | 1 | $8.7B | 1.3% | 4 | |||
| MARCUARD FAMILY OFFICE LTD independent RIA | $8.7B | +27% | 1 | $8.7B | 64% | 100% | 77 | 1 | |
| ADVANTAGE CAPITAL MANAGEMENT institutional | $8.3B | -11% | 1 | $8.3B | 0.0% | 1 | 6 | ||
| HARVEST FUND ADVISORS LLC other | $8.1B | +0.6% | 1 | $8.1B | 4.6% | 100% | 170 | 2 | 6 |
| HUMAN INTEREST ADVISORS LLC independent RIA | $8.1B | +23% | 2 | $4.1B | 100% | 3.3% | 396,529 | 1 | |
| ICG ADVISORS, LLC independent RIA | $7.9B | +2.1% | 1 | $7.9B | 72% | 100% | 1 | 11 | |
| AMOVA ASSET MANAGEMENT AMERICAS, INC. asset manager | $7.8B | +12% | 1 | $7.8B | 0.0% | 1 | |||
| DISRUPTIVE TECHNOLOGY ADVISERS LLC asset manager | $7.7B | +267% | 1 | $7.7B | 0.0% | 2 | 28 | ||
| MCMORGAN & COMPANY LLC other | $7.6B | +2.5% | 1 | $7.6B | 0.2% | 72% | 41 | 3 | |
| DSM CAPITAL PARTNERS mixed wealth | $7.6B | +6.0% | 1 | $7.6B | 27% | 60% | 1,567 | 2 | 2 |
| EVENTIDE ASSET MANAGEMENT, LLC asset manager | $7.4B | +15% | 1 | $7.4B | 0.0% | 1 | 2 | ||
| CERCANO MANAGEMENT LLC asset manager | $7.3B | +1.0% | 1 | $7.3B | 8.1% | 100% | 6 | 2 | |
| CRESTVIEW PARTNERS asset manager | $7.1B | -9.9% | 1 | $7.1B | 0.0% | 1 | 31 | ||
| TAG ASSOCIATES LLC independent RIA | $7.1B | -1.0% | 1 | $7.1B | 97% | 100% | 80 | 2 | 10 |
| JOHN W. BRISTOL & CO., INC. independent RIA | $7.1B | +5.2% | 1 | $7.1B | 56% | 100% | 83 | 1 | 1 |
| FIVE POINT INFRASTRUCTURE LLC asset manager | $7.1B | -16% | 1 | $7.1B | 0.0% | 1 | 12 | ||
| TRUST ADVISORS, INC. asset manager | $7.0B | +15% | 1 | $7.0B | 0.0% | 2 | 7 | ||
| PGIM CUSTOM HARVEST LLC independent RIA | $6.9B | +28% | 1 | $6.9B | 97% | 100% | 8,531 | 1 | |
| IMPERIAL FUND ASSET MANAGEMENT LLC asset manager | $6.8B | -9.1% | 1 | $6.8B | 0.2% | 94% | 67 | 1 | |
| THE BOLLARD GROUP LLC independent RIA | $6.7B | -0.8% | 1 | $6.7B | 79% | 100% | 1 | 91 | |
| GREYCOURT & CO., INC. independent RIA | $6.6B | +20% | 1 | $6.6B | 70% | 100% | 36 | 4 | |
| STELAC ADVISORY SERVICES LLC independent RIA | $6.3B | +55% | 1 | $6.3B | 99% | 100% | 2 | 3 | |
| BMO ASSET MANAGEMENT CORP. other | $6.2B | +19% | 1 | $6.2B | 0.0% | 1 | 16 | ||
| NICHOLAS CO INC asset manager | $6.1B | -3.9% | 1 | $6.1B | 0.1% | 100% | 3 | 1 | |
| ENERGY INCOME PARTNERS asset manager | $6.1B | +13% | 1 | $6.1B | 2.9% | 100% | 89 | 1 | 2 |
| HAVELI INVESTMENT MANAGEMENT LLC asset manager | $6.0B | +34% | 1 | $6.0B | 0.0% | 1 | 6 | ||
| REAVES ASSET MANAGEMENT asset manager | $5.9B | +45% | 1 | $5.9B | 4.3% | 12% | 266 | 1 | |
| AMERICAN ASSETS INVESTMENT MANAGEMENT, LLC institutional | $5.9B | +20% | 1 | $5.9B | 0.1% | 100% | 1 | 1 | 1 |
| AETOS ALTERNATIVES MANAGEMENT institutional | $5.8B | +23% | 1 | $5.8B | 0.0% | 2 | 7 | ||
| OBRA CAPITAL MANAGEMENT, LLC. asset manager | $5.7B | 1 | $5.7B | 0.0% | 6 | 12 | |||
| ALPHAPOINT, INC. institutional | $5.6B | +12% | 1 | $5.6B | 0.0% | 1 | |||
| PICTET NORTH AMERICA ADVISORS SA independent RIA | $5.3B | +13% | 1 | $5.3B | 78% | 99% | 643 | 2 | |
| RADCLIFFE CAPITAL MANAGEMENT, L.P. asset manager | $5.1B | +18% | 1 | $5.1B | 0.0% | 1 | 7 | ||
| TECTONIC ADVISORS LLC independent RIA | $5.1B | +18% | 3 | $1.7B | 54% | 84% | 745 | 1 | |
| STASH independent RIA | $4.9B | +18% | 1 | $4.9B | 100% | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.