DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| 1932 INVESTMENT MANAGEMENT institutional | $4.6B | 3 | $1.5B | 0.0% | 1 | ||||
| GLOBEFLEX CAPITAL LP other | $4.6B | +0.7% | 1 | $4.6B | 0.0% | 2 | 4 | ||
| CASTLEARK MANAGEMENT LLC institutional | $4.6B | +25% | 1.7% | 100% | 1 | ||||
| A•••• R••••• C••••••••• M••••••••• L•• asset manager | $4.6B | -22% | 0.0% | 2 | 1 | ||||
| T••• F•••• C•••••• P•••••••• L•• independent RIA | $4.6B | +13% | 17 | $270M | 98% | 100% | 4 | 1 | 6 |
| B••••• T•••• W••••• I••• asset manager | $4.6B | -11% | 0.0% | 1 | |||||
| D••••••••• I••••••••• G•••• L•• asset manager | $4.6B | +13% | 0.0% | 1 | 1 | ||||
| M•• F••• M••••••••• L•• asset manager | $4.6B | -4.5% | 0.0% | 3 | 16 | ||||
| P•••••• S••••• C•••••• L•• asset manager | $4.6B | +155% | 0.0% | 1 | 1 | ||||
| G•• E••••• H•••••••• L•• asset manager | $4.6B | -23% | 0.0% | 1 | |||||
| S•••••••• C•••••• M••••••••• L• asset manager | $4.6B | +87% | 0.0% | 4 | 17 | ||||
| H••• S••••• E••••• asset manager | $4.6B | +37% | 0.0% | 1 | 10 | ||||
| T•••• C•••••• M••••••••• L••• asset manager | $4.6B | -3.6% | 0.0% | 2 | 12 | ||||
| C••••• M••••••••• L• asset manager | $4.6B | +13% | 0.0% | 1 | 8 | ||||
| Q•• C••••••• L••• asset manager | $4.6B | +48% | 0.0% | 1 | |||||
| W•••••• B••••••• G••••• L•• independent RIA | $4.6B | +14% | 3 | $1.5B | 82% | 100% | 33 | 2 | |
| Z••••••••• C•••••• I••••••••• L•• other | $4.6B | -8.5% | 13 | $351M | 19% | 92% | 22 | 1 | |
| T••••••• S••••• C•••••• M•••••• L•• asset manager | $4.6B | -7.5% | 0.0% | 1 | 10 | ||||
| W••• C•••••• P••••••• asset manager | $4.6B | -1.3% | 0.0% | 1 | 24 | ||||
| D••••• I••••••••• M••••••••• L•• asset manager | $4.6B | +61% | 0.0% | 2 | 1 | ||||
| B•••• C•••••• M••••••••• L•• other | $4.5B | -44% | 2 | $2.3B | 0.0% | 100% | 1 | ||
| C•••••• M••••••••• L•• asset manager | $4.5B | -2.8% | 0.0% | 1 | 5 | ||||
| F••••••• S••••• A••••••• I••• independent RIA | $4.5B | 16 | $283M | 81% | 99% | 24 | 1 | 5 | |
| J•• F••••• O••••• independent RIA | $4.5B | +65% | 35 | $129M | 99% | 100% | 5 | 3 | 1 |
| H••• R•••• C•••••• M••••••••• L• asset manager | $4.5B | -11% | 0.0% | 4 | 1 | ||||
| S••••••••• asset manager | $4.5B | +12% | 0.0% | 2 | 52 | ||||
| H•• C•••••• P••••••• asset manager | $4.5B | -9.8% | 0.0% | 3 | 6 | ||||
| I••••••••• X• A••••••• asset manager | $4.5B | +146% | 2 | $2.3B | 0.0% | 2 | 20 | ||
| C•• A•••• M••••••••• G•••• independent RIA | $4.5B | +35% | 50 | $90.3M | 94% | 92% | 38 | 5 | 3 |
| S•••• W••••• M••••••••• L•• BD affiliated | $4.5B | -2.2% | 67 | $67.4M | 96% | 30% | 92 | 48 | |
| A••• F••• M••••••• L•• asset manager | $4.5B | +34% | 0.0% | 3 | |||||
| G•••••• I••••••••• M••••••••• mixed wealth | $4.5B | +17% | 23 | $196M | 48% | 95% | 25 | 1 | |
| O•• asset manager | $4.5B | +12% | 0.0% | 3 | 37 | ||||
| G•••••••• L• asset manager | $4.5B | +3.5% | 0.0% | 4 | 24 | ||||
| H••••••••• A•••• M••••••••• asset manager | $4.5B | +26% | 0.0% | 1 | 10 | ||||
| C•••••••• A••••••• L•• other | $4.5B | +4388% | 0.0% | 1 | |||||
| V•••••• A••••••• L•• asset manager | $4.5B | +37% | 0.0% | 2 | 7 | ||||
| P••••••• L•••••• •••• L•• other | $4.5B | +21% | 0.0% | 2 | 2 | ||||
| E••••••• C•••••• M••••••••• L•• asset manager | $4.5B | +6.3% | 0.0% | 1 | 6 | ||||
| C••••••• S••• I••••••••• C••••••••• independent RIA | $4.5B | +8.2% | 17 | $264M | 84% | 97% | 52 | 1 | |
| B••••••• P••• C•••••• asset manager | $4.5B | +6.7% | 0.0% | 5 | 14 | ||||
| C••••••••• W••••• M••••••••• L•• independent RIA | $4.5B | +21% | 50 | $89.6M | 95% | 95% | 26 | 2 | |
| E•••••••• A•••••••• L•• asset manager | $4.5B | +19% | 0.0% | 1 | 21 | ||||
| A•••••••• P•••••• E••••• I••••••••• M••••••••• L•• asset manager | $4.5B | +231% | 0.0% | 5 | |||||
| P••••••• B••••••••• A••••••• L• asset manager | $4.5B | +46% | 0.0% | 1 | 2 | ||||
| C• I••••••••• L•• independent RIA | $4.5B | +34% | 80 | $55.8M | 96% | 78% | 57 | 16 | |
| L••••••• C•••••• M••••••••• L• asset manager | $4.5B | +40% | 0.0% | 1 | 20 | ||||
| B••••• O•• C•••••• P•••••••• L• asset manager | $4.5B | -7.4% | 0.0% | 1 | 9 | ||||
| B••••••••• asset manager | $4.5B | -22% | 0.0% | 1 | 4 | ||||
| B•••••••• C•••••• M••••••••• L•• mixed wealth | $4.5B | +19% | 6 | $742M | 22% | 100% | 10 | 3 | 13 |
| V••••• F•••• C•••••• M••••••••• asset manager | $4.4B | -3.2% | 0.0% | 1 | 3 | ||||
| A•••••• F•••••• C•••••• M••••••••• L•• other | $4.4B | -8.7% | 0.0% | 1 | |||||
| B••••• T•••• independent RIA | $4.4B | +2.1% | 30 | $148M | 93% | 78% | 94 | 5 | |
| S•••••••• C••••••• L••• asset manager | $4.4B | +11% | 0.0% | 2 | 20 | ||||
| B•••••• C•••••• M••••••••• L•• asset manager | $4.4B | +10% | 0.0% | 2 | 9 | ||||
| B••• O•• D•••••• I••••••••• T•••• A••••••• L•• asset manager | $4.4B | 0.0% | 10 | ||||||
| N•••••••• P••••••• L• asset manager | $4.4B | +24% | 0.0% | 1 | 3 | ||||
| A••••••••• I•••••••• W••••• M••••••••• independent RIA | $4.4B | +19% | 3 | $1.5B | 99% | 98% | 314 | 1 | |
| N••• L••••• M••••••••• L•• asset manager | $4.4B | +21% | 0.0% | 2 | 47 | ||||
| T•• R• F•••••• T•••• M••••••••• L••• asset manager | $4.4B | +18% | 2 | $2.2B | 0.0% | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.