DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| MADISON ASSET MANAGEMENT asset manager | $4.9B | -6.1% | 1 | $4.9B | 0.0% | 2 | |||
| YAUPON CAPITAL MANAGEMENT LP asset manager | $4.7B | +29% | 1 | $4.7B | 0.0% | 2 | 2 | ||
| BOWEN, HANES & CO INC other | $4.6B | +7.4% | 1 | $4.6B | 12% | 99% | 76 | 2 | |
| GLOBEFLEX CAPITAL LP other | $4.6B | +0.7% | 1 | $4.6B | 0.0% | 2 | 4 | ||
| GLADSTONE MANAGEMENT CORPORATION other | $4.4B | +6.6% | 1 | $4.4B | 0.0% | 7 | |||
| ACCREDITED INVESTORS WEALTH MANAGEMENT independent RIA | $4.4B | +19% | 3 | $1.5B | 99% | 98% | 314 | 1 | |
| ALASKA PERMANENT CAPITAL MANAGEMENT, LLC institutional | $4.4B | +7.6% | 1 | $4.4B | 0.0% | 1 | |||
| NEW CENTURY ADVISORS, LLC institutional | $4.3B | +8.5% | 1 | $4.3B | 0.1% | 100% | 5 | ||
| TURTLE CREEK TRUST independent RIA | $4.3B | +17% | 3 | $1.4B | 99% | 100% | 34 | 1 | |
| MARSICO CAPITAL MANAGEMENT, LLC other | $4.3B | +6.0% | 1 | $4.3B | 19% | 100% | 1 | ||
| HENNESSY ADVISORS, INC. asset manager | $4.3B | +68% | 1 | $4.3B | 0.0% | 4 | |||
| WATEROUS ENERGY FUND MANAGEMENT (US), LLC asset manager | $4.0B | -22% | 1 | $4.0B | 0.0% | 2 | 16 | ||
| VALOR ADVISORS LLC independent RIA | $4.0B | +28% | 3 | $1.3B | 93% | 100% | 1 | ||
| IM GLOBAL PARTNER FUND MANAGEMENT LLC asset manager | $4.0B | +19% | 1 | $4.0B | 0.0% | 3 | |||
| ATALANTA SOSNOFF MANAGEMENT, LLC other | $3.9B | +12% | 1 | $3.9B | 7.4% | 88% | 165 | 4 | |
| ALAMO ADVISORS, LP independent RIA | $3.9B | +2.2% | 3 | $1.3B | 86% | 100% | 1 | ||
| RESOURCE CAPITAL INVESTMENT CORPORATION asset manager | $3.7B | +3.4% | 1 | $3.7B | 0.0% | 1 | 14 | ||
| 360 ONE PORTFOLIO MANAGERS LIMITED independent RIA | $3.6B | +13% | 1 | $3.6B | 92% | 52% | 1,820 | 3 | 2 |
| CAMBRIA INVESTMENT MANAGEMENT, L.P. asset manager | $3.6B | +34% | 1 | $3.6B | 1.0% | 25% | 183 | 1 | |
| SYSTEMATIC ALPHA INVESTMENTS, LLC independent RIA | $3.5B | +28% | 1 | $3.5B | 100% | 100% | 1 | ||
| CEREDEX VALUE ADVISORS LLC other | $3.4B | -34% | 1 | $3.4B | 0.0% | 1 | |||
| SOUND SHORE MANAGEMENT INC other | $3.4B | +6.3% | 1 | $3.4B | 0.1% | 100% | 2 | 1 | 1 |
| MEEDER ASSET MANAGEMENT, INC. asset manager | $3.3B | +34% | 1 | $3.3B | 0.5% | 1 | |||
| PRAXIS INVESTMENT MANAGEMENT, INC. asset manager | $3.3B | +19% | 1 | $3.3B | 0.0% | 1 | |||
| GLASFUNDS, LLC asset manager | $3.3B | +22% | 1 | $3.3B | 0.0% | 1 | 2 | ||
| SBB RESEARCH GROUP LLC asset manager | $3.3B | +17% | 1 | $3.3B | 1.8% | 100% | 1 | 7 | |
| AMERICAN REALTY ADVISORS asset manager | $3.2B | -1.4% | 1 | $3.2B | 0.0% | 5 | 2 | ||
| ALTES CAPITAL, LLC asset manager | $3.2B | +3.7% | 1 | $3.2B | 0.8% | 100% | 1 | 4 | |
| KA FUND ADVISORS, LLC asset manager | $3.2B | -2.3% | 1 | $3.2B | 0.0% | 3 | |||
| BURFORD CAPITAL INVESTMENT MANAGEMENT LLC asset manager | $3.2B | -7.7% | 1 | $3.2B | 0.0% | 19 | 12 | ||
| BERKELEY PARTNERS MANAGEMENT, LLC other | $3.1B | +19% | 1 | $3.1B | 0.0% | 3 | |||
| ANSON FUNDS MANAGEMENT LP asset manager | $3.0B | +6.7% | 1 | $3.0B | 0.0% | 1 | 6 | ||
| SILVANT CAPITAL MANAGEMENT LLC asset manager | $3.0B | +24% | 1 | $3.0B | 0.2% | 100% | 2 | ||
| AEW CAPITAL MANAGEMENT LP other | $3.0B | -37% | 1 | $3.0B | 0.0% | 0.0% | 7 | 1 | |
| COLUMBIA CENT CLO ADVISERS, LLC asset manager | $3.0B | +5.7% | 1 | $3.0B | 0.0% | 2 | 10 | ||
| CARDIFF PARK ADVISORS independent RIA | $3.0B | +9.4% | 1 | $3.0B | 99% | 100% | 358 | 2 | |
| HUDSON EDGE INVESTMENT PARTNERS, INC. other | $2.9B | +15% | 1 | $2.9B | 0.0% | 100% | 1 | 1 | |
| CAMBIAR INVESTORS, LLC independent RIA | $2.9B | -10% | 3 | $974M | 63% | 34% | 1,751 | 1 | 1 |
| FARTHER ASSET MANAGEMENT, LLC independent RIA | $2.9B | +900% | 2 | $1.5B | 100% | 43% | 4,822 | 1 | 2 |
| PORT CAPITAL LLC mixed wealth | $2.9B | +7.8% | 1 | $2.9B | 34% | 100% | 424 | 1 | 5 |
| STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C. asset manager | $2.8B | -58% | 1 | $2.8B | 0.1% | 100% | 1 | ||
| BRICK CAPITAL MANAGEMENT INC other | $2.8B | +6.5% | 1 | $2.8B | 0.0% | 1 | |||
| L 1 GLOBAL WEALTH LLC independent RIA | $2.8B | 2 | $1.4B | 100% | 100% | 1 | |||
| MVP MANAGER LLC asset manager | $2.8B | +145% | 1 | $2.8B | 0.0% | 1 | 121 | ||
| PEAKLINE PARTNERS, LLC asset manager | $2.8B | +12% | 1 | $2.8B | 0.0% | 2 | 34 | ||
| POINTER MANAGEMENT, LLC asset manager | $2.8B | +7.6% | 1 | $2.8B | 0.0% | 2 | 1 | ||
| BARWICK & PARTNERS, INC. mixed wealth | $2.8B | +7.2% | 1 | $2.8B | 34% | 100% | 1 | ||
| NEXPOINT ASSET MANAGEMENT, L.P. asset manager | $2.8B | +11% | 1 | $2.8B | 0.0% | 1 | |||
| GIVERNY CAPITAL independent RIA | $2.7B | +40% | 3 | $901M | 64% | 40% | 1,469 | 1 | 1 |
| THE PORTFOLIO STRATEGY GROUP, LLC independent RIA | $2.6B | +9.9% | 1 | $2.6B | 78% | 99% | 405 | 1 | 1 |
| ARGOS CAPITAL PARTNERS, LLC independent RIA | $2.6B | -1.1% | 2 | $1.3B | 73% | 100% | 1 | 5 | |
| CINCINNATI ASSET MANAGEMENT INC independent RIA | $2.5B | +4.6% | 1 | $2.5B | 80% | 100% | 1 | ||
| CKW FINANCIAL GROUP, LLC mixed wealth | $2.5B | +14% | 1 | $2.5B | 31% | 92% | 544 | 2 | |
| NEW AGE ALPHA asset manager | $2.5B | -4.2% | 1 | $2.5B | 0.0% | 100% | 2 | 1 | 1 |
| CONCURRENT ASSET MANAGEMENT, LLC asset manager | $2.5B | +7466% | 1 | $2.5B | 0.0% | 2 | 2 | ||
| REDWOOD INVESTMENT MANAGEMENT, LLC. asset manager | $2.5B | -2.9% | 1 | $2.5B | 3.3% | 74% | 142 | 1 | |
| FIDUCIARY FIRST institutional | $2.5B | -52% | 1 | $2.5B | 0.0% | 2 | |||
| PERMIAN asset manager | $2.4B | +14% | 1 | $2.4B | 0.0% | 2 | 4 | ||
| NICHOLS & PRATT ADVISERS LLP independent RIA | $2.4B | +4.7% | 2 | $1.2B | 90% | 99% | 53 | 1 | |
| MANITOU INVESTMENT MANAGEMENT LTD. independent RIA | $2.4B | +20% | 1 | $2.4B | 56% | 95% | 437 | 1 |
3,946 practices match (Solo or small team). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.